|
|
 |
BATS Y-Exchange, Inc. Rulemaking Archive: 2010
We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter
BYX File Number List for 2010
Additional Archives
2013 | 2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BYX-2010-007 |
| 34-63513 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: January 6, 2011
|
SR-BYX-2010-006 |
| 34-63486 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: January 5, 2011
|
SR-BYX-2010-001 |
| 34-63342 |
Nov. 18, 2010 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled "Obligations of Market Makers"
Comments due: December 15, 2010
See also: Notice: Rel. No. 34-63068
|
SR-BYX-2010-005 |
| 34-63299 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-BYX-2010-004 |
| 34-63149 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: November 17, 2010
|
SR-BYX-2010-003 |
| 34-63148 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13, entitled “Order Execution”
Comments due: November 17, 2010
|
SR-BYX-2010-002 |
| 34-63097 |
Oct. 13, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Y-Exchange Rules to Conform to the Current Rules of BATS Exchange
Comments due: November 10, 2010
Additional Materials: Exhibit 5
 Submit comments on SR-BYX-2010-002
|
SR-BYX-2010-001 |
| 34-63068 |
Oct. 8, 2010 |
Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers"
Comments due: November 5, 2010
See also: Notice/Order: Rel. No. 34-63342
|
| Release No. |
Date |
Details |
SR-BYX-2010-007 |
| 34-63513 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: January 6, 2011
|
SR-BYX-2010-006 |
| 34-63486 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: January 5, 2011
|
SR-BYX-2010-005 |
| 34-63299 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-BYX-2010-004 |
| 34-63149 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: November 17, 2010
|
SR-BYX-2010-003 |
| 34-63148 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13, entitled “Order Execution”
Comments due: November 17, 2010
|
SR-BYX-2010-002 |
| 34-63097 |
Oct. 13, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Y-Exchange Rules to Conform to the Current Rules of BATS Exchange
Comments due: November 10, 2010
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2010-002
|
SR-BYX-2010-001 |
| 34-63342 |
Nov. 18, 2010 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled "Obligations of Market Makers"
Comments due: December 15, 2010
|
| 34-63068 |
Oct. 8, 2010 |
Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers"
Comments due: November 5, 2010
|
http://www.sec.gov/rules/sro/byx/byxarchive/byxarchive2010.shtml
|
