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BATS Y-Exchange, Inc. Rulemaking
We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BYX File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-BYX-2013-014 |
| 34-69589 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-BYX-2013-014
|
SR-BYX-2013-013 |
| 34-69541 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change to Amend and Restate the Amended and Restated By-Laws of BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-013
|
SR-BYX-2013-008 |
| 34-69369 |
Apr. 12, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"
See also: Notice: Rel. No. 34-68975
|
SR-BYX-2013-012 |
| 34-69317 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: May 2, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-012
|
SR-BYX-2013-011 |
| 34-69309 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS-Y Exchange, Inc. to Modify Market Maker Peg Order Functionality
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-011
|
| First Quarter |
SR-BYX-2013-009 |
| 34-69107 |
Mar. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: April 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-009
|
SR-BYX-2013-010 |
| 34-69088 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules in Connection with the Limit Up-Limit Down Plan
Comments due: April 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-010
|
SR-BYX-2013-008 |
| 34-68975 |
Feb. 25, 2013 |
Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"
Comments due: March 22, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69369
Comments received are available for this proposal.
Submit comments on SR-BYX-2013-008
|
SR-BYX-2013-004 |
| 34-68895 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-006 |
| 34-68885 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-005 |
| 34-68798 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-007 |
| 34-68795 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013
|
SR-BYX-2013-003 |
| 34-68790 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BYX Rules Related to Price Sliding Functionality
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-001 |
| 34-68665 |
Jan. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: February 13, 2013
Additional Materials: Exhibit 5
|
| BYX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-BYX-2013-014 |
| 34-69589 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-014
|
SR-BYX-2013-013 |
| 34-69541 |
May 8, 2013 |
Notice of Filing of a Proposed Rule Change to Amend and Restate the Amended and Restated By-Laws of BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-013
|
SR-BYX-2013-012 |
| 34-69317 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: May 2, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-012
|
SR-BYX-2013-011 |
| 34-69309 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS-Y Exchange, Inc. to Modify Market Maker Peg Order Functionality
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-011
|
SR-BYX-2013-010 |
| 34-69088 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules in Connection with the Limit Up-Limit Down Plan
Comments due: April 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-010
|
SR-BYX-2013-009 |
| 34-69107 |
Mar. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: April 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BYX-2013-009
|
SR-BYX-2013-008 |
| 34-69369 |
Apr. 12, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"
|
| 34-68975 |
Feb. 25, 2013 |
Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"
Comments due: March 22, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-BYX-2013-008
|
SR-BYX-2013-007 |
| 34-68795 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013
|
SR-BYX-2013-006 |
| 34-68885 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-005 |
| 34-68798 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-004 |
| 34-68895 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-003 |
| 34-68790 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BYX Rules Related to Price Sliding Functionality
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-BYX-2013-001 |
| 34-68665 |
Jan. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: February 13, 2013
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/byx.shtml
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