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NASDAQ OMX BX, Inc. Rulemaking Archives: 2010

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

BX File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BX-2010-092
34-63617 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-63597 Dec. 22, 2010 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Create a Listing Market on the Exchange
Comments due:  January 24, 2011
Additional Materials:   Exhibit 5
See also:  Order/Notice: Rel. No. 34-64437; Notice: Rel. No. 34-64028; Order: Rel. No. 34-63448; Notice: Rel. No. 34-63105; Notice: Rel. No. 34-62818
Comments received are available for this notice.

SR-BX-2010-090
34-63592 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of "Futures-Linked Securities"
Comments due:  January 19, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-091
34-63591 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Directed OrderáProcess on BOX
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-080
34-63540 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-079
34-63539 Dec. 14, 2010 Notice of Filing of Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-64097

SR-BX-2010-088
34-63527 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 6, 2011

SR-BX-2010-089
34-63521 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-BX-2010-087
34-63499 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Quote Management Procedures
Comments due:  January 5, 2011

SR-BX-2010-086
34-63490 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-BX-2010-085
34-63461 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  January 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-63448 Dec. 7, 2010 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
Comments due:  January 3, 2011
See also:   Order/Notice: Rel. No. 34-64437; Notice: Rel. No. 34-64028; Notice: Rel. No. 34-63597; Notice: Rel. No. 34-63105; Notice: Rel. No. 34-62818
Comments received are available for this notice.

SR-BX-2010-081
34-63442 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2011

SR-BX-2010-082
34-63432 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-083
34-63416 Dec. 2, 2010 Notice of Filing of Proposed Rule Change Relating to The Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63731

SR-BX-2010-084
34-63397 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 to Extend, through December 31, 2011, the Pilot Program that Permits Certain Classes to be Quoted in Penny Increments on BOX
Comments due:  December 27, 2010

SR-BX-2010-078
34-63364 Nov. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  December 21, 2010

SR-BX-2010-077
34-63321 Nov. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on BOX
Comments due:  December 13, 2010

SR-BX-2010-074
34-63285 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  December 8, 2010

SR-BX-2010-075
34-63259 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due:  December 3, 2010

SR-BX-2010-066
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62954

SR-BX-2010-072
34-63220 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-073
34-63206 Oct. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-070
34-63195 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-069
34-63190 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-071
34-63171 Oct. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules 2270 and 2910 to Reflect Changes to Corresponding FINRA Rule 2261
Comments due:  November 19, 2010

SR-BX-2010-068
34-63157 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Pricing for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-63105 Oct. 14, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Create a Listing Market on the Exchange
See also:  Order/Notice: Rel. No. 34-64437; Notice: Rel. No. 34-64028; Notice: Rel. No. 34-63597; Order: Rel. No. 34-63448; Notice: Rel. No. 34-62818

SR-BX-2010-067
34-63052 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 4751 to Include Order Collar Functionality
Comments due:  November 3, 2010
Third Quarter

SR-BX-2010-064
34-62969 Sep. 22, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Pricing for 10Gb Direct Circuit Connections and to Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter
Comments due:  October 19, 2010

SR-BX-2010-065
34-62959 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed
Comments due:  October 18, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-066
34-62954 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due:  October 18, 2010
See also:  Order: Rel. No. 34-63255

SR-BX-2010-063
34-62909 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the CBOE Volatility Index Futures to the Definition of a Futures Reference Asset in Chapter IV, Section 3(k)(i)(5)
Comments due:  October 13, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-040
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62342

SR-BX-2010-044
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000« Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62415

SR-BX-2010-062
34-62869 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Market Maker Obligations
Comments due:  October 6, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-061
34-62829 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-62818 Sep. 1, 2010 Notice of Filing of Proposed Rule Change to Create a Listing Market on the Exchange
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.
See also:  Order/Notice: Rel. No. 34-64437; Notice: Rel. No. 34-64028; Notice: Rel. No. 34-63597; Order: Rel. No. 34-63448; Notice: Rel. No. 34-63105

SR-BX-2010-060
34-62804 Aug. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-040
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62730

SR-BX-2010-058
34-62774 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due:  September 23, 2010

SR-BX-2010-044
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-BX-2010-040
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62342

SR-BX-2010-056
34-62719 Aug. 13, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, including Holding Company Depositary Receipts
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-055
34-62708 Aug. 12, 2010 Notice of Filing of Proposed Rule Change Relating to Extend the Cut-off Time to Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-BX-2010-055

SR-BX-2010-044
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62415

SR-BX-2010-053
34-62647 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Boston Options Exchange Group, LLC to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-043
34-62638 Aug. 4, 2010 Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
See also:  Notice: Rel. No. 34-62393

SR-BX-2010-049
34-62632 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due:  August 30, 2010
Comments received are available for this notice.

SR-BX-2010-052
34-62615 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  August 30, 2010

SR-BX-2010-051
34-62555 Jul. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  August 19, 2010

SR-BX-2010-050
34-62553 Jul. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility
Comments due:  August 19, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-048
34-62528 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  August 13, 2010

SR-BX-2010-046
34-62512 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011
Comments due:  August 13, 2010

SR-BX-2010-047
34-62505 Jul. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Short Term Option Program
Comments due:  August 12, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-045
34-62464 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5
Second Quarter

SR-BX-2010-044
34-62415 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend IM-4120-3
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-BX-2010-042
34-62400 Jun. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX LLC Agreement
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-012
34-62396 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location
See also:  Notice: Rel. No. 34-61487

SR-BX-2010-043
34-62393 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 23, 2010
See also:  Order: Rel. No. 34-62638

SR-BX-2010-038
34-62373 Jun. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-041
34-62366 Jun. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  July 21, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-040
34-62342 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions
Comments due:  July 19, 2010
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-BX-2010-039
34-62268 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-027
34-62258 Jun. 10, 2010 Order Approving Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
See also:  Notice: Rel. No. 34-62001

SR-BX-2010-037
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62124

SR-BX-2010-037
34-62124 May 19, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and to Adopt Related IM-4120-3
Comments due:  June 3, 2010
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-BX-2010-036
34-62103 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-035
34-62080 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-033
34-62043 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  June 1, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-032
34-62039 May 5, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-BX-2010-027
34-62001 Apr. 29, 2010 Notice of Filing of Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
Comments due:  May 27, 2010
See also:  Order: Rel. No. 34-62258

SR-BX-2010-029
34-61993 April 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-028
34-61934 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules to Reflect Changes to Corresponding FINRA Rules
Comments due:  May 13, 2010

SR-BX-2010-030
34-61931 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-031
34-61929 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  May 13, 2010

SR-BX-2010-026
34-61891 Apr. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers)
Comments due:  May 11, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-023
34-61829 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Quoting Obligations
Comments due:  April 29, 2010
Additional Materials:   Exhibit 5
First Quarter

SR-BX-2010-025
34-61811 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Program
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-022
34-61805 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period
Comments due:  April 27, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-009
34-61797 Mar. 29, 2010 Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, Relating to the Directed Order Process on the Boston Options Exchange Facility
See also:  Notice: Rel. No. 34-61531

SR-BX-2010-021
34-61782 Mar. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  April 22, 2010

SR-BX-2010-020
34-61769 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule
Comments due:  April 21, 2010

SR-BX-2010-016
34-61702 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due:  April 12, 2010

SR-BX-2010-015
34-61579 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into the Rules of the Boston Options Exchange Facility
Comments due:  March 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-017
34-61577 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  March 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-014
34-61536 Feb. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing on the Boston Options Exchange Facility
Comments due:  March 18, 2010

SR-BX-2010-009
34-61531 Feb. 17, 2010 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process on the Boston Options Exchange Facility
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61797

SR-BX-2010-013
34-61514 Feb. 12, 2010 Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-006
34-61495 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2848, 3330, and 9810 to Reflect Changes to Corresponding FINRA Rules
Comments due:  March 12, 2010

SR-BX-2010-012
34-61487 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62396

SR-BX-2010-011
34-61456 Feb.1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-BX-2010-010
34-61452 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the BX Ouch BBO Feed
Comments due:  March 1, 2010

SR-BX-2010-007
34-61399 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility
Comments due:  February 18, 2010

SR-BX-2010-002
34-61389 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 17, 2010

SR-BX-2010-001
34-61388 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee
Comments due:  February 17, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2010-003
34-61373 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 16, 2010

SR-BX-2009-088
34-61342 Jan. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
Comments due:  February 11, 2010
Additional Materials:   Exhibit 5

SR-BX-2009-087
34-61298 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-BX-2009-082
34-61283 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate Annual Membership Billing Conducted by BX Using the FINRA CRD System
Comments due:  February 1, 2010


BX File Number List for 2010
Release No. Date Details

SR-BX-2010-092
34-63617 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-091
34-63591 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Directed OrderáProcess on BOX
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-090
34-63592 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of "Futures-Linked Securities"
Comments due:  January 19, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-089
34-63521 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-BX-2010-088
34-63527 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 6, 2011

SR-BX-2010-087
34-63499 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Quote Management Procedures
Comments due:  January 5, 2011

SR-BX-2010-086
34-63490 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-BX-2010-085
34-63461 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  January 4, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-084
34-63397 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 to Extend, through December 31, 2011, the Pilot Program that Permits Certain Classes to be Quoted in Penny Increments on BOX
Comments due:  December 27, 2010

SR-BX-2010-083
34-63731 Jan. 19, 2011 Order Approving a Proposed Rule Change Relating to the Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
34-63416 Dec. 2, 2010 Notice of Filing of Proposed Rule Change Relating to The Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-082
34-63432 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-081
34-63442 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2011

SR-BX-2010-080
34-63540 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-079
34-64097 Mar. 18, 2011 Order Approving Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
34-63539 Dec. 14, 2010 Notice of Filing of Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-BX-2010-078
34-63364 Nov. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  December 21, 2010

SR-BX-2010-077
34-63321 Nov. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on BOX
Comments due:  December 13, 2010

SR-BX-2010-075
34-63259 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due:  December 3, 2010

SR-BX-2010-074
34-63285 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due:  December 8, 2010

SR-BX-2010-073
34-63206 Oct. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-072
34-63220 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-071
34-63171 Oct. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules 2270 and 2910 to Reflect Changes to Corresponding FINRA Rule 2261
Comments due:  November 19, 2010

SR-BX-2010-070
34-63195 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-069
34-63190 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-068
34-63157 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Pricing for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-067
34-63052 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 4751 to Include Order Collar Functionality
Comments due:  November 3, 2010

SR-BX-2010-066
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
34-62954 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due:  October 18, 2010

SR-BX-2010-065
34-62959 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed
Comments due:  October 18, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-064
34-62969 Sep. 22, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Pricing for 10Gb Direct Circuit Connections and to Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter
Comments due:  October 19, 2010

SR-BX-2010-063
34-62909 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the CBOE Volatility Index Futures to the Definition of a Futures Reference Asset in Chapter IV, Section 3(k)(i)(5)
Comments due:  October 13, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-062
34-62869 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Market Maker Obligations
Comments due:  October 6, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-061
34-62829 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-060
34-62804 Aug. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-059
34-64437 May 6, 2011 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Create a Listing Market on the Exchange
Comments due:  June 2, 2011
34-64028 Mar. 3, 2011 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
34-63597 Dec. 22, 2010 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Create a Listing Market on the Exchange
Comments due:  January 24, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.
34-63448 Dec. 7, 2010 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
Comments due:  January 3, 2011
Comments received are available for this notice.
34-63105 Oct. 14, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Create a Listing Market on the Exchange
34-62818 Sep. 1, 2010 Notice of Filing of Proposed Rule Change to Create a Listing Market on the Exchange
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-BX-2010-058
34-62774 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due:  September 23, 2010

SR-BX-2010-056
34-62719 Aug. 13, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, including Holding Company Depositary Receipts
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-055
34-62708 Aug. 12, 2010 Notice of Filing of Proposed Rule Change Relating to Extend the Cut-off Time to Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-BX-2010-055

SR-BX-2010-053
34-62647 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Boston Options Exchange Group, LLC to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-052
34-62615 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  August 30, 2010

SR-BX-2010-051
34-62555 Jul. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  August 19, 2010

SR-BX-2010-050
34-62553 Jul. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility
Comments due:  August 19, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-049
34-62632 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due:  August 30, 2010
Comments received are available for this notice.

SR-BX-2010-048
34-62528 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  August 13, 2010

SR-BX-2010-047
34-62505 Jul. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Short Term Option Program
Comments due:  August 12, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-046
34-62512 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011
Comments due:  August 13, 2010

SR-BX-2010-045
34-62464 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-044
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000« Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62415 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend IM-4120-3
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
Comments received are available for this notice.

SR-BX-2010-043
34-62393 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 23, 2010
* Submit comments on SR-BX-2010-043

SR-BX-2010-042
34-62400 Jun. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX LLC Agreement
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-041
34-62366 Jun. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  July 21, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-040
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62342 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-BX-2010-039
34-62268 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-BX-2010-039

SR-BX-2010-038
34-62373 Jun. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-037
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62124 May 19, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and to Adopt Related IM-4120-3
Comments due:  June 3, 2010
Comments received are available for this notice.

SR-BX-2010-036
34-62103 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-035
34-62080 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-033
34-62043 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  June 1, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-032
34-62039 May 5, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-BX-2010-031
34-61929 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  May 13, 2010

SR-BX-2010-030
34-61931 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-029
34-61993 April 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-028
34-61934 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules to Reflect Changes to Corresponding FINRA Rules
Comments due:  May 13, 2010

SR-BX-2010-027
34-62258 Jun. 10, 2010 Order Approving Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
34-62001 Apr. 29, 2010 Notice of Filing of Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
Comments due:  May 27, 2010

SR-BX-2010-026
34-61891 Apr. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers)
Comments due:  May 11, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-025
34-61811 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Program
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-023
34-61829 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Quoting Obligations
Comments due:  April 29, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-022
34-61805 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period
Comments due:  April 27, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-021
34-61782 Mar. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due:  April 22, 2010

SR-BX-2010-020
34-61769 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule
Comments due:  April 21, 2010

SR-BX-2010-017
34-61577 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due:  March 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-016
34-61702 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due:  April 12, 2010

SR-BX-2010-015
34-61579 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into the Rules of the Boston Options Exchange Facility
Comments due:  March 23, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-014
34-61536 Feb. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing on the Boston Options Exchange Facility
Comments due:  March 18, 2010

SR-BX-2010-013
34-61514 Feb. 12, 2010 Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-012
34-62396 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location
34-61487 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-011
34-61456 Feb.1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-BX-2010-010
34-61452 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the BX Ouch BBO Feed
Comments due:  March 1, 2010

SR-BX-2010-009
34-61797 Mar. 29, 2010 Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, Relating to the Directed Order Process on the Boston Options Exchange Facility
34-61531 Feb. 17, 2010 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process on the Boston Options Exchange Facility
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5

SR-BX-2010-007
34-61399 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility
Comments due:  February 18, 2010

SR-BX-2010-006
34-61495 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2848, 3330, and 9810 to Reflect Changes to Corresponding FINRA Rules
Comments due:  March 12, 2010

SR-BX-2010-003
34-61373 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 16, 2010

SR-BX-2010-002
34-61389 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 17, 2010

SR-BX-2010-001
34-61388 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee
Comments due:  February 17, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2010.shtml


Modified: 07/11/2011