SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


BATS Y-Exchange, Inc. Rulemaking

We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BYX File Number List for 2015

Additional Archives

2015 | 2014 | 2013 | 2012 | 2011 | 2010

Chronological List
Release No. Date Details
First Quarter

SR-BYX-2015-11
34-74360 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization."
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-10
34-74294 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-09
34-74284 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-08
34-74263 Feb. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y- Exchange, Inc.
Comments due: March 12, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-07
34-74250 Feb. 11, 2015 Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-04
34-74164 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter IX of its Rulebook to Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments due:  February 24, 2015

SR-BYX-2015-06
34-74151 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.5(c)(4) and 11.5 to Harmonize with EDGA and EDGX Rules, its Membership Requirements Applicable to Clearing Agencies that Clear Transactions for Members
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-05
34-74111 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 months, to expire on January 31, 2016
Comments due:  February 18, 2015

SR-BYX-2015-03
34-74075 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 13, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-01
34-74050 Jan. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  February 11, 2015
Additional Materials: Exhibit 5


BYX File Number List for 2015
Release No. Date Details

SR-BYX-2015-11
34-74360 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization."
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-10
34-74294 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-09
34-74284 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-08
34-74263 Feb. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y- Exchange, Inc.
Comments due: March 12, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-07
34-74250 Feb. 11, 2015 Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-06
34-74151 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.5(c)(4) and 11.5 to Harmonize with EDGA and EDGX Rules, its Membership Requirements Applicable to Clearing Agencies that Clear Transactions for Members
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BYX-2015-05
34-74111 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 months, to expire on January 31, 2016
Comments due:  February 18, 2015

SR-BYX-2015-04
34-74164 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter IX of its Rulebook to Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments due:  February 24, 2015

SR-BYX-2015-03
34-74075 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BYX-2015-01
34-74050 Jan. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due:  February 11, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/byx.shtml


Modified: 02/25/2015