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C2 Options Exchange, Incorporated Rulemaking

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-C2-2014-027
34-73833 Dec. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Trade Nullification and Price Adjustment
Comments due: 21 days after publication in the Federal Register

SR-C2-2014-026
34-73625 Nov. 18, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5

SR-C2-2014-020
34-73488 Oct. 31, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series
Comments due: November 26, 2014
Additional Materials: Exhibit 5

SR-C2-2014-024
34-73436 Oct. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014

SR-C2-2014-025
34-73306 Oct. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 31, 2014
Additional Materials: Exhibit 5
Third Quarter

SR-C2-2014-018
34-72902 Aug. 22, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5

SR-C2-2014-016
34-72823 Aug. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5

SR-C2-2014-015
34-72741 Aug. 1, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5

SR-C2-2014-013
34-72585 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5

SR-C2-2014-014
34-72569 Jul. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Program Until July 18, 2015
Comments due: August 5, 2014
Second Quarter

SR-C2-2014-012
34-72499 Jun. 30, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: July 28, 2014

SR-C2-2014-010
34-72276 May 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-C2-2014-002
34-72078 May 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration Requirements of Permit Holders and Associated Persons of Permit Holders
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-C2-2014-009
34-71950 Apr. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 12, 2014
Additional Materials: Exhibit 5

SR-C2-2014-008
34-71856 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: April 30, 2014
Additional Materials: Exhibit 5
First Quarter

SR-C2-2014-005
34-71773 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain C2 Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014

SR-C2-2014-003
34-71508 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 7, 2014
Additional Materials:  Exhibit 5

SR-C2-2014-001
34-71401 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-043
34-71278 Jan. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 5, 2014
Additional Materials:  Exhibit 5

SR-C2-2013-042
34-71225 Jan. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Fee Schedule
Comments due: January 29, 2014
Additional Materials:  Exhibit 5


C2 File Number List for 2014
Release No. Date Details

SR-C2-2014-027
34-73833 Dec. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Trade Nullification and Price Adjustment
Comments due: 21 days after publication in the Federal Register

SR-C2-2014-026
34-73625 Nov. 18, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5

SR-C2-2014-025
34-73306 Oct. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 31, 2014
Additional Materials: Exhibit 5

SR-C2-2014-024
34-73436 Oct. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014

SR-C2-2014-020
34-73488 Oct. 31, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series
Comments due: November 26, 2014
Additional Materials: Exhibit 5

SR-C2-2014-018
34-72902 Aug. 22, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5

SR-C2-2014-016
34-72823 Aug. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5

SR-C2-2014-015
34-72741 Aug. 1, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5

SR-C2-2014-014
34-72569 Jul. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Program Until July 18, 2015
Comments due: August 5, 2014

SR-C2-2014-013
34-72585 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5

SR-C2-2014-012
34-72499 Jun. 30, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: July 28, 2014

SR-C2-2014-010
34-72276 May 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-C2-2014-009
34-71950 Apr. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 12, 2014
Additional Materials: Exhibit 5

SR-C2-2014-008
34-71856 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-C2-2014-005
34-71773 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain C2 Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014

SR-C2-2014-003
34-71508 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 7, 2014
Additional Materials:  Exhibit 5

SR-C2-2014-002
34-72078 May 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration Requirements of Permit Holders and Associated Persons of Permit Holders
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-C2-2014-001
34-71401 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/c2.shtml


Modified: 12/15/2014