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CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

CBOE File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-CBOE-2013-061
34-69775 Jun. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2013-061

SR-CBOE-2013-058
34-69760 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-058

SR-CBOE-2013-059
34-69747 Jun. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-059

SR-CBOE-2013-060
34-69716 Jun. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2013-060

SR-CBOE-2013-053
34-69693 Jun. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-053

SR-CBOE-2013-056
34-69681 Jun. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-056

SR-CBOE-2013-041
34-69675 May 30, 2013 Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
See also: Notice: Rel. No. 34-69360
* Submit comments on SR-CBOE-2013-041

SR-CBOE-2013-055
34-69638 May 24, 2013 Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-055

SR-CBOE-2013-054
34-69629 May 23, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-054

SR-CBOE-2013-051
34-69594 May 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-051

SR-CBOE-2013-047
34-69574 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
* Submit comments on SR-CBOE-2013-047

SR-CBOE-2013-049
34-69569 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-049

SR-CBOE-2013-050
34-69560 May 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-050

SR-CBOE-2013-035
34-69558 May 10, 2013 Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
See also: Notice: Rel. No. 34-69227

SR-CBOE-2013-045
34-69537 May 8, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.
* Submit comments on SR-CBOE-2013-045

SR-CBOE-2013-043
34-69535 May 8, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013
* Submit comments on SR-CBOE-2013-043

SR-CBOE-2013-048
34-69528 May 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013
* Submit comments on SR-CBOE-2013-048

SR-CBOE-2013-027
34-69504 May 2, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
See also: Notice: Rel. No. 34-69146

SR-CBOE-2013-044
34-69496 May 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-044

SR-CBOE-2013-039
34-69399A Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
See also:  Notice: Rel No. 34-69399
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-039

SR-CBOE-2013-046
34-69468 Apr. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-046

SR-CBOE-2013-037
34-69438 Apr. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-037

SR-CBOE-2013-042
34-69422 Apr. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-042

SR-CBOE-2013-039
34-69399 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
See also:  Notice: Rel No. 34-69399A
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-039

SR-CBOE-2013-026
34-69364 Apr. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
* Submit comments on SR-CBOE-2013-026

SR-CBOE-2013-041
34-69360 Apr. 10, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69675
* Submit comments on SR-CBOE-2013-041

SR-CBOE-2013-019
34-69338 Apr. 8, 2013 Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
See also: Notice: Rel. No. 34-68944

SR-CBOE-2013-030
34-69328 Apr. 5, 2013 Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
See also: Notice: Rel. No. 34-69082
First Quarter

SR-CBOE-2013-038
34-69258 Mar. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-036
34-69235 Mar. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-035
34-69227 Mar. 25, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69558

SR-CBOE-2013-040
34-69220 Mar. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-032
34-69203 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-031
34-69200 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013

SR-CBOE-2013-034
34-69158 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013

SR-CBOE-2013-029
34-69147 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-027
34-69146 Mar. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013
See also: Order: Rel. No. 34-69504

SR-CBOE-2013-033
34-69129 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-016
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
See also: Notice: Rel. No. 34-68873

SR-CBOE-2013-030
34-69082 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69328
Comments received are available for this proposal.

SR-CBOE-2013-028
34-69064 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-025
34-69025 Mar. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-023
34-69000 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-024
34-68998 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-019
34-68944 Feb. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69338

SR-CBOE-2013-022
34-68941 Feb. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-020
34-68933 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013

SR-CBOE-2013-021
34-68932 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-018
34-68901 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-014
34-68900 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-CBOE-2012-124
34-68879 Feb. 8, 2013 Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
See also: Notice: Rel. No. 34-68487

SR-CBOE-2012-120
34-68888 Feb. 8, 2013 Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
See also: Notice: Rel. No. 34-68457

SR-CBOE-2013-017
34-68887 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-016
34-68873 Feb. 8, 2013 Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69124
Comments received are available for this proposal.

SR-CBOE-2013-015
34-68860 Feb. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-010
34-68854 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013

SR-CBOE-2013-007
34-68844 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-CBOE-2013-012
34-68800 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013

SR-CBOE-2013-011
34-68770 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013

SR-CBOE-2012-116
34-68766 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-68428

SR-CBOE-2013-009
34-68743 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013

SR-CBOE-2013-006
34-68742 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-CBOE-2013-002
34-68702 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-003
34-68699 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-005
34-68696 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013

SR-CBOE-2013-004
34-68695 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2013-008
34-68691 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013

SR-CBOE-2013-001
34-68656 Jan. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5

SR-CBOE-2012-094
34-68642 Jan. 11, 2013 Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68020

SR-CBOE-2012-133
34-68615 Jan. 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013

SR-CBOE-2012-131
34-68606 Jan. 9, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials: Exhibit 5

SR-CBOE-2012-108
34-68585 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68262

SR-CBOE-2012-109
34-68584 Jan. 4, 2013 Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68265

SR-CBOE-2012-132
34-68572 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials: Exhibit 5


CBOE File Number List for 2013
Release No. Date Details

SR-CBOE-2013-061
34-69775 Jun. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2013-061

SR-CBOE-2013-060
34-69716 Jun. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2013-060

SR-CBOE-2013-059
34-69747 Jun. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-059

SR-CBOE-2013-058
34-69760 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-058

SR-CBOE-2013-056
34-69681 Jun. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-056

SR-CBOE-2013-055
34-69638 May 24, 2013 Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-055

SR-CBOE-2013-054
34-69629 May 23, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-054

SR-CBOE-2013-053
34-69693 Jun. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-053

SR-CBOE-2013-051
34-69594 May 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-051

SR-CBOE-2013-050
34-69560 May 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-050

SR-CBOE-2013-049
34-69569 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-049

SR-CBOE-2013-048
34-69528 May 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013
* Submit comments on SR-CBOE-2013-048

SR-CBOE-2013-047
34-69574 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
* Submit comments on SR-CBOE-2013-047

SR-CBOE-2013-046
34-69468 Apr. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-046

SR-CBOE-2013-045
34-69537 May 8, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.
* Submit comments on SR-CBOE-2013-045

SR-CBOE-2013-044
34-69496 May 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-044

SR-CBOE-2013-043
34-69535 May 8, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013
* Submit comments on SR-CBOE-2013-043

SR-CBOE-2013-042
34-69422 Apr. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-042

SR-CBOE-2013-041
34-69675 May 30, 2013 Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
* Submit comments on SR-CBOE-2013-041
34-69360 Apr. 10, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-041

SR-CBOE-2013-040
34-69220 Mar. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-039
34-69399A Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-039
34-69399 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-039

SR-CBOE-2013-038
34-69258 Mar. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-037
34-69438 Apr. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-CBOE-2013-037

SR-CBOE-2013-036
34-69235 Mar. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-035
34-69558 May 10, 2013 Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
34-69227 Mar. 25, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-034
34-69158 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013

SR-CBOE-2013-033
34-69129 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-032
34-69203 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials: Exhibit 5 br>Comments received are available for this proposal.

SR-CBOE-2013-031
34-69200 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013

SR-CBOE-2013-030
34-69328 Apr. 5, 2013 Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
34-69082 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-029
34-69147 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-028
34-69064 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-027
34-69504 May 2, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
34-69146 Mar. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013

SR-CBOE-2013-026
34-69364 Apr. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
* Submit comments on SR-CBOE-2013-026

SR-CBOE-2013-025
34-69025 Mar. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-024
34-68998 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-023
34-69000 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-022
34-68941 Feb. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-021
34-68932 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-020
34-68933 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013

SR-CBOE-2013-019
34-69338 Apr. 8, 2013 Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
34-68944 Feb. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-018
34-68901 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-017
34-68887 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-016
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
34-68873 Feb. 8, 2013 Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-015
34-68860 Feb. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-014
34-68900 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-012
34-68800 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013

SR-CBOE-2013-011
34-68770 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013

SR-CBOE-2013-010
34-68854 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013

SR-CBOE-2013-009
34-68743 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013

SR-CBOE-2013-008
34-68691 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013

SR-CBOE-2013-007
34-68844 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-CBOE-2013-006
34-68742 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-CBOE-2013-005
34-68696 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013

SR-CBOE-2013-004
34-68695 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2013-003
34-68699 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-002
34-68702 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials: Exhibit 5

SR-CBOE-2013-001
34-68656 Jan. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 06/18/2013