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CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

First Quarter

CBOE File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-CBOE-2010-012
34-61494 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement to Own an Exchange Membership
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-012

SR-CBOE-2010-008
34-61489 Feb. 4, 2010 Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-008

SR-CBOE-2010-007
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-ISE-2009-106; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-007

SR-CBOE-2010-009
34-61478 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-009

SR-CBOE-2010-005
34-61466 Feb. 2, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  15 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-005

SR-CBOE-2009-087
34-61439 Jan. 28, 2010 Order Approving Proposed Rule Change to Establish a Pilot Program to Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes
See also:  Notice: Rel. No. 34-61183

SR-CBOE-2010-003
34-61431 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-003

SR-CBOE-2009-103
34-61369 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2009-103

SR-CBOE-2010-001
34-61357 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-001

SR-CBOE-2010-004
34-61349 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for CBSX
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-004

SR-CBOE-2009-092
34-61336 Jan. 12, 2010 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 8.91 – Limitations on Dealings of DPMs and Affiliated Persons of DPMs
Comments due:  February 9, 2010
* Submit comments on SR-CBOE-2009-092

SR-CBOE-2010-002
34-61331 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due:  February 9, 2010
* Submit comments on SR-CBOE-2010-002

SR-CBOE-2009-101
34-61329 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Fees
Comments due:  February 9, 2010
Comments received are available for this notice.
* Submit comments on SR-CBOE-2009-101

SR-CBOE-2009-102
34-61303 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule
Comments due:  February 4, 2010
* Submit comments on SR-CBOE-2009-102

SR-CBOE-2009-098
34-61295 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-CBOE-2009-098

SR-CBOE-2009-089
34-61274 Jan. 4, 2010 Order Approving a Proposed Rule Change Related to Stock-Option Orders
See also:  Notice: Rel. No. 34-61068


CBOE File Number List
Release No. Date Details

SR-CBOE-2010-012
34-61494 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement to Own an Exchange Membership
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-012

SR-CBOE-2010-009
34-61478 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-009

SR-CBOE-2010-008
34-61489 Feb. 4, 2010 Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-008

SR-CBOE-2010-007
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-ISE-2009-106; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-007

SR-CBOE-2010-005
34-61466 Feb. 2, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  15 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-005

SR-CBOE-2010-004
34-61349 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for CBSX
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-004

SR-CBOE-2010-003
34-61431 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-003

SR-CBOE-2010-002
34-61331 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due:  February 9, 2010
* Submit comments on SR-CBOE-2010-002

SR-CBOE-2010-001
34-61357 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CBOE-2010-001

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 02/05/2010