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Comments on CBOE Rulemaking

Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)

(Release No. 34-49620; File No. SR-CBOE-2004-16)

  • Memorandum from the Division of Market Regulation regarding a June 15, 2004 conversation with representatives of the Chicago Stock Exchange, dated September 30, 2004 (File name: cboe061504.pdf)
     
  • Memorandum from the Division of Market Regulation regarding a June 10, 2004 conversation with representatives of the Chicago Stock Exchange, dated September 30, 2004 (File name: cboe061504.pdf)
     
  • Thomas A. Bond and Gary P. Lahey, June 8, 2004 (File name: srcboe200416-3.pdf)
     
  • Comments of Joanne Moffic-Silver, General Counsel and Corporate Secretary, Chicago Board Options Exchange, May 24, 2004 (File name: srcboe200416-2.pdf)
     
  • Comments of Thomas A. Bond, former Vice Chairman and Director; Norman Friedland, Member; Gary P. Lahey, former Vice Chairman and Director; Marshall Spiegel, Member; Anthony Arciero, Member, Peter C. Guth, Member; Robert Kalmin, Member; Sheldon Weinberg, Member; David Carman, Member; Jeffrey T. Kaufmann, Former Director; April 28, 2004 (File name: srcboe200416-1.pdf)
     

 

 

 

http://www.sec.gov/rules/sro/cboe/cboe200416.shtml


Modified: 03/09/2005