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CHX Rulemaking

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CHX File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CHX-2015-09
34-76351 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business and Disaster Recovery Plans Testing Requirements for Certain Participants in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-08
34-76326 Nov. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Smart versus Direct Routing Protocol
Comments due:  November 27, 2015

SR-CHX-2015-05
34-76262 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Unify Procedures for the Handling of Resting Orders in a Security Subject to a Trading Halt, Pause or Suspension on the Exchange
Comments due: November 23, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-06
34-76249 Oct. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt CHX SNAP Execution Fees
Comments due: November 19, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-03
34-76087 Oct. 6, 2015 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt and Implement CHX SNAP sm, an Intra-day and On-Demand Auction Servic
See also: Notice: Rel. No. 34-75816, Notice: Rel. No. 34-75630, Notice: Rel. No. 34-75346
Third Quarter

SR-CHX-2015-03
34-75816 Sep. 2, 2015 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Implement CHX SNAPsm an Intra-day and On-Demand Auction Service
Comments due:  September 24, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75630, Notice: Rel. No. 34-75346, Notice: Rel. No. 34-76087

SR-CHX-2015-03
34-75630 Aug. 6, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Implement CHX SNAPsm, an Intra-day and On-demand Auction Service
See also: Notice: Rel. No. 34-75346, Notice: Rel. No. 34-76087

SR-CHX-2015-03
34-75346 Jul. 1, 2015 Notice of Filing of Proposed Rule Change to Implement CHX SNAPsm, an Intra-day and On-demand Auction Service
Comments due:  July 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76087
Comments received are available for this proposal.
Second Quarter

SR-CHX-2015-04
34-75254 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Change in Business Form Fee
Comments due:  July 17, 2015
First Quarter

SR-CHX-2015-02
34-74487 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services
Comments due: April 8, 2015

SR-CHX-2015-01
34-74357 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange
Comments due: March 23, 2015
Additional Materials: Exhibit 5


CHX File Number List for 2015
Release No. Date Details

SR-CHX-2015-09
34-76351 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business and Disaster Recovery Plans Testing Requirements for Certain Participants in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-08
34-76326 Nov. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Smart versus Direct Routing Protocol
Comments due:  November 27, 2015

SR-CHX-2015-06
34-76249 Oct. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt CHX SNAP Execution Fees
Comments due: November 19, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-05
34-76262 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Unify Procedures for the Handling of Resting Orders in a Security Subject to a Trading Halt, Pause or Suspension on the Exchange
Comments due: November 23, 2015
Additional Materials: Exhibit 5

SR-CHX-2015-04
34-75254 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Change in Business Form Fee
Comments due:  July 17, 2015

SR-CHX-2015-03
34-76087 Oct. 6, 2015 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt and Implement CHX SNAPsm , an Intra-day and On-Demand Auction Servic
34-75816 Sep. 2, 2015 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Implement CHX SNAPsm, an Intra-day and On-Demand Auction Service
Comments due:  September 24, 2015
Additional Materials: Exhibit 5
34-75630 Aug. 6, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Implement CHX SNAPsm, an Intra-day and On-demand Auction Service
34-75346 Jul. 1, 2015 Notice of Filing of Proposed Rule Change to Implement CHX SNAPsm, an Intra-day and On-demand Auction Service
Comments due:  July 29, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CHX-2015-02
34-74487 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services
Comments due: April 8, 2015

SR-CHX-2015-01
34-74357 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange
Comments due: March 23, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/chx.shtml


Modified: 12/28/2015