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C2 Options Exchange, Incorporated Rulemaking

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

C2 File Number List for 2013

Additional Archives

Chronological List
Release No. Date Details
Second Quarter

SR-C2-2013-021
34-69737 Jun. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-C2-2013-021

SR-C2-2013-020
34-69570 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-020

SR-C2-2013-019
34-69458 Apr. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend C2 Rule 6.52
Comments due: May 22, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-019

SR-C2-2013-018
34-69420 Apr. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending C2 Rules Governing Letters of Guarantee and Authorization
Comments due: May 16, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-018

SR-C2-2013-016
34-69400 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-016

SR-C2-2013-008
34-69350 Apr. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
See also: Notice: Rel. No. 34-68964

SR-C2-2013-013
34-69345 Apr. 8, 2013 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 3, 2013
See also: Notice: Rel. No. 34-69083
* Submit comments on SR-C2-2013-013

SR-C2-2013-017
34-69268 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 29, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-017
First Quarter

SR-C2-2013-014
34-69156 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend C2 Rule 6.3 for Mini-Options Launch
Comments due: April 15, 2013
Additional Materials: Exhibit 5

SR-C2-2013-012
34-69130 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 9, 2013
Additional Materials: Exhibit 5

SR-C2-2013-013
34-69083 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69345
Comments received are available for this proposal.
* Submit comments on SR-C2-2013-013

SR-C2-2013-010
34-68999 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-C2-2013-009
34-68980 Feb. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 22, 2013
Additional Materials: Exhibit 5

SR-C2-2013-008
34-68964 Feb. 21, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 20, 2013
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-69350

SR-C2-2013-007
34-68897 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-C2-2013-003
34-68843 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-C2-2013-004
34-68792 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2013
Additional Materials: Exhibit 5

SR-C2-2013-006
34-68769 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03
Comments due: February 26, 2013

SR-C2-2012-039
34-68767 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-68429

SR-C2-2013-005
34-68751 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule
Comments due: February 25, 2013

SR-C2-2013-002
34-68741 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-C2-2013-001
34-68697 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options
Comments due: February 15, 2013

SR-C2-2012-038
34-68583 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also: Notice: Rel. No. 34-68260

SR-C2-2012-043
34-68573 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt a HAL System
Comments due: January 30, 2013
Additional Materials: Exhibit 5

SR-C2-2012-046
34-68571 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013


C2 File Number List for 2013
Release No. Date Details

SR-C2-2013-021
34-69737 Jun. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
* Submit comments on SR-C2-2013-021

SR-C2-2013-020
34-69570 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-020

SR-C2-2013-019
34-69458 Apr. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend C2 Rule 6.52
Comments due: May 22, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-019

SR-C2-2013-018
34-69420 Apr. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending C2 Rules Governing Letters of Guarantee and Authorization
Comments due: May 16, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-018

SR-C2-2013-017
34-69268 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 29, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-017

SR-C2-2013-016
34-69400 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options
Comments due: May 15, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-C2-2013-016

SR-C2-2013-014
34-69156 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend C2 Rule 6.3 for Mini-Options Launch
Comments due: April 15, 2013
Additional Materials: Exhibit 5

SR-C2-2013-013
34-69345 Apr. 8, 2013 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 3, 2013
* Submit comments on SR-C2-2013-013
34-69083 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
* Submit comments on SR-C2-2013-013

SR-C2-2013-012
34-69130 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 9, 2013
Additional Materials: Exhibit 5

SR-C2-2013-010
34-68999 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-C2-2013-009
34-68980 Feb. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 22, 2013
Additional Materials: Exhibit 5

SR-C2-2013-008
34-69350 Apr. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
34-68964 Feb. 21, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 20, 2013
Additional Materials: Exhibit 5

SR-C2-2013-007
34-68897 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials: Exhibit 5

SR-C2-2013-006
34-68769 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03
Comments due: February 26, 2013

SR-C2-2013-005
34-68751 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule
Comments due: February 25, 2013

SR-C2-2013-004
34-68792 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2013
Additional Materials: Exhibit 5

SR-C2-2013-003
34-68843 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-C2-2013-002
34-68741 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-C2-2013-001
34-68697 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options
Comments due: February 15, 2013

 

http://www.sec.gov/rules/sro/c2.shtml


Modified: 06/12/2013