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BATS Y-Exchange, Inc. Rulemaking Archive: 2011
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
BYX File Number List for 2011
Additional Archives
2013 | 2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BYX-2011-025 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65429
Comments received are available for this proposal.
|
SR-BYX-2011-029 |
| 34-65817 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BYX-2011-025 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65429
Comments received are available for this proposal.
|
SR-BYX-2011-022 |
| 34-65729 |
Nov. 10, 2011 |
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
See also: Notice: Rel. No. 34-65352
|
SR-BYX-2011-021 |
| 34-65647 |
Oct. 27, 2011 |
Order Approving Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
See also: Notice: Rel. No. 34-65299
|
SR-BYX-2011-026 |
| 34-65515 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in Rule 2.12
Comments due: November 4, 2011
|
SR-BYX-2011-028 |
| 34-65493 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: November 3, 2011
|
SR-BYX-2011-027 |
| 34-65496 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program with Correlix and a Free Trial Period for New Users of the Correlix Service
Comments due: November 3, 2011
|
| Third Quarter |
SR-BYX-2011-024 |
| 34-65448 |
Sep. 30, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BYX Rule 13.3 to Prohibit Members from Voting Uninstructed Shares on Certain Matters and to Align BYX Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, with the Rules of Other Self-Regulatory Organizations
Comments due: October 27, 2011
|
SR-BYX-2011-025 |
| 34-65429 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received are available for this notice.
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
|
SR-BYX-2011-023 |
| 34-65406 |
Sep. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: October 24, 2011
|
SR-BYX-2011-022 |
| 34-65352 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Comments due: October 17, 2011
See also: Order: Rel. No. 34-65729
|
SR-BYX-2011-021 |
| 34-65299 |
Sep. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: October 5, 2011
See also: Order: Rel. No. 34-65647
|
SR-BYX-2011-016 |
| 34-65143 |
Aug. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: September 12, 2011
|
SR-BYX-2011-019 |
| 34-65112 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend BYX Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: September 7, 2011
|
SR-BYX-2011-018 |
| 34-65082 |
Aug, 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: September 6, 2011
|
SR-BYX-2011-017 |
| 34-65077 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: September 6, 2011
|
SR-BYX-2011-015 |
| 34-64901 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent with the Upcoming Implementation of the Market Access Rule
Comments due: August 12, 2011
|
SR-BYX-2011-013 |
| 34-64846 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: August 4, 2011
|
SR-BYX-2011-014 |
| 34-64836 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Availability of a Data Feed
Comments due: August 3, 2011
|
| Second Quarter |
SR-BYX-2011-009 |
| 34-64753 |
Jun. 27, 2011 |
Order Approving a Proposed Rule Change to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution"
See also: Notice: Rel. No. 34-64476
|
SR-BYX-2011-011 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64433
|
SR-BYX-2011-009 |
| 34-64476 |
May 12, 2011 |
Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution"
Comments due: June 8, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64753
|
SR-BYX-2011-012 |
| 34-64444 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add BYX Rule 11.22, Entitled "Data Products"
Comments due: June 3, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-011 |
| 34-64433 |
May 6, 2011 |
Notice of Filing of a Proposed Rule Change to Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: June 2, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64735
|
SR-BYX-2011-008 |
| 34-64429 |
May 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: June 2, 2011
|
SR-BYX-2011-006 |
| 34-64236 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: May 4, 2011
|
SR-BYX-2011-007 |
| 34-64214 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: May 3, 2011
|
| First Quarter |
SR-BYX-2011-005 |
| 34-64055 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: April 4, 2011
|
SR-BYX-2011-004 |
| 34-63970 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BYX Rule 11.21, entitled "Input of Accurate Information"
Comments due: March 25, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-002 |
| 34-63947 |
Feb. 23, 2011 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO
See also: Notice: Rel. No. 34-63767
|
SR-BYX-2011-002 |
| 34-63767 |
Jan. 25, 2011 |
Notice of Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO
Comments due: February 22, 2011
See also: Order: Rel. No. 34-63947
|
SR-BYX-2011-001 |
| 34-63662 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: February 4, 2011
|
| Release No. |
Date |
Details |
SR-BYX-2011-029 |
| 34-65817 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BYX-2011-028 |
| 34-65493 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: November 3, 2011
|
SR-BYX-2011-027 |
| 34-65496 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program with Correlix and a Free Trial Period for New Users of the Correlix Service
Comments due: November 3, 2011
|
SR-BYX-2011-026 |
| 34-65515 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in Rule 2.12
Comments due: November 4, 2011
|
SR-BYX-2011-025 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-65429 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received are available for this proposal.
|
SR-BYX-2011-024 |
| 34-65448 |
Sep. 30, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BYX Rule 13.3 to Prohibit Members from Voting Uninstructed Shares on Certain Matters and to Align BYX Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, with the Rules of Other Self-Regulatory Organizations
Comments due: October 27, 2011
|
SR-BYX-2011-023 |
| 34-65406 |
Sep. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: October 24, 2011
|
SR-BYX-2011-022 |
| 34-65729 |
Nov. 10, 2011 |
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
|
| 34-65352 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Comments due: October 17, 2011
|
SR-BYX-2011-021 |
| 34-65647 |
Oct. 27, 2011 |
Order Approving Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
|
| 34-65299 |
Sep. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: October 5, 2011
|
SR-BYX-2011-019 |
| 34-65112 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend BYX Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: September 7, 2011
|
SR-BYX-2011-018 |
| 34-65082 |
Aug, 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: September 6, 2011
|
SR-BYX-2011-017 |
| 34-65077 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: September 6, 2011
|
SR-BYX-2011-016 |
| 34-65143 |
Aug. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: September 12, 2011
|
SR-BYX-2011-015 |
| 34-64901 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent with the Upcoming Implementation of the Market Access Rule
Comments due: August 12, 2011
|
SR-BYX-2011-014 |
| 34-64836 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Availability of a Data Feed
Comments due: August 3, 2011
|
SR-BYX-2011-013 |
| 34-64846 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: August 4, 2011
|
SR-BYX-2011-012 |
| 34-64444 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add BYX Rule 11.22, Entitled "Data Products"
Comments due: June 3, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-011 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64433 |
May 6, 2011 |
Notice of Filing of a Proposed Rule Change to Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: June 2, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-009 |
| 34-64753 |
Jun. 27, 2011 |
Order Approving a Proposed Rule Change to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution"
|
| 34-64476 |
May 12, 2011 |
Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution"
Comments due: June 8, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-008 |
| 34-64429 |
May 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: June 2, 2011
|
SR-BYX-2011-007 |
| 34-64214 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: May 3, 2011
|
SR-BYX-2011-006 |
| 34-64236 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: May 4, 2011
|
SR-BYX-2011-005 |
| 34-64055 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: April 4, 2011
|
SR-BYX-2011-004 |
| 34-63970 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BYX Rule 11.21, entitled "Input of Accurate Information"
Comments due: March 25, 2011
Additional Materials: Exhibit 5
|
SR-BYX-2011-002 |
| 34-63947 |
Feb. 23, 2011 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO
|
| 34-63767 |
Jan. 25, 2011 |
Notice of Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO
Comments due: February 22, 2011
|
SR-BYX-2011-001 |
| 34-63662 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: February 4, 2011
|
http://www.sec.gov/rules/sro/byx/byxarchive/byxarchive2011.shtml
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