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C2 Options Exchange, Incorporated Rulemaking Archive: 2013

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2013

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-C2-2013-039
34-71102 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-041
34-71104 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 13, 2014

SR-C2-2013-040
34-71006 Dec. 6, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 2, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-038
34-70846 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-035
34-70684 Oct. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for C2 Listed Options
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
Third Quarter

SR-C2-2013-036
34-70574 Sep. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-034
34-70508 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types, Connectivity and Bandwidth Allowance
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-033
34-70370 Sep. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 8, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-032
34-70301 Sep. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-031
34-70229 Aug. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: September 13, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-030
34-70194 Aug. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 10, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-025
34-70119 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Offer a New Data Feed
Comments due: August 30, 2013

SR-C2-2013-029
34-70112 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality
Comments due: August 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-028
34-70102 Aug. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling
Comments due: August 29, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-027
34-70060 Jul. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Exchange Rules to Clarify Rules 6.1 and 6.32
Comments due: August 26, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-026
34-69991 Jul. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Workstation Functionality
Comments due: August 12, 2013

SR-C2-2013-024
34-69934 Jul. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correction of a Typographical Error in Rule 6.15.08
Comments due: July 31, 2013
Additional Materials:  Exhibit 5
Second Quarter

SR-C2-2013-023
34-69868 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending the AIM Pilot Program
Comments due: July 24, 2013

SR-C2-2013-021
34-69737 Jun. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 8, 2013

SR-C2-2013-020
34-69570 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-019
34-69458 Apr. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend C2 Rule 6.52
Comments due: May 22, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-018
34-69420 Apr. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending C2 Rules Governing Letters of Guarantee and Authorization
Comments due: May 16, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-016
34-69400 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-008
34-69350 Apr. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
See also:  Notice: Rel. No. 34-68964

SR-C2-2013-013
34-69345 Apr. 8, 2013 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 3, 2013
See also:  Notice: Rel. No. 34-69083

SR-C2-2013-017
34-69268 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 29, 2013
Additional Materials:  Exhibit 5
First Quarter

SR-C2-2013-014
34-69156 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend C2 Rule 6.3 for Mini-Options Launch
Comments due: April 15, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-012
34-69130 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 9, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-013
34-69083 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-69345
Comments received are available for this proposal.

SR-C2-2013-010
34-68999 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-C2-2013-009
34-68980 Feb. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 22, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-008
34-68964 Feb. 21, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 20, 2013
Additional Materials:  Exhibit 5
See also:   Order: Rel. No. 34-69350

SR-C2-2013-007
34-68897 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-003
34-68843 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-C2-2013-004
34-68792 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-006
34-68769 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03
Comments due: February 26, 2013

SR-C2-2012-039
34-68767 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also:  Notice: Rel. No. 34-68429

SR-C2-2013-005
34-68751 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule
Comments due: February 25, 2013

SR-C2-2013-002
34-68741 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-C2-2013-001
34-68697 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options
Comments due: February 15, 2013

SR-C2-2012-038
34-68583 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also:  Notice: Rel. No. 34-68260

SR-C2-2012-043
34-68573 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt a HAL System
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2012-046
34-68571 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013


C2 File Number List for 2013
Release No. Date Details

SR-C2-2013-043
34-71278 Jan. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 5, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-042
34-71225 Jan. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Fee Schedule
Comments due: January 29, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-041
34-71104 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 13, 2014

SR-C2-2013-040
34-71006 Dec. 6, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 2, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-039
34-71102 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-038
34-70846 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-036
34-70574 Sep. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-035
34-70684 Oct. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for C2 Listed Options
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-034
34-70508 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types, Connectivity and Bandwidth Allowance
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-033
34-70370 Sep. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 8, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-032
34-70301 Sep. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-031
34-70229 Aug. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: September 13, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-030
34-70194 Aug. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 10, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-029
34-70112 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality
Comments due: August 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-028
34-70102 Aug. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling
Comments due: August 29, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-027
34-70060 Jul. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Exchange Rules to Clarify Rules 6.1 and 6.32
Comments due: August 26, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-026
34-69991 Jul. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Workstation Functionality
Comments due: August 12, 2013

SR-C2-2013-025
34-70119 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Offer a New Data Feed
Comments due: August 30, 2013

SR-C2-2013-024
34-69934 Jul. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correction of a Typographical Error in Rule 6.15.08
Comments due: July 31, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-023
34-69868 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending the AIM Pilot Program
Comments due: July 24, 2013

SR-C2-2013-021
34-69737 Jun. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 8, 2013

SR-C2-2013-020
34-69570 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-019
34-69458 Apr. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend C2 Rule 6.52
Comments due: May 22, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-018
34-69420 Apr. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending C2 Rules Governing Letters of Guarantee and Authorization
Comments due: May 16, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-017
34-69268 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 29, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-016
34-69400 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-014
34-69156 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend C2 Rule 6.3 for Mini-Options Launch
Comments due: April 15, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-013
34-69345 Apr. 8, 2013 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 3, 2013
34-69083 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-C2-2013-012
34-69130 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 9, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-010
34-68999 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-C2-2013-009
34-68980 Feb. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 22, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-008
34-69350 Apr. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
34-68964 Feb. 21, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 20, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-007
34-68897 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-006
34-68769 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03
Comments due: February 26, 2013

SR-C2-2013-005
34-68751 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule
Comments due: February 25, 2013

SR-C2-2013-004
34-68792 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2013
Additional Materials:  Exhibit 5

SR-C2-2013-003
34-68843 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-C2-2013-002
34-68741 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-C2-2013-001
34-68697 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options
Comments due: February 15, 2013

 

http://www.sec.gov/rules/sro/c2/c2archive/c2archive2013.shtml


Modified: 05/12/2014