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C2 Options Exchange, Incorporated Rulemaking Archive: 2012

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2012

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-C2-2012-045
34-68552 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013

SR-C2-2012-040
34-68479 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013

SR-C2-2012-039
34-68429 Dec. 13, 2012 Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013
See also:  Order: Rel. No. 34-68767

SR-C2-2012-041
34-68423 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 9, 2013

SR-C2-2012-042
34-68422 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 9, 2013

SR-C2-2012-038
34-68260 Nov. 19, 2012 Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
See also:  Order: Rel. No. 34-68583

SR-C2-2012-037
34-68176 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 5, 2012

SR-C2-2012-036
34-68154 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012

SR-C2-2012-030
34-68096 Oct. 24, 2012 Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
See also:   Notice: Rel. No. 34-67828

SR-C2-2012-024
34-68070 Oct. 18, 2012 Order Approving a Proposed Rule Change to Adopt a Designated Primary Market-Maker Program
See also:   Notice: Rel. No. 34-67772

SR-C2-2012-035
34-68009 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due:  November 6, 2012
Third Quarter

SR-C2-2012-033
34-67939 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the P.M.-Settled S&P 500 Index Option Product Pilot Program
Comments due:  October 24, 2012

SR-C2-2012-034
34-67929 Sep. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to AIM and SAM
Comments due:  October 23, 2012

SR-C2-2012-032
34-67848 Sep. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Rule Regarding Mandatory Trading Permit Holder Education and Corresponding Set of Fines
Comments due:  October 10, 2012

SR-C2-2012-031
34-67832 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Amendments to the Rules
Comments due:  October 9, 2012

SR-C2-2012-030
34-67828 Sept. 11, 2012 Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due:  October 9, 2012
See also:   Order: Rel. No. 34-68096

SR-C2-2012-024
34-67772 Aug. 31, 2012 Notice of Filing of a Proposed Rule Change to Adopt a Designated Primary Market-Maker Program
Comments due:  September 28, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-68070

SR-C2-2012-029
34-67723 Aug. 23, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 19, 2012

SR-C2-2012-028
34-67704 Aug. 22, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 18, 2012

SR-C2-2012-027
34-67675 Aug. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Making Technical, Non-Substantive Clarifications to its Fees Schedule
Comments due:  September 12, 2012

SR-C2-2012-026
34-67671 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handing Process
Comments due:  September 12, 2012

SR-C2-2012-023
34-67596 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 31, 2012

SR-C2-2012-022
34-67409 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Quotes
Comments due:  August 7, 2012

SR-C2-2012-011
34-67357 Jul. 5, 2012 Order Granting Approval of Proposed Rule Change to Implement a Disaster Recovery Facility
See also:   Notice: Rel. No. 34-67008
Second Quarter

SR-C2-2012-020
34-67324 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-C2-2012-021
34-67303 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due:  July 26, 2012

SR-C2-2012-019
34-67296 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.2 Regarding Market-Maker Registration Cost
Comments due:  July 26, 2012

SR-C2-2012-016
34-67175 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  July 6, 2012

SR-C2-2012-018
34-67134 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due:  July 2, 2012

SR-C2-2012-017
34-67120 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  July 2, 2012

SR-C2-2011-024
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
See also: Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65433

SR-C2-2012-014
34-67056 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee
Comments due:  June 21, 2012

SR-C2-2012-013
34-67023 May 18, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  June 15, 2012

SR-C2-2012-011
34-67008 May 17, 2012 Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule
Comments due:  June 13, 2012
See also:   Order: Rel. No. 34-67357

SR-C2-2012-004
34-66760 Apr. 6, 2012 Order Approving a Proposed Rule Change Relating to Stock-Option Orders
See also:   Notice: Rel. No. 34-66393
First Quarter

SR-C2-2011-024
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:  Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; Notice: Rel. No. 34-65433

SR-C2-2012-006
34-66677 Mar. 29, 2012 Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
See also:   Notice: Rel. No. 34-66384

SR-C2-2012-010
34-66651 Mar. 23, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 19, 2012

SR-C2-2012-009
34-66639 Mar. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 17, 2012

SR-C2-2011-043
34-66552 Mar. 9, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Changes to the Automated Improvement Mechanism
See also:   Notice: Rel. No. 34-66131

SR-C2-2012-007
34-66487 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-008
34-66472 Feb. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  March 23, 2012

SR-C2-2012-004
34-66393 Feb. 14, 2012 Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due:  March 13, 2012
See also:   Order: Rel. No. 34-66760

SR-C2-2012-006
34-66384 Feb. 13, 2012 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  March 9, 2012
See also:   Order: Rel. No. 34-66677

SR-C2-2012-005
34-66286 Feb. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan
Comments due:  February 28, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-003
34-66210 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features
Comments due:  February 16, 2012

SR-C2-2012-001
34-66148 Jan. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 10, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-002
34-66140 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 9, 2012

SR-C2-2012-043
34-66131 Jan. 11, 2012 Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.51
Comments due:  February 8, 2012

SR-C2-2011-041
34-66082 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges
Comments due:  January 30, 2012

C2 File Number List for 2012
Release No. Date Details

SR-C2-2012-046
34-68571 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013

SR-C2-2012-045
34-68552 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013

SR-C2-2012-043
34-68573 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt a HAL System
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-C2-2012-042
34-68422 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 9, 2013

SR-C2-2012-041
34-68423 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 9, 2013

SR-C2-2012-040
34-68479 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013

SR-C2-2012-039
34-68767 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
34-68429 Dec. 13, 2012 Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013

SR-C2-2012-038
34-68583 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
34-68260 Nov. 19, 2012 Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012

SR-C2-2012-037
34-68176 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 5, 2012

SR-C2-2012-036
34-68154 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012

SR-C2-2012-035
34-68009 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due:  November 6, 2012

SR-C2-2012-034
34-67929 Sep. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to AIM and SAM
Comments due:  October 23, 2012

SR-C2-2012-033
34-67939 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the P.M.-Settled S&P 500 Index Option Product Pilot Program
Comments due:  October 24, 2012

SR-C2-2012-032
34-67848 Sep. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Rule Regarding Mandatory Trading Permit Holder Education and Corresponding Set of Fines
Comments due:  October 10, 2012

SR-C2-2012-031
34-67832 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Amendments to the Rules
Comments due:  October 9, 2012

SR-C2-2012-030
34-68096 Oct. 24, 2012 Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
34-67828 Sept. 11, 2012 Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due:  October 9, 2012

SR-C2-2012-029
34-67723 Aug. 23, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 19, 2012

SR-C2-2012-028
34-67704 Aug. 22, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 18, 2012

SR-C2-2012-027
34-67675 Aug. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Making Technical, Non-Substantive Clarifications to its Fees Schedule
Comments due:  September 12, 2012

SR-C2-2012-026
34-67671 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handing Process
Comments due:  September 12, 2012

SR-C2-2012-024
34-68070 Oct. 18, 2012 Order Approving a Proposed Rule Change to Adopt a Designated Primary Market-Maker Program
34-67772 Aug. 31, 2012 Notice of Filing of a Proposed Rule Change to Adopt a Designated Primary Market-Maker Program
Comments due:  September 28, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-023
34-67596 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 31, 2012

SR-C2-2012-022
34-67409 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Quotes
Comments due:  August 7, 2012

SR-C2-2012-021
34-67303 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due:  July 26, 2012

SR-C2-2012-020
34-67324 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-C2-2012-019
34-67296 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.2 Regarding Market-Maker Registration Cost
Comments due:  July 26, 2012

SR-C2-2012-018
34-67134 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due:  July 2, 2012

SR-C2-2012-017
34-67120 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  July 2, 2012

SR-C2-2012-016
34-67175 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  July 6, 2012

SR-C2-2012-014
34-67056 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee
Comments due:  June 21, 2012

SR-C2-2012-013
34-67023 May 18, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  June 15, 2012

SR-C2-2012-011
34-67357 Jul. 5, 2012 Order Granting Approval of Proposed Rule Change to Implement a Disaster Recovery Facility
34-67008 May 17, 2012 Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule
Comments due:  June 13, 2012

SR-C2-2012-010
34-66651 Mar. 23, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 19, 2012

SR-C2-2012-009
34-66639 Mar. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 17, 2012

SR-C2-2012-008
34-66472 Feb. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  March 23, 2012

SR-C2-2012-007
34-66487 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-006
34-66677 Mar. 29, 2012 Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
34-66384 Feb. 13, 2012 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  March 9, 2012

SR-C2-2012-005
34-66286 Feb. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan
Comments due:  February 28, 2012
Additional Materials:   Exhibit 5

SR-C2-2012-004
34-66760 Apr. 6, 2012 Order Approving a Proposed Rule Change Relating to Stock-Option Orders
34-66393 Feb. 14, 2012 Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due:  March 13, 2012

SR-C2-2012-003
34-66210 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features
Comments due:  February 16, 2012

SR-C2-2012-002
34-66140 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 9, 2012

SR-C2-2012-001
34-66148 Jan. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 10, 2012
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/c2/c2archive/c2archive2012.shtml


Modified: 09/10/2014