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NASDAQ OMX BX, Inc. Rulemaking
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BX File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009
| Release No. |
Date |
Details |
| Second Quarter |
SR-BX-2013-029 |
| 34-69607 |
May 20, 2013 |
Order Approving Proposed Rule Change Relating to Board of Director Qualifications
See also: Notice: Rel. No. 34-69280
|
SR-BX-2013-036 |
| 34-69576 |
May 15, 2013 |
Notice of Filing of Proposed Rule Change for Permanent Approval of a Pilot to Permit BX Options to Accept Inbound Options Orders from NASDAQ OMX PHLX LLC and NASDAQ Options Services LLC
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-BX-2013-036
|
SR-BX-2013-035 |
| 34-69549 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct BX Rule 2140(c)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-035
|
SR-BX-2013-033 |
| 34-69525 |
May 6, 2013 |
Notice of Filing of Proposed Rule Change to Amend BX Rule 4756 and Rule 4763 to Stipulate How Participants in the NASDAQ OMX BX Equities Market May Modify Previously Entered Orders and to Describe How Modified Orders are Processed
Comments due: May 31, 2013
Submit comments on SR-BX-2013-033
|
SR-BX-2013-034 |
| 34-69522 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filed by NASDAQ OMX BX, Inc. to its Schedule of Fees and Rebates for Execution of Orders for Securities Priced at $1 or More Under Rule 7018
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-034
|
SR-BX-2013-031 |
| 34-69456 |
Apr. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and to Make Related Clarifications to Rule Text
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-031
|
SR-BX-2013-030 |
| 34-69392 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-030
|
SR-BX-2013-026 |
| 34-69343 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review
See also: Notice: Rel. No. 34-69140
|
SR-BX-2013-022 |
| 34-69334 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations
See also: Notice: Rel. No. 34-69070
|
SR-BX-2013-029 |
| 34-69280 |
Apr. 2, 2013 |
Notice of Filing of Proposed Rule Change Relating to Board of Director Qualifications
Comments due: April 29, 2013
See also: Order: Rel. No. 34-69607
|
| First Quarter |
SR-BX-2013-013 |
| 34-69232 |
Mar. 25, 2013 |
Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program to Receive Inbound Orders Routed by NASDAQ Execution Services LLC from PSX
See also: Notice: Rel. No. 34-68890
|
SR-BX-2013-023 |
| 34-69230 |
Mar. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-023
|
SR-BX-2013-025 |
| 34-69219 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 4120
Comments due: April 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-025
|
SR-BX-2013-028 |
| 34-69184 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: April 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-028
|
SR-BX-2013-024 |
| 34-69179 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-024
|
SR-BX-2013-026 |
| 34-69140 |
Mar. 15, 2013 |
Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review
Comments due: April 4, 2013
See also: Order: Rel. No. 34-69343
Comments received are available for this proposal.
|
SR-BX-2013-021 |
| 34-69119 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Chapter V, Section 3(d) and (e)
Comments due: April 8, 2013
|
SR-BX-2013-020 |
| 34-69071 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Regulation of Trading on BX Options, Section 6, Obvious Errors
Comments due: April 4, 2013
|
SR-BX-2013-022 |
| 34-69070 |
Mar. 7, 2013 |
Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations
Comments due: March 29, 2013
See also: Order: Rel. No. 34-69334
|
SR-BX-2013-019 |
| 34-69053 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Routing
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-018 |
| 34-69041 |
Mar. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for Managed Data Solutions (MDS)
Comments due: April 2, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-016 |
| 34-69040 |
Mar. 5, 2013 |
Notice of Filing of Proposed Rule Change to Adopt a Directed Order Process
Comments due: April 1, 2013
Comments received are available for this proposal.
Submit comments on SR-BX-2013-016
|
SR-BX-2013-017 |
| 34-68977 |
Feb. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2
Comments due: March 25, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-014 |
| 34-68950 |
Feb. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification
Comments due: March 19, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-012 |
| 34-68916 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: March 13, 2013
|
SR-BX-2013-011 |
| 34-68909 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution
Comments due: March 13, 2013
|
SR-BX-2013-013 |
| 34-68890 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program to Receive Inbound Equities Orders from PSX through NES
Comments due: March 7, 2013
See also: Order: Rel. No. 34-69232
|
SR-BX-2013-008 |
| 34-68840 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Routing Functionality to the NASDAQ OMX BX Equities Market
Comments due: March 5, 2013
|
SR-BX-2012-075 |
| 34-68823 |
Feb. 4, 2013 |
Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2012-002, SR-NASDAQ-2012-142, SR-Phlx-2012-142, SR-SCCP-2012-02
See also: Notice: Rel. No. 34-68514
|
SR-BX-2013-010 |
| 34-68818 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program Related to Rule 11890, entitled "Clearly Erroneous Transactions"
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-009 |
| 34-68815 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the delay of the operative date of a rule change to Exchange Rule 4121
Comments due: March 4, 2013
|
SR-BX-2013-005 |
| 34-68717 |
Jan. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-006 |
| 34-68719 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-BX-2012-063 |
| 34-68641 |
Jan. 11, 2013 |
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Listing Rules for Compensation Committees to Comply with Rule 10C-1 under the Act and Make Other Related Changes
Comments due: February 12, 2013
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68018
|
SR-BX-2013-003 |
| 34-68625 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Fees Assessed for Certain Co-location Services
Comments due: February 7, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-002 |
| 34-68608 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 5, 2013
Additional Materials: Exhibit 5
|
SR-BX-2012-074 |
| 34-68556 |
Jan. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees
Comments due: January 29, 2013
Additional Materials: Exhibit 5
|
| BX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-BX-2013-036 |
| 34-69576 |
May 15, 2013 |
Notice of Filing of Proposed Rule Change for Permanent Approval of a Pilot to Permit BX Options to Accept Inbound Options Orders from NASDAQ OMX PHLX LLC and NASDAQ Options Services LLC
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-036
|
SR-BX-2013-035 |
| 34-69549 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct BX Rule 2140(c)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2013-035
|
SR-BX-2013-034 |
| 34-69522 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filed by NASDAQ OMX BX, Inc. to its Schedule of Fees and Rebates for Execution of Orders for Securities Priced at $1 or More Under Rule 7018
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-034
|
SR-BX-2013-033 |
| 34-69525 |
May 6, 2013 |
Notice of Filing of Proposed Rule Change to Amend BX Rule 4756 and Rule 4763 to Stipulate How Participants in the NASDAQ OMX BX Equities Market May Modify Previously Entered Orders and to Describe How Modified Orders are Processed
Comments due: May 31, 2013
Submit comments on SR-BX-2013-033
|
SR-BX-2013-031 |
| 34-69456 |
Apr. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and to Make Related Clarifications to Rule Text
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-031
|
SR-BX-2013-030 |
| 34-69392 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-030
|
SR-BX-2013-029 |
| 34-69607 |
May 20, 2013 |
Order Approving Proposed Rule Change Relating to Board of Director Qualifications
See also: Notice: Rel. No. 34-69280
|
| 34-69280 |
Apr. 2, 2013 |
Notice of Filing of Proposed Rule Change Relating to Board of Director Qualifications
Comments due: April 29, 2013
|
SR-BX-2013-028 |
| 34-69184 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: April 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-028
|
SR-BX-2013-026 |
| 34-69343 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review
|
| 34-69140 |
Mar. 15, 2013 |
Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review
Comments due: April 4, 2013
Comments received are available for this proposal.
|
SR-BX-2013-025 |
| 34-69219 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 4120
Comments due: April 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-025
|
SR-BX-2013-024 |
| 34-69179 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-024
|
SR-BX-2013-023 |
| 34-69230 |
Mar. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BX-2013-023
|
SR-BX-2013-022 |
| 34-69334 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations
|
| 34-69070 |
Mar. 7, 2013 |
Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations
Comments due: March 29, 2013
|
SR-BX-2013-021 |
| 34-69119 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Chapter V, Section 3(d) and (e)
Comments due: April 8, 2013
|
SR-BX-2013-020 |
| 34-69071 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Regulation of Trading on BX Options, Section 6, Obvious Errors
Comments due: April 4, 2013
|
SR-BX-2013-019 |
| 34-69053 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Routing
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-018 |
| 34-69041 |
Mar. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for Managed Data Solutions (MDS)
Comments due: April 2, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-017 |
| 34-68977 |
Feb. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2
Comments due: March 25, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-016 |
| 34-69040 |
Mar. 5, 2013 |
Notice of Filing of Proposed Rule Change to Adopt a Directed Order Process
Comments due: April 1, 2013
Comments received are available for this proposal.
Submit comments on SR-BX-2013-016
|
SR-BX-2013-014 |
| 34-68950 |
Feb. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification
Comments due: March 19, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-013 |
| 34-69232 |
Mar. 25, 2013 |
Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program to Receive Inbound Orders Routed by NASDAQ Execution Services LLC from PSX
|
| 34-68890 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program to Receive Inbound Equities Orders from PSX through NES
Comments due: March 7, 2013
|
SR-BX-2013-012 |
| 34-68916 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: March 13, 2013
|
SR-BX-2013-011 |
| 34-68909 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution
Comments due: March 13, 2013
|
SR-BX-2013-010 |
| 34-68818 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program Related to Rule 11890, entitled "Clearly Erroneous Transactions"
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-009 |
| 34-68815 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the delay of the operative date of a rule change to Exchange Rule 4121
Comments due: March 4, 2013
|
SR-BX-2013-008 |
| 34-68840 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Routing Functionality to the NASDAQ OMX BX Equities Market
Comments due: March 5, 2013
|
SR-BX-2013-006 |
| 34-68719 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-005 |
| 34-68717 |
Jan. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-003 |
| 34-68625 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Fees Assessed for Certain Co-location Services
Comments due: February 7, 2013
Additional Materials: Exhibit 5
|
SR-BX-2013-002 |
| 34-68608 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 5, 2013
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/bx.shtml
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