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NASDAQ OMX BX, Inc. Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-BX-2016-007
34-77053 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-008
34-77006 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-003
34-76952 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-004
34-76947 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-001
34-76915 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

SR-BX-2016-002
34-76875 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(6) of Rule 1120 (Continuing Education Requirements)
Comments due: February 9, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-087
34-76868 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of
Comments due: February 5, 2016
Additional Materials: Exhibit 5

SR-BX-2015-088
34-76831 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch
Comments due: February 1, 2016

SR-BX-2015-086
34-76829 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Retail Price Improvement Program
Comments due: February 1, 2016
Additional Materials: Exhibit 5


BX File Number List for 2016
Release No. Date Details

SR-BX-2016-008
34-77006 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-007
34-77053 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-004
34-76947 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-003
34-76952 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-002
34-76875 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(6) of Rule 1120 (Continuing Education Requirements)
Comments due: February 9, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2016-001
34-76915 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/bx.shtml


Modified: 02/05/2016