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BSECC Rulemaking Archive: 2011

We encourage the public to submit comments on the following Boston Stock Exchange Clearing Corporation (BSECC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

BSECC File Number List

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BSECC-2011-03
34-65885 Dec. 5, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
See also:   Notice: Rel. No. 34-65613

SR-BSECC-2011-003
34-65613 Oct. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
See also:   Order: Rel. No. 34-65885
Third Quarter
No proposals are available.
Second Quarter

SR-BSECC-2011-002
34-64356 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2011
First Quarter

SR-BSECC-2011-001
34-63830 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-SCCP-2011-001
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

SR-BSECC-2010-002
34-63629 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Articles of Organization and By-Laws
Comments due:  January 31, 2011


BSECC File Number List
Release No. Date Details

SR-BSECC-2011-003
34-65885 Dec. 5, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
34-65613 Oct. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011

SR-BSECC-2011-002
34-64356 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2011

SR-BSECC-2011-001
34-63830 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-SCCP-2011-001
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/bsecc/bseccarchive/bseccarchive2011.shtml


Modified: 05/08/2014