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BATS Y-Exchange, Inc. Rulemaking Archive: 2010

We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter

BYX File Number List for 2010

Additional Archives

2014 | 2013 | 2012 | 2011 | 2010

Chronological List
Release No. Date Details
Fourth Quarter

SR-BYX-2010-007
34-63513 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  January 6, 2011

SR-BYX-2010-006
34-63486 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  January 5, 2011

SR-BYX-2010-001
34-63342 Nov. 18, 2010 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled "Obligations of Market Makers"
Comments due:  December 15, 2010
See also:   Notice: Rel. No. 34-63068

SR-BYX-2010-005
34-63299 Nov. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  December 8, 2010
Additional Materials:   Exhibit 5

SR-BYX-2010-004
34-63149 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  November 17, 2010

SR-BYX-2010-003
34-63148 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13, entitled “Order Execution”
Comments due:  November 17, 2010

SR-BYX-2010-002
34-63097 Oct. 13, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Y-Exchange Rules to Conform to the Current Rules of BATS Exchange
Comments due:  November 10, 2010
Additional Materials:   Exhibit 5

SR-BYX-2010-001
34-63068 Oct. 8, 2010 Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers"
Comments due:  November 5, 2010
See also:   Notice/Order: Rel. No. 34-63342

File Number List
Release No. Date Details

SR-BYX-2010-007
34-63513 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  January 6, 2011

SR-BYX-2010-006
34-63486 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  January 5, 2011

SR-BYX-2010-005
34-63299 Nov. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  December 8, 2010
Additional Materials:   Exhibit 5

SR-BYX-2010-004
34-63149 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  November 17, 2010

SR-BYX-2010-003
34-63148 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13, entitled “Order Execution”
Comments due:  November 17, 2010

SR-BYX-2010-002
34-63097 Oct. 13, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Y-Exchange Rules to Conform to the Current Rules of BATS Exchange
Comments due:  November 10, 2010
Additional Materials:   Exhibit 5

SR-BYX-2010-001
34-63342 Nov. 18, 2010 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled "Obligations of Market Makers"
Comments due:  December 15, 2010
34-63068 Oct. 8, 2010 Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers"
Comments due:  November 5, 2010

 

http://www.sec.gov/rules/sro/byx/byxarchive/byxarchive2010.shtml


Modified: 05/29/2014