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NASDAQ OMX BX, Inc. Rulemaking Archives: 2012

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

BX File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BX-2012-076
34-68518 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due: January 22, 2013

SR-BX-2012-075
34-68514 Dec. 21, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due: January 22, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-68823

SR-BX-2012-073
34-68394 Dec. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS
Comments due: January 4, 2013
Additional Materials:  Exhibit 5

SR-BX-2012-063
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-CBOE-2012-094, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
See also:  Notice: Rel. No. 34-68641, Notice: Rel. No. 34-68018

SR-BX-2012-072
34-68268 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 4618
Comments due: December 18, 2012

SR-BX-2012-070
34-68195 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed Under Rule 7003(a)
Comments due: December 6, 2012

SR-BX-2012-071
34-68188 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 7, 2012
Additional Materials:  Exhibit 5

SR-BX-2012-069
34-68116 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Elimination of Market Maker Pre-Opening Obligations on BX Options
Comments due:  November 23, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-068
34-68057 Oct. 16 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service
Comments due:  November 13, 2012

SR-BX-2012-067
34-68051 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Execution and Routing
Comments due:  November 8, 2012

SR-BX-2012-065
34-68041 Oct. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Execution Algorithm and Priority Overlays to Govern the Priority of Orders
Comments due:  November 7, 2012

SR-BX-2012-063
34-68018 Oct. 9, 2012 Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-68641, Notice: Rel. No. 34-68313

SR-BX-2012-066
34-67995 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 2, 2012

SR-BX-2012-064
34-67990 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4758(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order
Comments due:  November 2, 2012

SR-BX-2012-062
34-67967 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Members the Ability to Pay a Regulatory Fine Pursuant to an Installment Plan
Comments due:  October 30, 2012

SR-BX-2012-061
34-67952 Oct. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer the QView Service
Comments due:  October 26, 2012
Third Quarter

SR-BX-2012-060
34-67822 Sep. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Transaction Fees
Comments due:  October 5, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-052
34-67760 Aug. 30, 2012 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2012-01, SR-NASDAQ-2012-072, SR-PHLX-2012-95, and SR-SCCP-2012-001
See also:   Notice: Rel. No. 34-67433

SR-BX-2012-058
34-67593 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Routing
Comments due:  August 31, 2012

SR-BX-2012-055
34-67571 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  August 29, 2012

SR-BX-2012-056
34-67570 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  August 29, 2012

SR-BX-2012-053
34-67562 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date of Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  August 28, 2012
Comments received are available for this proposal.

SR-BX-2012-057
34-67517 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Post-Only Order Type on BX Options
Comments due:  August 23, 2012

SR-BX-2012-054
34-67509 Jul. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fees
Comments due:  August 22, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-051
34-67474 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  August 16, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-052
34-67433 Jul. 13, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX")
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67760

SR-BX-2012-050
34-67414 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due:  August 7, 2012

SR-BX-2012-044
34-67386 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Routing
Comments due:  August 6, 2012

SR-BX-2012-049
34-67354 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish TradeInfo BX and BX Options Maintenance Tool and Related Fees
Comments due:  August 1, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-046
34-67342 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due:  July 31, 2012
Comments received are available for this proposal.

SR-BX-2012-043
34-67339 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction and Routing Fees
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5
Second Quarter

SR-BX-2012-034
34-67280 Jun. 27, 2012 Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account
See also:   Notice: Rel. No. 34-67014

SR-BX-2012-042
34-67272 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Excess Order Fee
Comments due:  July 24, 2012

SR-BX-2012-030
34-67256 Jun. 26, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
See also:   Notice: Rel. No. 34-66983

SR-BX-2012-040
34-67224 Jun. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Clerical Correction to the Grandfathered Rules
Comments due:  July 17, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-039
34-67102 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Dissolve the BOX Committee
Comments due:  June 29, 2012

SR-BX-2012-038
34-67103 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due:  June 29, 2012

SR-BX-2011-068
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
See also: Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65428

SR-BX-2012-037
34-67074 May 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Waiver of Fees for BX Options Participants
Comments due:  June 26, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-031
34-67046 May 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee
Comments due:  June 20, 2012

SR-BX-2012-032
34-67025 May 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due:  June 15, 2012

SR-BX-2012-034
34-67014 May 17, 2012 Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-67280

SR-BX-2012-035
34-67012 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-036
34-67009 May 17, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws
Comments due:  June 13, 2012

SR-BX-2012-033
34-67007 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-030
34-66983 May 14, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.
See also:   Order: Rel. No. 34-67256

SR-BX-2012-029
34-66944 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Co-Location Super High Density Cabinet Monthly Fee
Comments due:  June 4, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-028
34-66881 Apr. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  May 25, 2012

SR-BX-2012-025
34-66792 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-020
34-66733 Apr. 4, 2012 Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons
Comments due:  May 1, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-023
34-66728 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-021
34-66718 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5
First Quarter

SR-BX-2012-024
34-66705 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program
Comments due:  April 26, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-068
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65428
Comments due:  June 27, 2012

SR-BX-2012-022
34-66698 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  April 26, 2012

SR-BX-2012-019
34-66615 Mar. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  April 12, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-018
34-66592 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-012
34-66542 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due:  April 4, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-016
34-66537 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  April 3, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-017
34-66526 Mar. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX to Identify the Proprietary Data Feed of BOX Market Information that BOX Makes Available to Its Options Participants At No Charge
Comments due:  April 3, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-011
34-66512 Mar. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 26 of the BOX Rules
Comments due:  March 30, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-014
34-66501 Mar. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX LLC Agreement
Comments due:  March 28, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-010
34-66440 Feb. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due:  March 20, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-009
34-66414 Feb. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021
Comments due:  March 16, 2012

SR-BX-2012-008
34-66359 Feb. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds
Comments due:  March 6, 2012

SR-BX-2012-007
34-66356 Feb. 8, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Permit Customer Cross Orders on BOX
Comments due:  March 6, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-084
34-66306 Feb. 2, 2012 Order Granting Approval of Proposed Rule Change to Reduce the Duration of the Price Improvement Period ("PIP") From One Second to One Hundred Milliseconds
See also:   Notice: Rel. No. 34-65987

SR-BX-2011-046
34-66278 Jan. 30, 2012 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due:  February 24, 2012
See also:   Suspension/Order: Rel. No. 34-65330; Order: Rel. No. 34-65592; Notice: Rel. No. 34-64981

SR-BX-2012-006
34-66245 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend the Definition of Theoretical Price
Comments due:  February 23, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-005
34-66238 Jan. 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  February 21, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-004
34-66226 Jan. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  February 21, 2012

SR-BX-2012-003
34-66215 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  February 17, 2012

SR-BX-2012-001
34-66116 Jan. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to the Russell® 2000 Index (RUT)
Comments due:  February 2, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-086
34-66093 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Definition of Theoretical Price
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5


BX File Number List for 2012
Release No. Date Details

SR-BX-2012-076
34-68518 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due: January 22, 2013

SR-BX-2012-075
34-68823 Feb. 4, 2013 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2012-002, SR-NASDAQ-2012-142, SR-Phlx-2012-142, SR-SCCP-2012-02
34-68514 Dec. 21, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due: January 22, 2013
Additional Materials:  Exhibit 5

SR-BX-2012-074
34-68556 Jan. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees
Comments due: January 29, 2013
Additional Materials:  Exhibit 5

SR-BX-2012-073
34-68394 Dec. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS
Comments due: January 4, 2013
Additional Materials:  Exhibit 5

SR-BX-2012-072
34-68268 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 4618
Comments due: December 18, 2012

SR-BX-2012-071
34-68188 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 7, 2012
Additional Materials:  Exhibit 5

SR-BX-2012-070
34-68195 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed Under Rule 7003(a)
Comments due: December 6, 2012

SR-BX-2012-069
34-68116 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Elimination of Market Maker Pre-Opening Obligations on BX Options
Comments due:  November 23, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-068
34-68057 Oct. 16 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service
Comments due:  November 13, 2012

SR-BX-2012-067
34-68051 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Execution and Routing
Comments due:  November 8, 2012

SR-BX-2012-066
34-67995 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 2, 2012

SR-BX-2012-065
34-68041 Oct. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Execution Algorithm and Priority Overlays to Govern the Priority of Orders
Comments due:  November 7, 2012

SR-BX-2012-064
34-67990 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4758(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order
Comments due:  November 2, 2012

SR-BX-2012-063
34-68641 Jan. 11, 2013 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Listing Rules for Compensation Committees to Comply with Rule 10C-1 under the Act and Make Other Related Changes
Comments due: February 12, 2013
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-CBOE-2012-094, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
34-68018 Oct. 9, 2012 Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-062
34-67967 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Members the Ability to Pay a Regulatory Fine Pursuant to an Installment Plan
Comments due:  October 30, 2012

SR-BX-2012-061
34-67952 Oct. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer the QView Service
Comments due:  October 26, 2012

SR-BX-2012-060
34-67822 Sep. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Transaction Fees
Comments due:  October 5, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-058
34-67593 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Routing
Comments due:  August 31, 2012

SR-BX-2012-057
34-67517 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Post-Only Order Type on BX Options
Comments due:  August 23, 2012

SR-BX-2012-056
34-67570 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  August 29, 2012

SR-BX-2012-055
34-67571 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  August 29, 2012

SR-BX-2012-054
34-67509 Jul. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fees
Comments due:  August 22, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-053
34-67562 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date of Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  August 28, 2012
Comments received are available for this proposal.

SR-BX-2012-052
34-67760 Aug. 30, 2012 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2012-01, SR-NASDAQ-2012-072, SR-PHLX-2012-95, and SR-SCCP-2012-001
34-67433 Jul. 13, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX")
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-051
34-67474 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  August 16, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-050
34-67414 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due:  August 7, 2012

SR-BX-2012-049
34-67354 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish TradeInfo BX and BX Options Maintenance Tool and Related Fees
Comments due:  August 1, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-046
34-67342 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due:  July 31, 2012
Comments received are available for this proposal.

SR-BX-2012-044
34-67386 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Routing
Comments due:  August 6, 2012

SR-BX-2012-043
34-67339 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction and Routing Fees
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-042
34-67272 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Excess Order Fee
Comments due:  July 24, 2012

SR-BX-2012-040
34-67224 Jun. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Clerical Correction to the Grandfathered Rules
Comments due:  July 17, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-039
34-67102 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Dissolve the BOX Committee
Comments due:  June 29, 2012

SR-BX-2012-038
34-67103 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due:  June 29, 2012

SR-BX-2012-037
34-67074 May 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Waiver of Fees for BX Options Participants
Comments due:  June 26, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-036
34-67009 May 17, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws
Comments due:  June 13, 2012

SR-BX-2012-035
34-67012 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-034
34-67280 Jun. 27, 2012 Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account
34-67014 May 17, 2012 Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-033
34-67007 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-032
34-67025 May 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due:  June 15, 2012

SR-BX-2012-031
34-67046 May 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee
Comments due:  June 20, 2012

SR-BX-2012-030
34-67256 Jun. 26, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
34-66983 May 14, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-BX-2012-029
34-66944 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Co-Location Super High Density Cabinet Monthly Fee
Comments due:  June 4, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-028
34-66881 Apr. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  May 25, 2012

SR-BX-2012-025
34-66792 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-024
34-66705 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program
Comments due:  April 26, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-023
34-66728 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-022
34-66698 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  April 26, 2012

SR-BX-2012-021
34-66718 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-020
34-66733 Apr. 4, 2012 Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons
Comments due:  May 1, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-019
34-66615 Mar. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  April 12, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-018
34-66592 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-017
34-66526 Mar. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX to Identify the Proprietary Data Feed of BOX Market Information that BOX Makes Available to Its Options Participants At No Charge
Comments due:  April 3, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-016
34-66537 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due:  April 3, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-014
34-66501 Mar. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX LLC Agreement
Comments due:  March 28, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-012
34-66542 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due:  April 4, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-011
34-66512 Mar. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 26 of the BOX Rules
Comments due:  March 30, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-010
34-66440 Feb. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due:  March 20, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-009
34-66414 Feb. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021
Comments due:  March 16, 2012

SR-BX-2012-008
34-66359 Feb. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds
Comments due:  March 6, 2012

SR-BX-2012-007
34-66356 Feb. 8, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Permit Customer Cross Orders on BOX
Comments due:  March 6, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-006
34-66245 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend the Definition of Theoretical Price
Comments due:  February 23, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-005
34-66238 Jan. 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  February 21, 2012
Additional Materials:   Exhibit 5

SR-BX-2012-004
34-66226 Jan. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  February 21, 2012

SR-BX-2012-003
34-66215 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  February 17, 2012

SR-BX-2012-001
34-66116 Jan. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to the Russell® 2000 Index (RUT)
Comments due:  February 2, 2012
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2012.shtml


Modified: 10/31/2014