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CFE Rulemaking

We encourage the public to submit comments on the following CBOE Futures Exchange, LLC (CFE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter  | -->Third Quarter  |  Second Quarter

CFE File Number List for 2014

Additional Archives

2014 | 2013 | 2012 | 2011 | 2007 | 2005


Chronological List
Release No. Date Details
Fourth Quarter

SR-CFE-2014-003
34-73385 Oct. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations
Comments due: November 13, 2014
Additional Materials: Exhibit 4
Third Quarter

SR-CFE-2014-004
34-73009 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures
Comments due: October 2, 2014
Additional Materials: Exhibit 4
Second Quarter

SR-CFE-2014-002
34-72392 Jun. 13, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: July 10, 2014

SR-CFE-2014-001
34-72042 Apr. 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt and Amend Certain Customer Protection and Financial Rules
Comments due: May 27, 2014


CFE File Number List for 2014
Release No. Date Details

SR-CFE-2014-004
34-73009 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures
Comments due: October 2, 2014
Additional Materials: Exhibit 4

SR-CFE-2014-003
34-73385 Oct. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations
Comments due: November 13, 2014
Additional Materials: Exhibit 4

SR-CFE-2014-002
34-72392 Jun. 13, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: July 10, 2014

SR-CFE-2014-001
34-72042 Apr. 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt and Amend Certain Customer Protection and Financial Rules
Comments due: May 27, 2014

 

http://www.sec.gov/rules/sro/cfe.shtml


Modified: 11/07/2014