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NASDAQ OMX BX, Inc. Rulemaking Archives: 2009
The Boston Stock Exchange has changed its name to NASDAQ OMX BX, Inc. All filings by NASDAQ OMX BX, Inc., will be posted to the BX page. Filings filed with "BSE" as part of the file number will be posted on the Boston Stock Exchange page. |
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Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
BX File Number List for 2009
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2009-085 |
| 34-61271 |
Dec. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: January 29, 2010
|
SR-BX-2009-086 |
| 34-61261 |
Dec. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Minimum Trading Increments on the Boston Options Exchange Facility
Comments due: January 29, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-083 |
| 34-61229 |
Dec. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
Comments due: January 20, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-079 |
| 34-61204 |
Dec. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-1002-1 to Reflect Changes to a Corresponding FINRA Rule
Comments due: January 19, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-081 |
| 34-61197 |
Dec. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA
Comments due: January 19, 2010
|
SR-BX-2009-078 |
| 34-61169 |
Dec. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BOX Trading Rules Chapters III and XIV
Comments due: January 12, 2010
|
SR-BX-2009-080 |
| 34-61129 |
Dec. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2330 and IM-2330 to Reflect Changes to Corresponding FINRA Rule
Comments due: January 4, 2010
|
SR-BX-2009-074 |
| 34-61124 |
Dec. 7, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter XI (Communications with Public Customers)
Comments due: January 4, 2010
|
SR-BX-2009-077 |
| 34-61112 |
Dec. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Several Market Data Products
Comments due: December 31, 2009
|
SR-BX-2009-075 |
| 34-61073 |
Nov. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Definition of Material Changes in Business Operations found in the Membership Rules and to Make a Technical Correction
Comments due: December 28, 2009
|
SR-BX-2009-076 |
| 34-61065 |
Nov. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: December 22, 2009
|
SR-BX-2009-073 |
| 34-61041 |
Nov. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS on the Boston Options Exchange Facility
Comments due: December 21, 2009
|
SR-BX-2009-072 |
| 34-61017 |
Nov. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility
Comments due: December 15, 2009
|
SR-BX-2009-070 |
| 34-60958 |
Nov. 6, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: December 4, 2009
Additional Materials: Exhibit 5
 Submit comments on SR-BX-2009-070
|
SR-BX-2009-069 |
| 34-60950 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: December 4, 2009
|
SR-BX-2009-071 |
| 34-60934 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility
Comments due: December 3, 2009
|
SR-BX-2009-068 |
| 34-60894 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: November 25, 2009
|
SR-BX-2009-067 |
| 34-60886 |
Oct. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: November 24, 2009
|
SR-BX-2009-055 |
| 34-60863 |
Oct. 22, 2009 |
Order Approving a Proposed Rule Change to Retroactively Correct an Error in Rule 7018
See also: Notice: Rel. No. 34-60634
|
SR-BX-2009-061 |
| 34-60845 |
Oct. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-NASDAQ-2009-087, SR-Phlx-2009-88
Comments due: November 16, 2009
|
SR-BX-2009-066 |
| 34-60832 |
Oct. 16, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules
Comments due: November 12, 2009
|
SR-BX-2009-062 |
| 34-60826 |
Oct. 14, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7015 Governing Access Services to Add an Additional Service and Related Fee, and to Make a Technical Change
Comments due: November 12, 2009
|
SR-BX-2009-048 |
| 34-60818 |
Oct. 13, 2009 |
Order Approving a Proposed Rule Change to Amend the Grandfathered Rules of the Exchange
See also: Notice: Rel. No. 34-60591
|
SR-BX-2009-063 |
| 34-60814 |
Oct. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility
Comments due: November 9, 2009
|
SR-BX-2009-059 |
| 34-60793 |
Oct. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Potential Payment Amounts Available Under Rule 4626
Comments due: November 4, 2009
|
SR-BX-2009-060 |
| 34-60777 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11890 Governing Clearly Erroneous Executions
Comments due: October 29, 2009
|
| Third Quarter |
SR-BX-2009-041 |
| 34-60686 |
Sep. 18, 2009 |
Order Approving a Proposed Rule Change to Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules
See also: Notice: Rel. No. 34-60686
|
SR-BX-2009-043 |
| 34-60668 |
Sep. 14, 2009 |
Order Approving Proposed Rule Change to Extend a Holiday for Certain Registration and Processing Fees for Associated Persons
See also: Notice: Rel. No. 34-60427
|
SR-BX-2009-053 |
| 34-60662 |
Sep. 11, 2009 |
Notice of Filing of Proposed Rule Change to Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule
Comments due: October 13, 2009
Submit comments on SR-BX-2009-053
|
SR-BX-2009-055 |
| 34-60634 |
Sep. 8, 2009 |
Notice of Filing of Proposed Rule Change to Retroactively Correct an Error in Rule 7018
Comments due: October 8, 2009
See also: Order: Rel. No. 34-60863
|
SR-BX-2009-052 |
| 34-60633 |
Sep. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Audit Trail Information
Comments due: October 6, 2009
|
SR-BX-2009-058 |
| 34-60610 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 29, 2009
|
SR-BX-2009-056 |
| 34-60609 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 29, 2009
|
SR-BX-2009-049 |
| 34-60603 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Error in Rule 7018
Comments due: September 29, 2009
|
SR-BX-2009-057 |
| 34-60596 |
Aug. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Group, LLC
Comments due: September 29, 2009
|
SR-BX-2009-050 |
| 34-60592 |
Aug. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: September 29, 2009
|
SR-BX-2009-048 |
| 34-60591 |
Aug. 31, 2009 |
Notice of Filing of Proposed Rule Change to amend the Grandfathered Rules of the Exchange
Comments due: September 29, 2009
See also: Order: Rel. No. 34-60818
|
SR-BX-2009-051 |
| 34-60571 |
Aug. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Flash and Cancel Orders
Comments due: September 23, 2009
|
SR-BX-2009-028 |
| 34-60530 |
Aug. 18, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
See also: Notice: Rel. No. 34-60158
|
SR-BX-2009-047 |
| 34-60504 |
Aug. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 14, 2009
|
SR-BX-2009-046 |
| 34-60503 |
Aug. 14, 2009 |
Notice of Filing of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members
Comments due: September 11, 2009
Submit comments on SR-BX-2009-046
|
SR-BX-2009-041 |
| 34-60465 |
Aug. 10, 2009 |
Notice of Filing of Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules
Comments due: September 8, 2009
See also: Order: Rel. No. 34-60686
|
SR-BX-2009-044 |
| 34-60444 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility to Implement the Non-Penny Pilot Class Pricing Structure
Comments due: September 1, 2009
|
SR-BX-2009-043 |
| 34-60427 |
Aug. 4, 2009 |
Notice of Filing of Proposed Rule Change to Extend Fee Holiday for Registration of Associated Persons
Comments due: August 31, 2009
See also: Order: Rel. No. 34-60668
|
SR-BX-2009-045 |
| 34-60416 |
Jul. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Group, LLC
Comments due: August 31, 2009
|
SR-BX-2009-042 |
| 34-60383 |
Jul. 24, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: August 20, 2009
|
SR-BX-2009-040 |
| 34-60358 |
Jul. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company
Additional File No.: SR-Phlx-2009-60
Comments due: August 18, 2009
|
SR-BX-2009-035 |
| 34-60349 |
Jul. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Information Advantages Resulting From the Affiliation Between BOX and NOS
Comments due: August 17, 2009
|
SR-BX-2009-038 |
| 34-60337 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility
Comments due: August 14, 2009
|
SR-BX-2009-037 |
| 34-60270 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility
Comments due: August 7, 2009
|
SR-BX-2009-036 |
| 34-60257 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members
Comments due: August 4, 2009
|
SR-BX-2009-021 |
| 34-60247 |
Jul. 6, 2009 |
Order Approving Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc.
See also: Notice: Rel. No. 34-59908
|
SR-BX-2009-031 |
| 34-60246 |
Jul. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Optional Anti-Internalization Functionality
Comments due: August 4, 2009
|
SR-BX-2009-033 |
| 34-60221 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule to Remove Three Classes From the Liquidity Make or Take Pricing Structure
Comments due: July 30, 2009
|
SR-BX-2009-032 |
| 34-60213 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: July 30, 2009
Comments received are available for this notice.
|
| Second Quarter |
SR-BX-2009-034 |
| 34-60198 |
Jun. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: July 28, 2009
|
SR-BX-2009-030 |
| 34-60174 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility
Comments due: July 27, 2009
|
SR-BX-2009-029 |
| 34-60165 |
Jun. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Flash and Cancel Order
Comments due: July 31, 2009
|
SR-BX-2009-025 |
| 34-60163 |
Jun. 23, 2009 |
Order Approving Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers
See also: Notice: Rel. No. 34-59919
|
SR-BX-2009-028 |
| 34-60158 |
Jun. 22, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: July 20, 2009
See also: Order: Rel. No. 34-60530
|
SR-BX-2009-020 |
| 34-60026 |
Jun. 2, 2009 |
Order Approving Proposed Rule Change Regarding Market Maker Obligations
See also: Notice: Rel. No. 34-59804
|
SR-BX-2009-026 |
| 34-59999 |
May 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: June 25, 2009
|
SR-BX-2009-027 |
| 34-59983 |
May 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange's Directed Order Process on the Boston Options Exchange
Comments due: June 23, 2009
|
SR-BX-2009-025 |
| 34-59919 |
May 14, 2009 |
Notice of Filing of Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers
Comments due: June 11, 2009
See also: Order: Rel. No. 34-60163
|
SR-BX-2009-024 |
| 34-59918 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical Corrections of the Rules of the Boston Options Exchange Facility
Comments due: June 11, 2009
|
SR-BX-2009-021 |
| 34-59908 |
May 12, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc.
Comments due: June 9, 2009
See also: Order: Rel. No. 34-60247
|
SR-BX-2009-023 |
| 34-59894 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Implement a Cap on Certain Fees for Members
Comments due: June 5, 2009
|
SR-BX-2009-022 |
| 34-59865 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers
Comments due: June 2, 2009
|
SR-BX-2009-020 |
| 34-59804 |
Apr. 21, 2009 |
Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations
Comments due: May 19, 2009
See also: Order: Rel. No. 34-60026
|
SR-BX-2009-019 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-NASDAQ-2009-032, SR-Phlx-2009-31
|
SR-BX-2009-014 |
| 34-59742 |
Apr. 9, 2009 |
Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
See also: Notice: Rel. No. 34-59475
|
SR-BX-2009-018 |
| 34-59682 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: April 29, 2009
Submit comments on SR-BX-2009-018
|
| First Quarter |
SR-BX-2009-008 |
| 34-59654 |
Mar. 30, 2009 |
Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
See also: Notice: Rel. No. 34-59407
|
SR-BX-2009-015 |
| 34-59638 |
Mar. 27, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility from Three Seconds to One Second
See also: Notice: Rel. No. 34-59497
|
SR-BX-2009-017 |
| 34-59629 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: April 23, 2009
|
SR-BX-2009-005 |
| 34-59615 |
Mar. 20, 2009 |
Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
See also: Notice: Rel. No. 34-59307
|
SR-BX-2009-016 |
| 34-59589 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility
Comments due: April 14, 2009
|
SR-BX-2009-015 |
| 34-59497 |
Mar. 4, 2009 |
Notice of Filing of Proposed Rule Change Relating to Order Handling and Exposure Periods on the Boston Options Exchange Facility
Comments due: March 26, 2009
See also: Order: Rel. No. 34-59638
|
SR-BX-2009-014 |
| 34-59475 |
Feb. 27, 2009 |
Notice of Filing of Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
Comments due: March 27, 2009
See also: Order: Rel. No. 34-59742
|
SR-BX-2009-009 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-NASDAQ-2009-010, SR-Phlx-2009-14
|
SR-BX-2009-12 |
| 34-59452 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 25, 2009
|
SR-BX-2009-011 |
| 34-59419 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series on the Boston Options Exchange Facility
Comments due: March 18, 2009
|
SR-BX-2009-008 |
| 34-59407 |
Feb. 13, 2009 |
Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
Comments due: March 16, 2009
See also: Order: Rel. No. 34-59654
|
SR-BX-2009-006 |
| 34-59341 |
Feb. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elminate the Market Hours Day Time-in-Force
Comments due: March 2, 2009
|
SR-BX-2009-004 |
| 34-59337 |
Feb. 2, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for Members
Comments due: March 2, 2009
Submit comments on SR-BX-2009-004
|
SR-BX-2009-002 |
| 34-59323 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: February 26, 2009
|
SR-BX-2009-007 |
| 34-59311 |
Jan. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange’s Directed Order Process on the Boston Options Exchange
Comments due: February 25, 2009
|
SR-BX-2009-005 |
| 34-59307 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
Comments due: February 25, 2009
See also: Order: Rel. No. 34-59615
|
SR-BX-2009-001 |
| 34-59261 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: February 17, 2009
|
SR-BX-2009-003 |
| 34-59259 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: February 17, 2009
|
| BX File Number List for 2009 |
| Release No. |
Date |
Details |
SR-BX-2009-088 |
| 34-61342 |
Jan. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
Comments due: February 11, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-087 |
| 34-61298 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules
Comments due: February 4, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-086 |
| 34-61261 |
Dec. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Minimum Trading Increments on the Boston Options Exchange Facility
Comments due: January 29, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-085 |
| 34-61271 |
Dec. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: January 29, 2010
|
SR-BX-2009-083 |
| 34-61229 |
Dec. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
Comments due: January 20, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-082 |
| 34-61283 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate Annual Membership Billing Conducted by BX Using the FINRA CRD System
Comments due: February 1, 2010
|
SR-BX-2009-081 |
| 34-61197 |
Dec. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA
Comments due: January 19, 2010
|
SR-BX-2009-080 |
| 34-61129 |
Dec. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2330 and IM-2330 to Reflect Changes to Corresponding FINRA Rule
Comments due: January 4, 2010
|
SR-BX-2009-079 |
| 34-61204 |
Dec. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-1002-1 to Reflect Changes to a Corresponding FINRA Rule
Comments due: January 19, 2010
Additional Materials: Exhibit 5
|
SR-BX-2009-078 |
| 34-61169 |
Dec. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BOX Trading Rules Chapters III and XIV
Comments due: January 12, 2010
|
SR-BX-2009-077 |
| 34-61112 |
Dec. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Several Market Data Products
Comments due: December 31, 2009
|
SR-BX-2009-076 |
| 34-61065 |
Nov. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: December 22, 2009
|
SR-BX-2009-075 |
| 34-61073 |
Nov. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Definition of Material Changes in Business Operations found in the Membership Rules and to Make a Technical Correction
Comments due: December 28, 2009
|
SR-BX-2009-074 |
| 34-61124 |
Dec. 7, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter XI (Communications with Public Customers)
Comments due: January 4, 2010
|
SR-BX-2009-073 |
| 34-61041 |
Nov. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS on the Boston Options Exchange Facility
Comments due: December 21, 2009
|
SR-BX-2009-072 |
| 34-61017 |
Nov. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility
Comments due: December 15, 2009
|
SR-BX-2009-071 |
| 34-60934 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility
Comments due: December 3, 2009
|
SR-BX-2009-070 |
| 34-60958 |
Nov. 6, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: December 4, 2009
Additional Materials: Exhibit 5
Submit comments on SR-BX-2009-070
|
SR-BX-2009-069 |
| 34-60950 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: December 4, 2009
|
SR-BX-2009-068 |
| 34-60894 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: November 25, 2009
|
SR-BX-2009-067 |
| 34-60886 |
Oct. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: November 24, 2009
|
SR-BX-2009-066 |
| 34-60832 |
Oct. 16, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules
Comments due: November 12, 2009
|
SR-BX-2009-063 |
| 34-60814 |
Oct. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility
Comments due: November 9, 2009
|
SR-BX-2009-062 |
| 34-60826 |
Oct. 14, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7015 Governing Access Services to Add an Additional Service and Related Fee, and to Make a Technical Change
Comments due: November 12, 2009
|
SR-BX-2009-061 |
| 34-60845 |
Oct. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-NASDAQ-2009-087, SR-Phlx-2009-88
Comments due: November 16, 2009
|
SR-BX-2009-060 |
| 34-60777 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11890 Governing Clearly Erroneous Executions
Comments due: October 29, 2009
|
SR-BX-2009-059 |
| 34-60793 |
Oct. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Potential Payment Amounts Available Under Rule 4626
Comments due: November 4, 2009
|
SR-BX-2009-058 |
| 34-60610 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 29, 2009
|
SR-BX-2009-057 |
| 34-60596 |
Aug. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Group, LLC
Comments due: September 29, 2009
|
SR-BX-2009-056 |
| 34-60609 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 29, 2009
|
SR-BX-2009-055 |
| 34-60863 |
Oct. 22, 2009 |
Order Approving a Proposed Rule Change to Retroactively Correct an Error in Rule 7018
|
| 34-60634 |
Sep. 8, 2009 |
Notice of Filing of Proposed Rule Change to Retroactively Correct an Error in Rule 7018
Comments due: October 8, 2009
|
SR-BX-2009-053 |
| 34-60662 |
Sep. 11, 2009 |
Notice of Filing of Proposed Rule Change to Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule
Comments due: October 13, 2009
Submit comments on SR-BX-2009-053
|
SR-BX-2009-052 |
| 34-60633 |
Sep. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Audit Trail Information
Comments due: October 6, 2009
|
SR-BX-2009-051 |
| 34-60571 |
Aug. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Flash and Cancel Orders
Comments due: September 23, 2009
|
SR-BX-2009-050 |
| 34-60592 |
Aug. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: September 29, 2009
|
SR-BX-2009-049 |
| 34-60603 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Error in Rule 7018
Comments due: September 29, 2009
|
SR-BX-2009-048 |
| 34-60818 |
Oct. 13, 2009 |
Order Approving a Proposed Rule Change to Amend the Grandfathered Rules of the Exchange
|
| 34-60591 |
Aug. 31, 2009 |
Notice of Filing of Proposed Rule Change to amend the Grandfathered Rules of the Exchange
Comments due: September 29, 2009
|
SR-BX-2009-047 |
| 34-60504 |
Aug. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: September 14, 2009
|
SR-BX-2009-046 |
| 34-60503 |
Aug. 14, 2009 |
Notice of Filing of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members
Comments due: September 11, 2009
Submit comments on SR-BX-2009-046
|
SR-BX-2009-045 |
| 34-60416 |
Jul. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Group, LLC
Comments due: August 31, 2009
|
SR-BX-2009-044 |
| 34-60444 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility to Implement the Non-Penny Pilot Class Pricing Structure
Comments due: September 1, 2009
|
SR-BX-2009-043 |
| 34-60668 |
Sep. 14, 2009 |
Order Approving Proposed Rule Change to Extend a Holiday for Certain Registration and Processing Fees for Associated Persons
|
| 34-60427 |
Aug. 4, 2009 |
Notice of Filing of Proposed Rule Change to Extend Fee Holiday for Registration of Associated Persons
Comments due: August 31, 2009
|
SR-BX-2009-042 |
| 34-60383 |
Jul. 24, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: August 20, 2009
|
SR-BX-2009-041 |
| 34-60686 |
Sep. 18, 2009 |
Order Approving a Proposed Rule Change to Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules
|
| 34-60465 |
Aug. 10, 2009 |
Notice of Filing of Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules
Comments due: September 8, 2009
|
SR-BX-2009-040 |
| 34-60358 |
Jul. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company
Additional File No.: SR-Phlx-2009-60
Comments due: August 18, 2009
|
SR-BX-2009-038 |
| 34-60337 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility
Comments due: August 14, 2009
|
SR-BX-2009-037 |
| 34-60270 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility
Comments due: August 7, 2009
|
SR-BX-2009-036 |
| 34-60257 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members
Comments due: August 4, 2009
|
SR-BX-2009-035 |
| 34-60349 |
Jul. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Information Advantages Resulting From the Affiliation Between BOX and NOS
Comments due: August 17, 2009
|
SR-BX-2009-034 |
| 34-60198 |
Jun. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: July 28, 2009
|
SR-BX-2009-033 |
| 34-60221 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule to Remove Three Classes From the Liquidity Make or Take Pricing Structure
Comments due: July 30, 2009
|
SR-BX-2009-032 |
| 34-60213 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: July 30, 2009
Comments received are available for this notice.
|
SR-BX-2009-031 |
| 34-60246 |
Jul. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Optional Anti-Internalization Functionality
Comments due: August 4, 2009
|
SR-BX-2009-030 |
| 34-60174 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility
Comments due: July 27, 2009
|
SR-BX-2009-029 |
| 34-60165 |
Jun. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Flash and Cancel Order
Comments due: July 31, 2009
|
SR-BX-2009-028 |
| 34-60530 |
Aug. 18, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
|
| 34-60158 |
Jun. 22, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: July 20, 2009
|
SR-BX-2009-027 |
| 34-59983 |
May 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange's Directed Order Process on the Boston Options Exchange
Comments due: June 23, 2009
|
SR-BX-2009-026 |
| 34-59999 |
May 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: June 25, 2009
|
SR-BX-2009-025 |
| 34-60163 |
Jun. 23, 2009 |
Order Approving Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers
|
| 34-59919 |
May 14, 2009 |
Notice of Filing of Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers
Comments due: June 11, 2009
|
SR-BX-2009-024 |
| 34-59918 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical Corrections of the Rules of the Boston Options Exchange Facility
Comments due: June 11, 2009
|
SR-BX-2009-023 |
| 34-59894 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Implement a Cap on Certain Fees for Members
Comments due: June 5, 2009
|
SR-BX-2009-022 |
| 34-59865 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers
Comments due: June 2, 2009
|
SR-BX-2009-021 |
| 34-60247 |
Jul. 6, 2009 |
Order Approving Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc.
|
| 34-59908 |
May 12, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc.
Comments due: June 9, 2009
|
SR-BX-2009-020 |
| 34-60026 |
Jun. 2, 2009 |
Order Approving Proposed Rule Change Regarding Market Maker Obligations
|
| 34-59804 |
Apr. 21, 2009 |
Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations
Comments due: May 19, 2009
|
SR-BX-2009-019 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-NASDAQ-2009-032, SR-Phlx-2009-31
|
SR-BX-2009-018 |
| 34-59682 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: April 29, 2009
Submit comments on SR-BX-2009-018
|
SR-BX-2009-017 |
| 34-59629 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: April 23, 2009
|
SR-BX-2009-016 |
| 34-59589 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility
Comments due: April 14, 2009
|
SR-BX-2009-015 |
| 34-59638 |
Mar. 27, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility from Three Seconds to One Second
|
| 34-59497 |
Mar. 4, 2009 |
Notice of Filing of Proposed Rule Change Relating to Order Handling and Exposure Periods on the Boston Options Exchange Facility
Comments due: March 26, 2009
|
SR-BX-2009-014 |
| 34-59742 |
Apr. 9, 2009 |
Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
|
| 34-59475 |
Feb. 27, 2009 |
Notice of Filing of Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
Comments due: March 27, 2009
|
SR-BX-2009-12 |
| 34-59452 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 25, 2009
|
SR-BX-2009-011 |
| 34-59419 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series on the Boston Options Exchange Facility
Comments due: March 18, 2009
|
SR-BX-2009-009 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-NASDAQ-2009-010, SR-Phlx-2009-14
|
SR-BX-2009-008 |
| 34-59654 |
Mar. 30, 2009 |
Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
|
| 34-59407 |
Feb. 13, 2009 |
Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
Comments due: March 16, 2009
|
SR-BX-2009-007 |
| 34-59311 |
Jan. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange’s Directed Order Process on the Boston Options Exchange
Comments due: February 25, 2009
|
SR-BX-2009-006 |
| 34-59341 |
Feb. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elminate the Market Hours Day Time-in-Force
Comments due: March 2, 2009
|
SR-BX-2009-005 |
| 34-59615 |
Mar. 20, 2009 |
Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
|
| 34-59307 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
Comments due: February 25, 2009
|
SR-BX-2009-004 |
| 34-59337 |
Feb. 2, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for Members
Comments due: March 2, 2009
Submit comments on SR-BX-2009-004
|
SR-BX-2009-003 |
| 34-59259 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: February 17, 2009
|
SR-BX-2009-002 |
| 34-59323 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: February 26, 2009
|
SR-BX-2009-001 |
| 34-59261 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: February 17, 2009
|
http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2009.shtml
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