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CHX Rulemaking

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

CHX File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-CHX-2010-03
34-61493 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2010-03

SR-CHX-2010-02
34-61392 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Cancellation Fee
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2010-02

SR-CHX-2010-01
34-61322 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Tiered Fee Schedule
Comments due:  February 9, 2010
* Submit comments on SR-CHX-2010-01

SR-CHX-2009-18
34-61304 Jan. 6, 2010 Notice of Filing of a Proposed Rule Change to Amend Co-Location Fees
Comments due:  February 4, 2010
* Submit comments on SR-CHX-2009-18


CHX File Number List for 2010
Release No. Date Details

SR-CHX-2010-03
34-61493 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2010-03

SR-CHX-2010-02
34-61392 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Cancellation Fee
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2010-02

SR-CHX-2010-01
34-61322 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Tiered Fee Schedule
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2010-01

 

http://www.sec.gov/rules/sro/chx.shtml


Modified: 02/05/2010