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BSE Rulemaking Archive: 2006

We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

BSE File Number List for 2006

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001


Chronological List
Release No. Date Details
Fourth Quarter

SR-BSE-2006-55
34-55015 Dec. 28, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due:  January 29, 2007
See also:   Order: Rel. No. 34-55138

SR-BSE-2006-47
34-55000 Dec. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes
Comments due:  January 19, 2007

SR-BSE-2006-53
34-54949 Dec. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Allow Exchange Traded Funds to Trade on the Boston Equities Exchange until 4:15 p.m. Eastern Standard Time
Comments due:  January 16, 2007

SR-BSE-2006-54
34-54915 Dec. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations
Comments due:  January 8, 2007

SR-BSE-2006-52
34-54884 Dec. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order is Exposed on the BOX Book
Comments due:  January 3, 2007

SR-BSE-2006-46
34-54832 Nov. 29, 2006 Notice of Filing of Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
Comments due:  December 28, 2006
See also:   Order: Rel. No. 34-55480

SR-BSE-2006-44
34-54795 Nov. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BSE Fee Schedules
Comments due:  December 19, 2006

SR-BSE-2006-49
34-54789 Nov. 20, 2006 Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Trade Certain Options in Pennies
Comments due:  December 18, 2006
See also:   Order: Rel. No. 34-55155

SR-BSE-2006-48
34-54779 Nov. 17, 2006 Notice of Filing of Proposed Rule Change to Implement a Quote Mitigation Plan
Comments due:  December 18, 2006
See also:   Order: Rel. No. 34-55073
Comments received are available for this notice.

SR-BSE-2006-51
34-54747 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  December 12, 2006

SR-BSE-2006-36
34-54733 Nov. 9, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
See also:   Notice: Rel. No. 34-54507

SR-BSE-2006-45
34-54641 Oct. 23, 2006 Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References
Comments due:  November 20, 2006

SR-BSE-2006-43
34-54621 Oct. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  November 13, 2006

SR-BSE-2005-09
34-54556 Oct. 2, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
See also:   Notice: Rel. No. 34-54374
Third Quarter

SR-BSE-2006-41
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-BSE-2006-30
34-54546 Sep. 29, 2006 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System
Comments due:  October 27, 2006
See also:   Notice: Rel. No. 34-54291
Comments received are available for this notice.

SR-BSE-2006-36
34-54507 Sep. 26, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
Comments due:  October 23, 2006
See also:   Order: Rel. No. 34-54733

SR-BSE-2006-40
34-54505 Sep. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange
Comments due:  October 23, 2006

SR-BSE-2006-31
34-54476 Sep. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule
Comments due:  October 18, 2006

SR-BSE-2006-38
34-54469 Sep. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order
Comments due:  October 17, 2006

SR-BSE-2006-37
34-54467 Sep. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 thereto, to Re-establish the Market Opening Pilot Program
Comments due:  October 13, 2006

SR-BSE-2005-11
34-54397 Aug. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Rules to Allow the Listing and Trading of Options on Indices on the Boston Options Exchange
Comments due:  September 29, 2006

SR-BSE-2006-32
34-54388 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  September 28, 2006

SR-BSE-2005-09
34-54374 Aug. 28, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
Comments due:  September 22, 2006
See also:   Order: Rel. No. 34-54556

SR-BSE-2006-22
34-54365 Aug. 25, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Approving Accelerated Approval to Amendment No. 5 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due:  September 22, 2006
See also:   Notice: Rel. No. 34-54034

SR-BSE-2006-20
34-54364 Aug. 25, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due:  September 22, 2006
See also:   Notice: Rel. No. 34-54035

SR-BSE-2006-10
34-54328 Aug. 16, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are not Submitted as Customer PIP Orders
Comments due:  September 13, 2006
See also:   Notice: Rel. No. 34-53774
Comments received are available for this notice.

SR-BSE-2006-30
34-54291 Aug. 8, 2006 Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System
Comments due:  September 6, 2006
See also:   Order: Rel. No. 34-54546

SR-BSE-2006-26
34-54225 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2006

SR-BSE-2006-12
34-54105 Jul. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge
Comments due:  August 2, 2006
Second Quarter

SR-BSE-2006-29
34-54082 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  July 31, 2006

SR-BSE-2006-24
34-54066 Jun. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due:  July 27, 2006

SR-BSE-2006-20
34-54035 Jun. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due:  July 20, 2006
See also:   Order: Rel. No. 34-54364
Additional Materials: Exhibit 5 and Exhibit 5b

SR-BSE-2006-22
34-54034 Jun. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due:  July 20, 2006
See also:   Order: Rel. No. 34-54365

SR-BSE-2006-19
34-53855 May 24, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 21, 2006

SR-BSE-2006-23
34-53854 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Decreasing the Exposure Period for Crossing Orders under Chapter V, Section 17, Supplementary Material .02 and .03
Comments due:  June 21, 2006

SR-BSE-2006-17
34-53836 May 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Its Hours of Operation for Trading in Nasdaq Securities
Comments due:  June 15, 2006

SR-BSE-2006-05
34-53817 May 17, 2006 Order Approving a Proposed Rule Change to Modify the Boston Options Exchange’s Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
See also:   Notice: Rel. No. 34-53607

SR-BSE-2006-13
34-53809 May 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility
Comments due:  June 12, 2006

SR-BSE-2006-10
34-53774 May 9, 2006 Notice of Filing of Proposed Rule Change to Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That are not Submitted as Customer PIP Orders
Comments due:  June 5, 2006
See also:   Notice and Order: Rel. No. 34-54328
Comments received are available for this notice.

SR-BSE-2005-46
34-53700 Apr. 21, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  May 19, 2006
See also:   Notice: Rel. No. 34-53544

SR-BSE-2006-05
34-53607 Apr. 6, 2006 Notice of Filing of Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
Comments due:  May 4, 2006
See also:   Order: Rel. No. 34-53817
First Quarter

SR-BSE-2006-09
34-53557 Mar. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts
Comments due:  April 24, 2006

SR-BSE-2005-46
34-53544 Mar. 23, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 18, 2006
See also:   Notice: Rel. No. 34-53700

SR-BSE-2006-14
34-53516 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  April 17, 2006

SR-BSE-2006-01
34-53454 Mar. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fees for Options on Certain Exchange Traded Funds
Comments due:  April 5, 2006

SR-BSE-2006-08
34-53436 Mar. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements
Comments due:  April 4, 2006

SR-BSE-2005-52
34-53357 Feb. 23, 2006 Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change to Modify the Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  March 23, 2006
See also:   Notice: Rel. No. 34-53015
Comments received are available for this notice.

SR-BSE-2006-07
34-53347 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  March 22, 2006

SR-BSE-2006-02
34-53245 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange
Comments due:  March 8, 2006

SR-BSE-2005-49
34-53013A Jan. 13, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Facility; Correction
Comments due:  January 19, 2006
See also:   Notice: Rel. No. 34-53013

SR-BSE-2005-48
34-53102 Jan. 11, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members to Provide Electronic Mail Addresses to the Exchange
See also:   Notice: Rel. No. 34-52895


BSE File Number List for 2006

Release No. Date Details

SR-BSE-2006-56
34-56186 Aug. 2, 2007 Notice of Filing of Amendment No. 2 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto to Add to the Boston Options Exchange a New Functionality Called an Auto Auction Order
Comments due:  August 29, 2007
34-55233 Feb. 2, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order
Comments due:  March 5, 2007
Comments received are available for this notice.

SR-BSE-2006-55
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:  SR-Amex-2006-119; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
34-55015 Dec. 28, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due:  January 29, 2007

SR-BSE-2006-54
34-54915 Dec. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations
Comments due:  January 8, 2007

SR-BSE-2006-53
34-54949 Dec. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Allow Exchange Traded Funds to Trade on the Boston Equities Exchange until 4:15 p.m. Eastern Standard Time
Comments due:  January 16, 2007

SR-BSE-2006-52
34-54884 Dec. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order is Exposed on the BOX Book
Comments due:  January 3, 2007

SR-BSE-2006-51
34-54747 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  December 12, 2006

SR-BSE-2006-49
34-55155 Jan. 23, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Implement a Pilot Program to Quote Options in Pennies
34-54789 Nov. 20, 2006 Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Trade Certain Options in Pennies
Comments due:  December 18, 2006

SR-BSE-2006-48
34-55073 Jan. 9, 2007 Order Granting Approval to Proposed Rule Change to Implement a Quote Mitigation Plan
34-54779 Nov. 17, 2006 Notice of Filing of Proposed Rule Change to Implement a Quote Mitigation Plan
Comments due:  December 18, 2006
Comments received are available for this notice.

SR-BSE-2006-47
34-55000 Dec. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes
Comments due:  January 19, 2007

SR-BSE-2006-46
34-55480 Mar. 15, 2007 Order Granting Approval of a Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
34-54832 Nov. 29, 2006 Notice of Filing of Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
Comments due:  December 28, 2006

SR-BSE-2006-45
34-54641 Oct. 23, 2006 Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References
Comments due:  November 20, 2006

SR-BSE-2006-44
34-54795 Nov. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BSE Fee Schedules
Comments due:  December 19, 2006

SR-BSE-2006-43
34-54621 Oct. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  November 13, 2006

SR-BSE-2006-41
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-BSE-2006-40
34-54505 Sep. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange
Comments due:  October 23, 2006

SR-BSE-2006-38
34-54469 Sep. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order
Comments due:  October 17, 2006

SR-BSE-2006-37
34-54467 Sep. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 thereto, to Re-establish the Market Opening Pilot Program
Comments due:  October 13, 2006

SR-BSE-2006-36
34-54733 Nov. 9, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
34-54507 Sep. 26, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
Comments due:  October 23, 2006

SR-BSE-2006-32
34-54388 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  September 28, 2006

SR-BSE-2006-31
34-54476 Sep. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule
Comments due:  October 18, 2006

SR-BSE-2006-30
34-54546 Sep. 29, 2006 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System
Comments due:  October 27, 2006
Comments received are available for this notice.
34-54291 Aug. 8, 2006 Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System
Comments due:  September 6, 2006

SR-BSE-2006-29
34-54082 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  July 31, 2006

SR-BSE-2006-26
34-54225 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2006

SR-BSE-2006-24
34-54066 Jun. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due:  July 27, 2006

SR-BSE-2006-23
34-53854 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Decreasing the Exposure Period for Crossing Orders under Chapter V, Section 17, Supplementary Material .02 and .03
Comments due:  June 21, 2006

SR-BSE-2006-22
34-54365 Aug. 25, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Approving Accelerated Approval to Amendment No. 5 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due:  September 22, 2006
34-54034 Jun. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due:  July 20, 2006

SR-BSE-2006-20
34-54364 Aug. 25, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due:  September 22, 2006
34-54035 Jun. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due:  July 20, 2006
Additional Materials:   Exhibit 5 and Exhibit 5b

SR-BSE-2006-19
34-53855 May 24, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 21, 2006

SR-BSE-2006-17
34-53836 May 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Its Hours of Operation for Trading in Nasdaq Securities
Comments due:  June 15, 2006

SR-BSE-2006-16
34-57157 Jan. 15, 2008 Notice of Filing of Amendment No. 3 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, As Modified by Amendments No. 1 and 3 Thereto, to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due:  February 13, 2008
34-55230 Feb. 2, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due:  March 3, 2007
Comments received are available for this notice.

SR-BSE-2006-14
34-53516 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  April 17, 2006

SR-BSE-2006-13
34-53809 May 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility
Comments due:  June 12, 2006

SR-BSE-2006-12
34-54105 Jul. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge
Comments due:  August 2, 2006

SR-BSE-2006-11
34-55606 Apr. 10, 2007 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
34-55373 Feb. 28, 2007 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
Comments due:  March 28, 2007

SR-BSE-2006-10
34-54328 Aug. 16, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are not Submitted as Customer PIP Orders
Comments due:  September 13, 2006
34-53774 May 9, 2006 Notice of Filing of Proposed Rule Change to Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That are not Submitted as Customer PIP Orders
Comments due:  June 5, 2006
Comments received are available for this notice.

SR-BSE-2006-09
34-53557 Mar. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts
Comments due:  April 24, 2006

SR-BSE-2006-08
34-53436 Mar. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements
Comments due:  April 4, 2006

SR-BSE-2006-07
34-53347 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  March 22, 2006

SR-BSE-2006-05
34-53817 May 17, 2006 Order Approving a Proposed Rule Change to Modify the Boston Options Exchange’s Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
34-53607 Apr. 6, 2006 Notice of Filing of Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
Comments due:  May 4, 2006

SR-BSE-2006-03
34-55415 Mar. 7, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
34-55050 Jan. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
Comments due:  February 6, 2007

SR-BSE-2006-02
34-53245 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange
Comments due:  March 8, 2006

SR-BSE-2006-01
34-53454 Mar. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fees for Options on Certain Exchange Traded Funds
Comments due:  April 5, 2006

 

http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2006.shtml


Modified: 05/27/2014