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BSE Rulemaking Archive: 2007
We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
BSE File Number List for 2007
Additional Archives
2008 |
2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BSE-2007-53 |
| 34-57037 |
Dec. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange
Comments due: January 24, 2008
|
SR-BSE-2007-52 |
| 34-56948 |
Dec. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: January 10, 2008
|
SR-BSE-2007-50 |
| 34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-124; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-BSE-2007-49 |
| 34-56889 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits
Comments due: December 31, 2007
|
SR-BSE-2007-44 |
| 34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.: SR-Amex-2007-117; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-BSE-2007-45 |
| 34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also: Notice: Rel. No. 34-56555
|
SR-BSE-2007-47 |
| 34-56655 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing of Options Series with $2.50 Strike Price Intervals Between $50 and $75
Comments due: November 8, 2007
|
SR-BSE-2007-48 |
| 34-56652 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Fact that Sun Microsystems, Inc. has Changed its Trading Symbol from SUNW to JAVA
Comments due: November 8, 2007
|
SR-BSE-2007-25 |
| 34-56594 |
Oct. 1, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements
Comments due: October 31, 2007
|
| Third Quarter |
SR-BSE-2007-40 |
| 34-56566 |
Sep. 27, 2007 |
Order Granting Approval to a Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
See also: Notice: Rel. No. 34-56253
|
SR-BSE-2007-45 |
| 34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also: Order: Rel. No. 34-56761
|
SR-BSE-2007-43 |
| 34-56371 |
Sep. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges
Comments due: October 4, 2007
|
SR-BSE-2007-42 |
| 34-56299 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: September 18, 2007
|
SR-BSE-2007-41 |
| 34-56268 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due: September 12, 2007
Comments received are available for this notice.
|
SR-BSE-2007-40 |
| 34-56253 |
Aug. 15, 2007 |
Notice of Filing of Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
Comments due: September 11, 2007
See also: Order: Rel. No. 34-56566
Comments received are available for this notice.
|
SR-BSE-2007-37 |
| 34-56235 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedules (Corrected)
Comments due: September 6, 2007
 Submit comments on SR-BSE-2007-37
|
SR-BSE-2007-35 |
| 34-56226 |
Aug. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange
Comments due: September 5, 2007
|
SR-BSE-2007-32 |
| 34-56194 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule
Comments due: August 30, 2007
|
SR-BSE-2006-56 |
| 34-56186 |
Aug. 2, 2007 |
Notice of Filing of Amendment No. 2 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto to Add to the Boston Options Exchange a New Functionality Called an Auto Auction Order
Comments due: August 29, 2007
See also: Notice: Rel. No. 34-55233
Comments received are available for this notice.
|
SR-BSE-2007-39 |
| 34-56185 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How the BOX Trading Host Systematically Filters All Orders Against the National Best Bid and Offer
Comments due: August 29, 2007
|
SR-BSE-2007-33 |
| 34-56167 |
Jul. 30, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2007
|
SR-BSE-2007-38 |
| 34-56149 |
Jul. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: August 23, 2007
Comments received are available for this notice.
|
SR-BSE-2007-29 |
| 34-56129 |
Jul. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due: August 22, 2007
|
SR-BSE-2007-36 |
| 34-56086 |
Jul. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due: August 13, 2007
|
SR-BSE-2007-19 |
| 34-56056 |
Jul. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules of the Boston Options Exchange Related to Obvious Errors
Comments due: August 8, 2007
|
SR-BSE-2007-30 |
| 34-56051 |
Jul. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program until January 18, 2008
Comments due: August 8, 2007
|
SR-BSE-2007-31 |
| 34-56014 |
Jul. 5, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: August 2, 2007
|
SR-BSE-2007-27 |
| 34-55999 |
Jul. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due: July 31, 2007
|
| Second Quarter |
SR-BSE-2007-09 |
| 34-55950 |
Jun. 25, 2007 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers
See also: Notice: Rel. No. 34-55774
|
SR-BSE-2007-23 |
| 34-55945 |
Jun. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order
Comments due: July 20, 2007
|
SR-BSE-2007-21 |
| 34-55907 |
Jun. 13, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedule
Comments due: July 11, 2007
Submit comments on SR-BSE-2007-21
|
SR-BSE-2007-24 |
| 34-55903 |
Jun. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to allow NMS Cross Order type to be sent to the Boston Equities Exchange
Comments due: July 10, 2007
|
SR-BSE-2007-09 |
| 34-55774 |
May 16, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers
Comments due: June 13, 2007
See also: Order: Rel. No. 34-55950
|
SR-BSE-2007-16 |
| 34-55773 |
May 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange
Comments due: June 13, 2007
|
SR-BSE-2007-17 |
| 34-55684 |
Apr. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due: May 29, 2007
|
SR-BSE-2007-15 |
| 34-55639 |
Apr. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due: May 11, 2007
|
SR-BSE-2006-11 |
| 34-55606 |
Apr. 10, 2007 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
See also: Notice: Rel. No. 34-55373
|
| First Quarter |
SR-BSE-2007-07 |
| 34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-21; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-BSE-2007-13 |
| 34-55529 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due: April 23, 2007
|
SR-BSE-2007-12 |
| 34-55486 |
Mar. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Apply Non-BeX Executed Trade Fee Retroactively
Comments due: April 13, 2007
|
SR-BSE-2006-46 |
| 34-55480 |
Mar. 15, 2007 |
Order Granting Approval of a Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
See also: Notice: Rel. No. 34-54832
|
SR-BSE-2007-08 |
| 34-55472 |
Mar. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules
Comments due: April 11, 2007
|
SR-BSE-2007-11 |
| 34-55450 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due: April 10, 2007
|
SR-BSE-2007-10 |
| 34-55419 |
Mar. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: April 4, 2007
|
SR-BSE-2006-03 |
| 34-55415 |
Mar. 7, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
See also: Notice: Rel. No. 34-55050
|
SR-BSE-2006-11 |
| 34-55373 |
Feb. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
Comments due: March 28, 2007
See also: Order: Rel. No. 34-55606
|
SR-BSE-2007-04 |
| 34-55260 |
Feb. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due: March 8, 2007
|
SR-BSE-2007-05 |
| 34-55235 |
Feb. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove All References to a Specific Regulation NMS Trading Phase Date
Comments due: March 5, 2007
|
SR-BSE-2006-56 |
| 34-55233 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order
Comments due: March 5, 2007
See also: Notice/Order: Rel. No. 34-56186
Comments received are available for this notice.
|
SR-BSE-2006-16 |
| 34-55230 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due: March 2, 2007
See also: Notice/Order: Rel. No. 34-57157
Comments received are available for this notice.
|
SR-BSE-2007-02 |
| 34-55197 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Boston Options Exchange Fee Schedule
Comments due: February 28, 2007
|
SR-BSE-2007-03 |
| 34-55171 |
Jan. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 21, 2007
|
SR-BSE-2006-49 |
| 34-55155 |
Jan. 23, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Implement a Pilot Program to Quote Options in Pennies
See also: Notice: Rel. No. 34-54789
|
SR-BSE-2007-01 |
| 34-55139 |
Jan. 19, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: February 15, 2007
|
SR-BSE-2006-55 |
| 34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-Amex-2006-119; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
See also: Notice: Rel. No. 34-55015
|
SR-BSE-2006-48 |
| 34-55073 |
Jan. 9, 2007 |
Order Granting Approval to Proposed Rule Change to Implement a Quote Mitigation Plan
See also: Notice: Rel. No. 34-54779
Comments received are available for this notice.
|
SR-BSE-2006-03 |
| 34-55050 |
Jan. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
Comments due: February 6, 2007
See also: Order: Rel. No. 34-55415
|
| BSE File Number List for 2007 |
| Release No. |
Date |
Details |
SR-BSE-2007-55 |
| 34-57152 |
Jan. 15, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges to Be Assessed in Connection with the Implementation of an Electronic Registration Process
Comments due: February 12, 2008
Comments received are available for this notice.
Submit comments on SR-BSE-2007-55
|
SR-BSE-2007-54 |
| 34-57340 |
Feb. 15, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 thereto, Relating to the Imposition of Fines for Minor Rule Violations
|
| 34-57108 |
Jan. 7, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Amend the MRVP of the Boston Options Exchange with Respect to Contrary Exercise Advice Violations
Comments due: February 4, 2008
|
SR-BSE-2007-53 |
| 34-57037 |
Dec. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange
Comments due: January 24, 2008
|
SR-BSE-2007-52 |
| 34-56948 |
Dec. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: January 10, 2008
|
SR-BSE-2007-50 |
| 34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-124; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-BSE-2007-49 |
| 34-56889 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits
Comments due: December 31, 2007
|
SR-BSE-2007-48 |
| 34-56652 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Fact that Sun Microsystems, Inc. has Changed its Trading Symbol from SUNW to JAVA
Comments due: November 8, 2007
|
SR-BSE-2007-47 |
| 34-56655 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing of Options Series with $2.50 Strike Price Intervals Between $50 and $75
Comments due: November 8, 2007
|
SR-BSE-2007-45 |
| 34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
|
| 34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
|
SR-BSE-2007-44 |
| 34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.: SR-Amex-2007-117; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-BSE-2007-43 |
| 34-56371 |
Sep. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges
Comments due: October 4, 2007
|
SR-BSE-2007-42 |
| 34-56299 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: September 18, 2007
|
SR-BSE-2007-41 |
| 34-56268 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due: September 12, 2007
Comments received are available for this notice.
|
SR-BSE-2007-40 |
| 34-56566 |
Sep. 27, 2007 |
Order Granting Approval to a Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
|
| 34-56253 |
Aug. 15, 2007 |
Notice of Filing of Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
Comments due: September 11, 2007
Comments received are available for this notice.
|
SR-BSE-2007-39 |
| 34-56185 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How the BOX Trading Host Systematically Filters All Orders Against the National Best Bid and Offer
Comments due: August 29, 2007
|
SR-BSE-2007-38 |
| 34-56149 |
Jul. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: August 23, 2007
Comments received are available for this notice.
|
SR-BSE-2007-37 |
| 34-56235 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedules (Corrected)
Comments due: September 6, 2007
Submit comments on SR-BSE-2007-37
|
SR-BSE-2007-36 |
| 34-56086 |
Jul. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due: August 13, 2007
|
SR-BSE-2007-35 |
| 34-56226 |
Aug. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange
Comments due: September 5, 2007
|
SR-BSE-2007-33 |
| 34-56167 |
Jul. 30, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2007
|
SR-BSE-2007-32 |
| 34-56194 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule
Comments due: August 30, 2007
|
SR-BSE-2007-31 |
| 34-56014 |
Jul. 5, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: August 2, 2007
31 |
SR-BSE-2007-30 |
| 34-56051 |
Jul. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program until January 18, 2008
Comments due: August 8, 2007
|
SR-BSE-2007-29 |
| 34-56129 |
Jul. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due: August 22, 2007
|
SR-BSE-2007-27 |
| 34-55999 |
Jul. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due: July 31, 2007
|
SR-BSE-2007-25 |
| 34-56594 |
Oct. 1, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements
Comments due: October 31, 2007
|
SR-BSE-2007-24 |
| 34-55903 |
Jun. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to allow NMS Cross Order type to be sent to the Boston Equities Exchange
Comments due: July 10, 2007
|
SR-BSE-2007-23 |
| 34-55945 |
Jun. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order
Comments due: July 20, 2007
|
SR-BSE-2007-21 |
| 34-55907 |
Jun. 13, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedule
Comments due: July 11, 2007
Submit comments on SR-BSE-2007-21
|
SR-BSE-2007-19 |
| 34-56056 |
Jul. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules of the Boston Options Exchange Related to Obvious Errors
Comments due: August 8, 2007
|
SR-BSE-2007-17 |
| 34-55684 |
Apr. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due: May 29, 2007
|
SR-BSE-2007-16 |
| 34-55773 |
May 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange
Comments due: June 13, 2007
|
SR-BSE-2007-15 |
| 34-55639 |
Apr. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due: May 11, 2007
|
SR-BSE-2007-13 |
| 34-55529 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due: April 23, 2007
|
SR-BSE-2007-12 |
| 34-55486 |
Mar. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Apply Non-BeX Executed Trade Fee Retroactively
Comments due: April 13, 2007
|
SR-BSE-2007-11 |
| 34-55450 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due: April 10, 2007
|
SR-BSE-2007-10 |
| 34-55419 |
Mar. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: April 4, 2007
|
SR-BSE-2007-09 |
| 34-55950 |
Jun. 25, 2007 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers
|
| 34-55774 |
May 16, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers
Comments due: June 13, 2007
|
SR-BSE-2007-08 |
| 34-55472 |
Mar. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules
Comments due: April 11, 2007
|
SR-BSE-2007-07 |
| 34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-21; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-BSE-2007-05 |
| 34-55235 |
Feb. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove All References to a Specific Regulation NMS Trading Phase Date
Comments due: March 5, 2007
|
SR-BSE-2007-04 |
| 34-55260 |
Feb. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due: March 8, 2007
|
SR-BSE-2007-03 |
| 34-55171 |
Jan. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 21, 2007
|
SR-BSE-2007-02 |
| 34-55197 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Boston Options Exchange Fee Schedule
Comments due: February 28, 2007
|
SR-BSE-2007-01 |
| 34-55139 |
Jan. 19, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: February 15, 2007
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http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2007.shtml
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