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CBOE Rulemaking
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
CBOE File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Second Quarter |
SR-CBOE-2013-061 |
| 34-69775 |
Jun. 17, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-CBOE-2013-061
|
SR-CBOE-2013-058 |
| 34-69760 |
Jun. 13, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-058
|
SR-CBOE-2013-059 |
| 34-69747 |
Jun. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-059
|
SR-CBOE-2013-060 |
| 34-69716 |
Jun. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-060
|
SR-CBOE-2013-053 |
| 34-69693 |
Jun. 4, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-053
|
SR-CBOE-2013-056 |
| 34-69681 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-056
|
SR-CBOE-2013-041 |
| 34-69675 |
May 30, 2013 |
Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
See also: Notice: Rel. No. 34-69360
Submit comments on SR-CBOE-2013-041
|
SR-CBOE-2013-055 |
| 34-69638 |
May 24, 2013 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-055
|
SR-CBOE-2013-054 |
| 34-69629 |
May 23, 2013 |
Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-054
|
SR-CBOE-2013-051 |
| 34-69594 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-051
|
SR-CBOE-2013-047 |
| 34-69574 |
May 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Submit comments on SR-CBOE-2013-047
|
SR-CBOE-2013-049 |
| 34-69569 |
May 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-049
|
SR-CBOE-2013-050 |
| 34-69560 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-050
|
SR-CBOE-2013-035 |
| 34-69558 |
May 10, 2013 |
Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
See also: Notice: Rel. No. 34-69227
|
SR-CBOE-2013-045 |
| 34-69537 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.
Submit comments on SR-CBOE-2013-045
|
SR-CBOE-2013-043 |
| 34-69535 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013
Submit comments on SR-CBOE-2013-043
|
SR-CBOE-2013-048 |
| 34-69528 |
May 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013
Submit comments on SR-CBOE-2013-048
|
SR-CBOE-2013-027 |
| 34-69504 |
May 2, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
See also: Notice: Rel. No. 34-69146
|
SR-CBOE-2013-044 |
| 34-69496 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-044
|
SR-CBOE-2013-039 |
| 34-69399A |
Apr. 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
See also: Notice: Rel No. 34-69399
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-039
|
SR-CBOE-2013-046 |
| 34-69468 |
Apr. 26, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-046
|
SR-CBOE-2013-037 |
| 34-69438 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-037
|
SR-CBOE-2013-042 |
| 34-69422 |
Apr. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-042
|
SR-CBOE-2013-039 |
| 34-69399 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
See also: Notice: Rel No. 34-69399A
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-039
|
SR-CBOE-2013-026 |
| 34-69364 |
Apr. 11, 2013 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
Submit comments on SR-CBOE-2013-026
|
SR-CBOE-2013-041 |
| 34-69360 |
Apr. 10, 2013 |
Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69675
Submit comments on SR-CBOE-2013-041
|
SR-CBOE-2013-019 |
| 34-69338 |
Apr. 8, 2013 |
Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
See also: Notice: Rel. No. 34-68944
|
SR-CBOE-2013-030 |
| 34-69328 |
Apr. 5, 2013 |
Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
See also: Notice: Rel. No. 34-69082
|
| First Quarter |
SR-CBOE-2013-038 |
| 34-69258 |
Mar. 29, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-036 |
| 34-69235 |
Mar. 25, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-035 |
| 34-69227 |
Mar. 25, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69558
|
SR-CBOE-2013-040 |
| 34-69220 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-032 |
| 34-69203 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2013-031 |
| 34-69200 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013
|
SR-CBOE-2013-034 |
| 34-69158 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013
|
SR-CBOE-2013-029 |
| 34-69147 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-027 |
| 34-69146 |
Mar. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013
See also: Order: Rel. No. 34-69504
|
SR-CBOE-2013-033 |
| 34-69129 |
Mar. 13, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-016 |
| 34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
See also: Notice: Rel. No. 34-68873
|
SR-CBOE-2013-030 |
| 34-69082 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69328
Comments received are available for this proposal.
|
SR-CBOE-2013-028 |
| 34-69064 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-025 |
| 34-69025 |
Mar. 4, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-023 |
| 34-69000 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013
|
SR-CBOE-2013-024 |
| 34-68998 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013
|
SR-CBOE-2013-019 |
| 34-68944 |
Feb. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69338
|
SR-CBOE-2013-022 |
| 34-68941 |
Feb. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-020 |
| 34-68933 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013
|
SR-CBOE-2013-021 |
| 34-68932 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-018 |
| 34-68901 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-014 |
| 34-68900 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2012-124 |
| 34-68879 |
Feb. 8, 2013 |
Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
See also: Notice: Rel. No. 34-68487
|
SR-CBOE-2012-120 |
| 34-68888 |
Feb. 8, 2013 |
Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
See also: Notice: Rel. No. 34-68457
|
SR-CBOE-2013-017 |
| 34-68887 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-016 |
| 34-68873 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69124
Comments received are available for this proposal.
|
SR-CBOE-2013-015 |
| 34-68860 |
Feb. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-010 |
| 34-68854 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013
|
SR-CBOE-2013-007 |
| 34-68844 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-012 |
| 34-68800 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013
|
SR-CBOE-2013-011 |
| 34-68770 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013
|
SR-CBOE-2012-116 |
| 34-68766 |
Jan. 30, 2013 |
Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-68428
|
SR-CBOE-2013-009 |
| 34-68743 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013
|
SR-CBOE-2013-006 |
| 34-68742 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013
|
SR-CBOE-2013-002 |
| 34-68702 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-003 |
| 34-68699 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-005 |
| 34-68696 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013
|
SR-CBOE-2013-004 |
| 34-68695 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-CBOE-2013-008 |
| 34-68691 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013
|
SR-CBOE-2013-001 |
| 34-68656 |
Jan. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2012-094 |
| 34-68642 |
Jan. 11, 2013 |
Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68020
|
SR-CBOE-2012-133 |
| 34-68615 |
Jan. 10, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013
|
SR-CBOE-2012-131 |
| 34-68606 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2012-108 |
| 34-68585 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68262
|
SR-CBOE-2012-109 |
| 34-68584 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68265
|
SR-CBOE-2012-132 |
| 34-68572 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
| CBOE File Number List for 2013 |
| Release No. |
Date |
Details |
SR-CBOE-2013-061 |
| 34-69775 |
Jun. 17, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-061
|
SR-CBOE-2013-060 |
| 34-69716 |
Jun. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2013-060
|
SR-CBOE-2013-059 |
| 34-69747 |
Jun. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-059
|
SR-CBOE-2013-058 |
| 34-69760 |
Jun. 13, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-058
|
SR-CBOE-2013-056 |
| 34-69681 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-056
|
SR-CBOE-2013-055 |
| 34-69638 |
May 24, 2013 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-055
|
SR-CBOE-2013-054 |
| 34-69629 |
May 23, 2013 |
Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-054
|
SR-CBOE-2013-053 |
| 34-69693 |
Jun. 4, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-053
|
SR-CBOE-2013-051 |
| 34-69594 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-051
|
SR-CBOE-2013-050 |
| 34-69560 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-050
|
SR-CBOE-2013-049 |
| 34-69569 |
May 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-049
|
SR-CBOE-2013-048 |
| 34-69528 |
May 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013
Submit comments on SR-CBOE-2013-048
|
SR-CBOE-2013-047 |
| 34-69574 |
May 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Submit comments on SR-CBOE-2013-047
|
SR-CBOE-2013-046 |
| 34-69468 |
Apr. 26, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-046
|
SR-CBOE-2013-045 |
| 34-69537 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.
Submit comments on SR-CBOE-2013-045
|
SR-CBOE-2013-044 |
| 34-69496 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-044
|
SR-CBOE-2013-043 |
| 34-69535 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013
Submit comments on SR-CBOE-2013-043
|
SR-CBOE-2013-042 |
| 34-69422 |
Apr. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-042
|
SR-CBOE-2013-041 |
| 34-69675 |
May 30, 2013 |
Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
Submit comments on SR-CBOE-2013-041
|
| 34-69360 |
Apr. 10, 2013 |
Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-041
|
SR-CBOE-2013-040 |
| 34-69220 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials: Exhibit 5
|
SR-CBOE-2013-039 |
| 34-69399A |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-039
| | 34-69399 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-039
|
SR-CBOE-2013-038 |
| 34-69258 |
Mar. 29, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-037 |
| 34-69438 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials: Exhibit 5
Submit comments on SR-CBOE-2013-037
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SR-CBOE-2013-036 |
| 34-69235 |
Mar. 25, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-035 |
| 34-69558 |
May 10, 2013 |
Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
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| 34-69227 |
Mar. 25, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-034 |
| 34-69158 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013
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SR-CBOE-2013-033 |
| 34-69129 |
Mar. 13, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-032 |
| 34-69203 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials: Exhibit 5
br>Comments received are available for this proposal.
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SR-CBOE-2013-031 |
| 34-69200 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013
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SR-CBOE-2013-030 |
| 34-69328 |
Apr. 5, 2013 |
Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
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| 34-69082 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
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SR-CBOE-2013-029 |
| 34-69147 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-028 |
| 34-69064 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-027 |
| 34-69504 |
May 2, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
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| 34-69146 |
Mar. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013
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SR-CBOE-2013-026 |
| 34-69364 |
Apr. 11, 2013 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
Submit comments on SR-CBOE-2013-026
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SR-CBOE-2013-025 |
| 34-69025 |
Mar. 4, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-024 |
| 34-68998 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013
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SR-CBOE-2013-023 |
| 34-69000 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013
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SR-CBOE-2013-022 |
| 34-68941 |
Feb. 15, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-021 |
| 34-68932 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-020 |
| 34-68933 |
Feb. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013
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SR-CBOE-2013-019 |
| 34-69338 |
Apr. 8, 2013 |
Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
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| 34-68944 |
Feb. 15, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-018 |
| 34-68901 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-017 |
| 34-68887 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-016 |
| 34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
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| 34-68873 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
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SR-CBOE-2013-015 |
| 34-68860 |
Feb. 7, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-014 |
| 34-68900 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-012 |
| 34-68800 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013
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SR-CBOE-2013-011 |
| 34-68770 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013
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SR-CBOE-2013-010 |
| 34-68854 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013
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SR-CBOE-2013-009 |
| 34-68743 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013
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SR-CBOE-2013-008 |
| 34-68691 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013
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SR-CBOE-2013-007 |
| 34-68844 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-006 |
| 34-68742 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013
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SR-CBOE-2013-005 |
| 34-68696 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013
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SR-CBOE-2013-004 |
| 34-68695 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
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SR-CBOE-2013-003 |
| 34-68699 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-002 |
| 34-68702 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5
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SR-CBOE-2013-001 |
| 34-68656 |
Jan. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/cboe.shtml
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