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BATS Y-Exchange, Inc. Rulemaking Archive: 2012

We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

BYX File Number List for 2012

Additional Archives

2014 | 2013 | 2012 | 2011 | 2010

Chronological List
Release No. Date Details
Fourth Quarter

SR-BYX-2012-024
34-68450 Dec. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: January 11, 2013

SR-BYX-2012-022
34-68329 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Availability of Risk Management Tools
Comments due: December 27, 2012

SR-BYX-2012-019
34-68303 Nov. 27, 2012 Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 2, to Adopt a Retail Price Improvement Program
See also:  Notice: Rel. No. 34-68049, Notice: Rel. No. 34-67734

SR-BYX-2012-019
34-68049 Oct. 12 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt a Retail Price Improvement Program
See also:   Order: Rel. No. 34-68303, Notice: Rel. No. 34-67734

SR-BYX-2012-021
34-68027 Oct. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  November 6, 2012
Third Quarter

SR-BYX-2012-020
34-67853 Sep. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  October 10, 2012

SR-BYX-2012-012
34-67755 Aug. 29, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers
See also:   Notice: Rel. No. 34-67382

SR-BYX-2012-019
34-67734 Aug. 27, 2012 Notice of Filing of Proposed Rule Change to Adopt a Retail Price Improvement Program
Comments due:  September 21, 2012
See also:   Order: Rel. No. 34-68303, Notice: Rel. No. 34-68049
Comments received are available for this proposal.

SR-BYX-2012-018
34-67656 Aug. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rules Related to Price Sliding Functionality
Comments due:  September 10, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-017
34-67622 Aug 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  September 4, 2012

SR-BYX-2012-015
34-67522 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  August 23, 2012

SR-BYX-2012-016
34-67521 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  August 23, 2012

SR-BYX-2012-014
34-67476 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rules Related to Telemarketing
Comments due:  August 16, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-013
34-67422 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  August 8, 2012

SR-BYX-2012-012
34-67382 Jul. 10, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers
Comments due:  August 6, 2012
See also:   Order: Rel. No. 34-67755
Second Quarter

SR-BYX-2012-011
34-67274 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.13, entitled "Order Execution"
Comments due:  July 24, 2012

SR-BYX-2012-010
34-67133 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing
Comments due:  July 2, 2012

SR-BYX-2012-009
34-67092 Jun. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BYX Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality
Comments due:  June 28, 2012
Additional Materials:   Exhibit 5

SR-BYX-2011-025
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
See also: Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65429

SR-BYX-2012-008
34-66890 May 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 to Allow Optional Attribution of Orders
Comments due:  May 29, 2012

SR-BYX-2012-006
34-66807 Apr. 13, 2012 Order Approving a Proposed Rule Change to Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Y-Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Y-Exchange’s Routing Broker-Dealer, from BATS Exchange, Inc.
See also:   Notice: Rel. No. 34-66572

SR-BYX-2012-007
34-66722 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due:  April 27, 2012
Additional Materials:   Exhibit 5
First Quarter

SR-BYX-2011-025
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65429

SR-BYX-2012-006
34-66572 Mar. 12, 2012 Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due:  April 4, 2012
See also: Order: Rel. No. 34-66807

SR-BYX-2012-005
34-66326 Feb. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  March 2, 2012

SR-BYX-2012-004
34-66325 Feb. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to an Additional Variation of an Existing Routing Strategy
Comments due:  March 5, 2012

SR-BYX-2012-001
34-66189 Jan. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  February 15, 2012

SR-BYX-2012-002
34-66187 Jan. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  February 15, 2012

BYX File Number List for 2012
Release No. Date Details

SR-BYX-2012-024
34-68450 Dec. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: January 11, 2013

SR-BYX-2012-022
34-68329 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Availability of Risk Management Tools
Comments due: December 27, 2012

SR-BYX-2012-021
34-68027 Oct. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  November 6, 2012

SR-BYX-2012-020
34-67853 Sep. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  October 10, 2012

SR-BYX-2012-019
34-68303 Nov. 27, 2012 Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 2, to Adopt a Retail Price Improvement Program
34-68049 Oct. 12 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt a Retail Price Improvement Program
34-67734 Aug. 27, 2012 Notice of Filing of Proposed Rule Change to Adopt a Retail Price Improvement Program
Comments due:  September 21, 2012
Comments received are available for this proposal.

SR-BYX-2012-018
34-67656 Aug. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rules Related to Price Sliding Functionality
Comments due:  September 10, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-017
34-67622 Aug 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  September 4, 2012

SR-BYX-2012-016
34-67521 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  August 23, 2012

SR-BYX-2012-015
34-67522 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  August 23, 2012

SR-BYX-2012-014
34-67476 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rules Related to Telemarketing
Comments due:  August 16, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-013
34-67422 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  August 8, 2012

SR-BYX-2012-012
34-67755 Aug. 29, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers
34-67382 Ju1. 10, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers
Comments due:  August 6, 2012

SR-BYX-2012-011
34-67274 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.13, entitled "Order Execution"
Comments due:  July 24, 2012

SR-BYX-2012-010
34-67133 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing
Comments due:  July 2, 2012

SR-BYX-2012-009
34-67092 Jun. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BYX Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality
Comments due:  June 28, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-008
34-66890 May 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 to Allow Optional Attribution of Orders
Comments due:  May 29, 2012

SR-BYX-2012-007
34-66722 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due:  April 27, 2012
Additional Materials:   Exhibit 5

SR-BYX-2012-006
34-66807 Apr. 13, 2012 Order Approving a Proposed Rule Change to Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Y-Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Y-Exchange’s Routing Broker-Dealer, from BATS Exchange, Inc.
34-66572 Mar. 12, 2012 Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due:  April 4, 2012

SR-BYX-2012-005
34-66326 Feb. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  March 2, 2012

SR-BYX-2012-004
34-66325 Feb. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to an Additional Variation of an Existing Routing Strategy
Comments due:  March 5, 2012

SR-BYX-2012-002
34-66187 Jan. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  February 15, 2012

SR-BYX-2012-001
34-66189 Jan. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  February 15, 2012

 

http://www.sec.gov/rules/sro/byx/byxarchive/byxarchive2012.shtml


Modified: 10/24/2014