National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-73936 | Dec 24, 2014 | SR-BYX-2014-041 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" See Also - Exhibit 5 |
| 34-73918 | Dec 23, 2014 | SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
| 34-73881 | Dec 18, 2014 | SR-BYX-2014-040 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73874 | Dec 18, 2014 | SR-BYX-2014-039 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73812 | Dec 11, 2014 | SR-BYX-2014-037 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73744 | Dec 4, 2014 | SR-BYX-2014-036 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73742 | Dec 4, 2014 | SR-BYX-2014-035 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1(c)(5) of BATS Y-Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset See Also - Exhibit 5 |
| 34-73595 | Nov 14, 2014 | SR-BYX-2014-030 | BATS Y-Exchange (BYX) | Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Exhibit 5 |
| 34-73549 | Nov 6, 2014 | SR-EDGX-2014-19, SR-EDGA-2014-16, SR-BYX-2014-011, SR-BATS-2014-028 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed View Received Comments |
| 34-73472 | Oct 30, 2014 | SR-BYX-2014-018 | BATS Y-Exchange (BYX) | Order Granting Approval of a Proposed Rule Change To Establish an Opening Process See Also - Rel. No. 34-73094 |