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NASDAQ OMX BX, Inc. Rulemaking Archives: 2011

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

BX File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BX-2011-088
34-66074 Dec. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due:  January 27, 2012

SR-BX-2011-068
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:  Order: Rel. No. 34-67090; Notice: Rel. No. 34-65770; Notice: Rel. No. 34-66680; and Notice: Rel. No. 34-65428
Comments received are available for this proposal.

SR-BX-2011-081
34-66015 Dec. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  January 17, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-073
34-66012 Dec. 20, 2011 Order Approving a Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
See also:  Notice: Rel. No. 34-65687

SR-BX-2011-085
34-65989 Dec. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT)
Comments due:  January 12, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-084
34-65987 Dec. 16, 2011 Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Reduce the PIP From One Second to 100 Milliseconds
Comments due:  January 12, 2012
See also:  Order: Rel. No. 34-66306

SR-BX-2011-083
34-65966 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  January 11, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-082
34-65912 Dec. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing For BX Members Using the NASDAQ OMX BX Equities System
Comments due:  January 4, 2011

SR-BX-2011-078
34-65876 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX
Comments due:  December 29, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-080
34-65867 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due:  December 29, 2011

SR-BX-2011-071
34-65840 Nov. 28, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
See also:  Notice: Rel. No. 34-65603

SR-BX-2011-079
34-65815 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due:  December 21, 2011

SR-BX-2011-076
34-65780 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due:  December 14, 2011

SR-BX-2011-075
34-65773 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Expand the Short Term Option Series Program
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-074
34-65769 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-068
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:  Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-66680; and Notice: Rel. No. 34-65428
Comments received are available for this proposal.

SR-BX-2011-077
34-65763 Nov. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due:  December 13, 2011

SR-BX-2011-073
34-65687 Nov. 4, 2011 Notice of Filing of Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-66012

SR-BX-2011-072
34-65642 Oct. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Trading Rules to Retire the Additional Expiration Months Pilot Program and to Harmonize the Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  November 23, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-071
34-65603 Oct. 21, 2011 Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65840

SR-BX-2011-046
34-65592 Oct. 19, 2011 Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings
See also:  Suspension/Order: Rel. No. 34-65330; Notice: Rel. No. 34-64981; Notice/Order: Rel. No. 34-66278

SR-BX-2011-070
34-65538 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Box Fee Schedule
Comments due:  November 8, 2011

SR-BX-2011-069
34-65535 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due:  November 8, 2011

SR-BX-2011-066
34-65514 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 4, 2011

SR-BX-2011-048
34-65470 Oct. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on the NASDAQ OMX BX Equities Market
Comments due:  October 28, 2011
Third Quarter

SR-BX-2011-067
34-65447 Sep. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Optional Functionality for a BOX Options Participant to Prevent its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX from Trading with Quotes/Orders Originating from the Same BOX Participant And Were Resting On the BOX Book
Comments due:  October 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-068
34-65428 Sep. 28, 2011 Notice of Filing of Proposed Rule Change to Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Comments received are available for this notice.
See also:  Order: Rel. No. 34-67090; Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770

SR-BX-2011-034
34-65387 Sep. 23, 2011 Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC to Establish Facilitation and Solicitation Auction Mechanisms
See also:  Notice: Rel. No. 34-64734

SR-BX-2011-064
34-65337 Sep. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-046
34-65330 Sep. 13, 2011 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period
Comments due:  November 17, 2011
Rebuttal comments due:  December 14, 2011
* Submit comments on SR-BX-2011-046
See also:  

SR-BX-2011-063
34-65293 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  October 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-060
34-65251 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment to Direct Connectivity Services
Comments due:  September 30, 2011

SR-BX-2011-059
34-65226 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of the BX Ouch BBO Feed to the BX MatchView Feed and to Modify its Contents
Comments due:  September 28, 2011

SR-BX-2011-045
34-65199 Aug. 25, 2011 Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX to Accept Inbound Routes by NOS
See also:  Notice: Rel. No. 34-64896

SR-BX-2011-058
34-65177 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due:  September 16, 2011

SR-BX-2011-057
34-65175 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new BX Pre-Trade Risk Management Service
Comments due:  September 16, 2011

SR-BX-2011-056
34-65105 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-055
34-65093 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks

SR-BX-2011-054
34-65059 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule

SR-BX-2011-053
34-65056 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Limited Category of Principal Registration for Proprietary Traders

SR-BX-2011-052
34-65039 Aug. 5, 2011 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
Comments due:  September 1, 2011

SR-BX-2011-051
34-65042 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination
Comments due:  September 1, 2011

SR-BX-2011-049
34-65036 Aug. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of “Professional” And Require That Professional Orders Be Appropriately Marked by BOX Options Participants
Comments due:  August 31, 2011

SR-BX-2011-050
34-65001 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules
Comments due:  August 26, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-046
34-64981 Jul. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee
Comments due:  August 24, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65592; Suspension/Order: Rel. No. 34-65330; Notice/Order: Rel. No. 34-66278
Comments received are available for this notice.

SR-BX-2011-044
34-64977 Jul. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position Limit for Options on the SPDR®
Comments due:  August 23, 2011

SR-BX-2011-036
34-64940 Jul. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Application and Annual Fees for the BX Venture Market
Comments due:  August 17, 2011

SR-BX-2011-047
34-64933 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renumber Rule 5230
Comments due:  August 16, 2011

SR-BX-2011-045
34-64896 Jul. 15, 2011 Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit BOX to Accept Inbound Routes by NOS
Comments due:  August 11, 2011
See also:  Order: Rel. No. 34-65199

SR-BX-2011-046
34-66278 Jan. 30, 2012 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due:  February 24, 2012

SR-BX-2011-042
34-64886 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7027 of the NASDAQ OMX BX Pricing Schedule
Comments due:  August 10, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-043
34-64840 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 to Extend the Waiver of Certain Co-Location Installation Fees For An Additional Month
Comments due:  August 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-038
34-64802 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Co-Location Fee Schedule to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:August 1, 2011
Additional Materials:   Exhibit 5
Second Quarter

SR-BX-2011-041
34-64779 Jun. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012
Comments due:  July 28, 2011

SR-BX-2011-040
34-64768 Jun. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due:  July 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-037
34-64755 Jun. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule change to Amend Rule 7034 Regarding Co-Location Fees For Additional Power and Cable Options
Comments due:  July 22, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-025
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:  Notice: Rel. No. 34-64427

SR-BX-2011-034
34-64734 Jun. 23, 2011 Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Establish Facilitation and Solicitation Auction Mechanisms
Comments due:  July 20, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65387

SR-BX-2011-030
34-64636 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-032
34-64631 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 Regarding Certain Co-Location Installation Fees
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-033
34-64615 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of the Post-Only Order
Comments due:  July 5, 2011

SR-BX-2011-031
34-64583 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of BOX
Comments due:  June 28, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-028
34-64577 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in Exchange Rule 7019(c)
Comments due:  June 28, 2011

SR-BX-2011-029
34-64570 May 31, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX BX to Permit the Exchange to List Series With Additional Expiration Months if Such Series Are Listed on Another Exchange
Comments due:  June 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-027
34-64530 May 20, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due:  June 16, 2011

SR-BX-2011-026
34-64484 May 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 3011 to Reflect Changes to a Corresponding FINRA Rule
Comments due:  June 8, 2011

SR-BX-2011-024
34-64457 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Collection of the Covered Sales Fee
Comments due:  June 6, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-023
34-64439 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Non Co-Location Services
Comments due:  June 6, 2011

SR-BX-2010-059
34-64437 May 6, 2011 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Create a Listing Market on the Exchange
Comments due:  June 2, 2011
See also:  Notice: Rel. No. 34-64028; Notice: Rel. No. 34-63597; Order: Rel. No. 34-63448; Notice: Rel. No. 34-63105; Notice: Rel. No. 34-62818

SR-BX-2011-025
34-64427 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend IM-4120-3 to Include Additional Securities in the Pilot by which Such Rule Operates and Amend Rule 4613(a) to Simplify Certain Aspects of the Text while also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages that Trigger a Circuit Breaker Pilot Pause
Comments due:  June 2, 2011
See also:  Order: Rel. No. 34-64735

SR-BX-2011-022
34-64345 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due:  May 24, 2011

SR-BX-2011-021
34-64261 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules
Comments due:  May 4, 2011

SR-BX-2011-019
34-64240 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  May 4, 2011

SR-BX-2011-020
34-64198 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due:  May 3, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2011-018
34-64176 Apr. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  April 29, 2011
First Quarter

SR-BX-2011-017
34-64161 Mar. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Rules to Expand the $2.50 Strike Price Program
Comments due:  April 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-015
34-64120 Mar. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI of the BOX Trading Rules to Harmonize them with Rules of the Financial Industry Regulatory Authority, Inc. and Other Options Exchanges
Comments due:  April 20, 2011

SR-BX-2011-016
34-64105 Mar. 22, 2011 Notice of Filing and Immediate Effectiveness Relating to Changing the Starting Time
Comments due:  April 15, 2011

SR-BX-2010-079
34-64097 Mar. 18, 2011 Order Approving Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
See also:  Notice: Rel. No. 34-63539

SR-BX-2011-007
34-64090 Mar. 17, 2011 Order Approving a Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
See also:  Notice: Rel. No. 34-63859

SR-BX-2011-013
34-64059 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  April 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-64028 Mar. 3, 2011 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
See also:  Order/Notice: Rel. No. 34-64437; Notice: Rel. No. 34-63597; Order: Rel. No. 34-63448; Notice: Rel. No. 34-63105; Notice: Rel. No. 34-62818

SR-BX-2011-011
34-64024 Mar. 3, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting
Comments due:  March 30, 2011

SR-BX-2011-012
34-64023 Mar. 3, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due:  March 30, 2011

SR-BX-2011-014
34-64009 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Expand the Short Term Option Series Program
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2011-010
34-63975 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 4763 Regarding Short Sales
Comments due:  March 25, 2011

SR-BX-2011-008
34-63907 Feb. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and BX Data Add-On
Comments due:  March 11, 2011
Comments received are available for this notice.

SR-BX-2011-007
34-63859 Feb. 7, 2011 Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
Comments due:  March 7, 2011
See also:  Order: Rel. No. 34-64090

SR-BX-2011-04
34-63786 Jan. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-NASDAQ-2011-013, SR-PHLX-2011-08
Comments due:  February 24, 2011

SR-BX-2011-006
34-63774 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of $1 Strike Prices on the Boston Options Exchange Facility
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-003
34-63769 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  February 22, 2011

SR-BX-2010-083
34-63731 Jan. 19, 2011 Order Approving a Proposed Rule Change Relating to the Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
See also:  Notice: Rel. No. 34-63416

SR-BX-2011-001
34-63694 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed
Comments due:  February 8, 2011

SR-BX-2011-002
34-63687 Jan. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program on the Boston Options Exchange Facility
Comments due:  February 4, 2011
Additional Materials:   Exhibit 5


BX File Number List for 2011
Release No. Date Details

SR-BX-2011-088
34-66074 Dec. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due:  January 27, 2012

SR-BX-2011-086
34-66093 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Definition of Theoretical Price
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-085
34-65989 Dec. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT)
Comments due:  January 12, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-084
34-66306 Feb. 2, 2012 Order Granting Approval of Proposed Rule Change to Reduce the Duration of the Price Improvement Period ("PIP") From One Second to One Hundred Milliseconds
34-65987 Dec. 16, 2011 Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Reduce the PIP From One Second to 100 Milliseconds
Comments due:  January 12, 2012

SR-BX-2011-083
34-65966 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  January 11, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-082
34-65912 Dec. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing For BX Members Using the NASDAQ OMX BX Equities System
Comments due:  January 4, 2011

SR-BX-2011-081
34-66015 Dec. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  January 17, 2012
Additional Materials:   Exhibit 5

SR-BX-2011-080
34-65867 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due:  December 29, 2011

SR-BX-2011-079
34-65815 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due:  December 21, 2011

SR-BX-2011-078
34-65876 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX
Comments due:  December 29, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-077
34-65763 Nov. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due:  December 13, 2011

SR-BX-2011-076
34-65780 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due:  December 14, 2011

SR-BX-2011-075
34-65773 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Expand the Short Term Option Series Program
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-074
34-65769 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-073
34-66012 Dec. 20, 2011 Order Approving a Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
See also:  Notice: Rel. No. 34-65687
34-65687 Nov. 4, 2011 Notice of Filing of Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-072
34-65642 Oct. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Trading Rules to Retire the Additional Expiration Months Pilot Program and to Harmonize the Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  November 23, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-071
34-65840 Nov. 28, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
34-65603 Oct. 21, 2011 Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-070
34-65538 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Box Fee Schedule
Comments due:  November 8, 2011

SR-BX-2011-069
34-65535 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due:  November 8, 2011

SR-BX-2011-068
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this notice.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-65428 Sep. 28, 2011 Notice of Filing of Proposed Rule Change to Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Comments received are available for this proposal.

SR-BX-2011-067
34-65447 Sep. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Optional Functionality for a BOX Options Participant to Prevent its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX from Trading with Quotes/Orders Originating from the Same BOX Participant And Were Resting On the BOX Book
Comments due:  October 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-066
34-65514 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 4, 2011

SR-BX-2011-064
34-65337 Sep. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-063
34-65293 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due:  October 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-060
34-65251 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment to Direct Connectivity Services
Comments due:  September 30, 2011

SR-BX-2011-059
34-65226 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of the BX Ouch BBO Feed to the BX MatchView Feed and to Modify its Contents
Comments due:  September 28, 2011

SR-BX-2011-058
34-65177 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due:  September 16, 2011

SR-BX-2011-057
34-65175 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new BX Pre-Trade Risk Management Service
Comments due:  September 16, 2011

SR-BX-2011-056
34-65105 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-055
34-65093 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks

SR-BX-2011-054
34-65059 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  September 6, 2011

SR-BX-2011-053
34-65056 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Limited Category of Principal Registration for Proprietary Traders
Comments due:  September 2, 2011

SR-BX-2011-052
34-65039 Aug. 5, 2011 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
Comments due:  September 1, 2011

SR-BX-2011-051
34-65042 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination
Comments due:  September 1, 2011

SR-BX-2011-050
34-65001 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules
Comments due:  August 26, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-049
34-65036 Aug. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of “Professional” And Require That Professional Orders Be Appropriately Marked by BOX Options Participants
Comments due:  August 31, 2011

SR-BX-2011-048
34-65470 Oct. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on the NASDAQ OMX BX Equities Market
Comments due:  October 28, 2011

SR-BX-2011-047
34-64933 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renumber Rule 5230
Comments due:  August 16, 2011

SR-BX-2011-046
34-66278 Jan. 30, 2012 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due:  February 24, 2012
34-65592 Oct. 19, 2011 Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings
34-65330 Sep. 13, 2011 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period
Comments due:  November 17, 2011
Rebuttal comments due:  December 14, 2011
* Submit comments on SR-BX-2011-046
See also:  
34-64981 Jul. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee
Comments due:  August 24, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2011-045
34-65199 Aug. 25, 2011 Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX to Accept Inbound Routes by NOS
34-64896 Jul. 15, 2011 Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit BOX to Accept Inbound Routes by NOS
Comments due:  August 11, 2011

SR-BX-2011-044
34-64977 Jul. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position Limit for Options on the SPDR®
Comments due:  August 23, 2011

SR-BX-2011-043
34-64840 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 to Extend the Waiver of Certain Co-Location Installation Fees For An Additional Month
Comments due:  August 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-042
34-64886 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7027 of the NASDAQ OMX BX Pricing Schedule
Comments due:  August 10, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-041
34-64779 Jun. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012
Comments due:  July 28, 2011

SR-BX-2011-040
34-64768 Jun. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due:  July 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-038
34-64802 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Co-Location Fee Schedule to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:August 1, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-037
34-64755 Jun. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule change to Amend Rule 7034 Regarding Co-Location Fees For Additional Power and Cable Options
Comments due:  July 22, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-036
34-64940 Jul. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Application and Annual Fees for the BX Venture Market
Comments due:  August 17, 2011

SR-BX-2011-034
34-65387 Sep. 23, 2011 Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC to Establish Facilitation and Solicitation Auction Mechanisms
34-64734 Jun. 23, 2011 Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Establish Facilitation and Solicitation Auction Mechanisms
Comments due:  July 20, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-033
34-64615 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of the Post-Only Order
Comments due:  July 5, 2011

SR-BX-2011-032
34-64631 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 Regarding Certain Co-Location Installation Fees
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-031
34-64583 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of BOX
Comments due:  June 28, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-030
34-64636 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-029
34-64570 May 31, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX BX to Permit the Exchange to List Series With Additional Expiration Months if Such Series Are Listed on Another Exchange
Comments due:  June 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-028
34-64577 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in Exchange Rule 7019(c)
Comments due:  June 28, 2011

SR-BX-2011-027
34-64530 May 20, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due:  June 16, 2011

SR-BX-2011-026
34-64484 May 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 3011 to Reflect Changes to a Corresponding FINRA Rule
Comments due:  June 8, 2011

SR-BX-2011-025
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
34-64427 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend IM-4120-3 to Include Additional Securities in the Pilot by which Such Rule Operates and Amend Rule 4613(a) to Simplify Certain Aspects of the Text while also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages that Trigger a Circuit Breaker Pilot Pause
Comments due:  June 2, 2011

SR-BX-2011-024
34-64457 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Collection of the Covered Sales Fee
Comments due:  June 6, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-023
34-64439 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Non Co-Location Services
Comments due:  June 6, 2011

SR-BX-2011-022
34-64345 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due:  May 24, 2011

SR-BX-2011-021
34-64261 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules
Comments due:  May 4, 2011

SR-BX-2011-020
34-64198 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due:  May 3, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2011-019
34-64240 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  May 4, 2011

SR-BX-2011-018
34-64176 Apr. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  April 27, 2011

SR-BX-2011-017
34-64161 Mar. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Rules to Expand the $2.50 Strike Price Program
Comments due:  April 27, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-016
34-64105 Mar. 22, 2011 Notice of Filing and Immediate Effectiveness Relating to Changing the Starting Time
Comments due:  April 15, 2011

SR-BX-2011-015
34-64120 Mar. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI of the BOX Trading Rules to Harmonize them with Rules of the Financial Industry Regulatory Authority, Inc. and Other Options Exchanges
Comments due:  April 20, 2011

SR-BX-2011-014
34-64009 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Expand the Short Term Option Series Program
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2011-013
34-64059 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  April 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-012
34-64023 Mar. 3, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due:  March 30, 2011

SR-BX-2011-011
34-64024 Mar. 3, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting
Comments due:  March 30, 2011

SR-BX-2011-010
34-63975 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 4763 Regarding Short Sales
Comments due:  March 25, 2011

SR-BX-2011-008
34-63907 Feb. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and BX Data Add-On
Comments due:  March 11, 2011
Comments received are available for this notice.

SR-BX-2011-007
34-64090 Mar. 17, 2011 Order Approving a Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
34-63859 Feb. 7, 2011 Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
Comments due:  March 7, 2011

SR-BX-2011-006
34-63774 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of $1 Strike Prices on the Boston Options Exchange Facility
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-04
34-63786 Jan. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-NASDAQ-2011-013, SR-PHLX-2011-08
Comments due:  February 24, 2011

SR-BX-2011-003
34-63769 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  February 22, 2011

SR-BX-2011-002
34-63687 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program on the Boston Options Exchange Facility
Comments due:  February 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2011-001
34-63694 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed
Comments due:  February 8, 2011

 

http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2011.shtml


Modified: 07/19/2012