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BSE Rulemaking Archive: 2005

We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Available BSE Rules include:

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

BSE File Number List for 2005

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001


Chronological List

Release No. Date Details
Fourth Quarter

SR-BSE-2005-52
34-53015 Dec. 22, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Orders Process on the Boston Options Exchange
Comments due:  January 19, 2006
See also:   Notice: Rel. No. 34-53357
Comments received are available for this notice.

SR-BSE-2005-49
34-53013 Dec. 22, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Facility
Comments due:  January 19, 2006
See also:   Notice: Rel. No. 34-53013A

SR-BSE-2005-56
34-52929 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance to List Options on Certain Securities
Comments due:  January 5, 2006

SR-BSE-2005-48
34-52895 Dec. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Requiring its Member to Provide Electronic Mail Addresses to the Exchange
Comments due:  January 3, 2006
See also:   Notice: Rel. No. 34-53102

SR-BSE-2005-39
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
See also:   Notice: Rel. No. 34-52429

SR-BSE-2005-41
34-52639 Oct. 19, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 16, 2005

SR-BSE-2005-30
34-52501 Sep. 23, 2005 Order Approving a Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange’s Determination of the National Best Bid or Offer
See also:   Notice: Rel. No. 34-52296
Comments received are available for this notice.

SR-BSE-2005-39
34-52429 Sep. 14, 2005 Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange
Comments due:  October 11, 2005
See also:   Order: Rel. No. 34-52657

SR-BSE-2005-29
34-52415 Sep. 13, 2005 Order Approving a Proposed Rule Change to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also:   Notice: Rel. No. 34-52205

SR-BSE-2005-38
34-52412 Sep. 13, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Transaction Fees and Tape A Revenue Sharing Program for Electronically Routed Cross Trades
Comments due:  October 11, 2005

SR-BSE-2005-21
34-52404 Sep. 9, 2005 Order Approving Proposed Rule Change Relating to a Proposal to Transfer a Portion of Its Ownership Interest in Boston Options Exchange Facility
See also:   Notice: Rel. No. 34-52169

SR-BSE-2005-16
34-52346 Aug. 26, 2005 Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange
See also:   Notice: Rel. No. 34-52071

SR-BSE-2005-20
34-52341 Aug. 26, 2005 Order Granting Approval to Proposed Rule Change Relating to Trade Shredding
See also:   Notice: Rel. No. 34-52033

SR-BSE-2005-30
34-52296 Aug. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange’s Calculation of the National Best Bid or Offer
See also: Order Rel. No. 34-52501
Comments due:  September 14, 2005
Comments received are available for this notice.

SR-BSE-2005-37
34-52264 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  September 12, 2005

SR-BSE-2005-29
34-52205 Aug. 4, 2005 Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 31, 2005

SR-BSE-2005-21
34-52169 Jul. 29, 2005 Notice of Filing of Proposed Rule Change Relating to Proposal to Transfer a Portion of Ownership Interest in Boston Options Exchange Facility
Comments due:  August 26, 2005
See also:   Order: Rel. No. 34-52404

SR-BSE-2005-34
34-52166 Jul. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due:  August 25, 2005

SR-BSE-2005-22
34-52149 Jul. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process
Comments due:  August 24, 2005

SR-BSE-2005-28
34-52147 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

SR-BSE-2005-15
34-52132 Jul. 27, 2005 Order Approving Proposed Rule Change Relating to Listing Fees
See also:   Notice: Rel. No. 34-51881

SR-BSE-2005-16
34-52071 Jul. 20, 2005 Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange
Comments due:  August 17, 2005
See also:   Order: Rel. No. 34-52346

SR-BSE-2005-20
34-52033 Jul. 14, 2005 Notice of Filing of Proposed Rule Change Relating to Trade Shredding
Comments due:  August 12, 2005
See also:   Order: Rel. No. 34-52341

SR-BSE-2005-23
34-51991 Jul. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add New Account Identification Codes
Comments due:  August 4, 2005
Second Quarter

SR-BSE-2005-15
34-51881 Jun. 20, 2005 Notice of Filing of a Proposed Rule Change Relating to Listing Fees
See also:   Order: Rel. No. 34-52132

SR-BSE-2004-58
34-51879 Jun. 20, 2005 Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC
See also:   Notice: Rel. No. 34-51388

SR-BSE-2004-51
34-51821 Jun. 10, 2005 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange
See also:   Notice: Rel. No. 34-51597

SR-BSE-2005-18
34-51778 Jun. 2, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 29, 2005

SR-BSE-2005-13
34-51734 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee
Comments due:  June 27, 2005

SR-BSE-2005-01
34-51651 May 3, 2005 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Price Improvement Period under the Rules of the Boston Options Exchange Facility
See also:   Notice: Rel. No. 34-51418

SR-BSE-2004-24
34-51612 Apr. 26, 2005 Order Approving Proposed Rule Change Relating to Remote Floor Brokers
See also:   Notice: Rel. No. 34-50715

SR-BSE-2004-51
34-51597 Apr. 21, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto, Relating to the Trading of Market Orders on the Boston Options Exchange
Comments due:  May 19, 2005
See also:   Order: Rel. No. 34-51821
First Quarter

SR-BSE-2004-54
34-51433 Mar. 24, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due:  April 21, 2005

SR-BSE-2005-01
34-51418 Mar. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Price Improvement Period under the Rules of the Boston Options Exchange Facility
Comments due:  April 19, 2005
See also:   Order: Rel. No. 34-51651

SR-BSE-2004-58
34-51388 Mar. 17, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3 and 4 Thereto Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC
Comments due:  April 14, 2005
See also:   Order: Rel. No. 34-51879

SR-BSE-2005-10
34-51317 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits on the Boston Options Exchange Facility
Comments due:  April 1, 2005

SR-BSE-2004-27
34-51251 Feb. 24, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reporting of Riskless Principal Transactions
Comments due:  March 24, 2005

SR-BSE-2005-06
34-51137 Feb. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Minor Rule Violation Plan
Comments due:  March 4, 2005

SR-BSE-2005-08
34-51110 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability on the Boston Options Exchange
Comments due:  February 28, 2005

SR-BSE-2005-05
34-51069 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits on the Boston Options Exchange for Options on Standard and Poor's Depositary Receipts
Comments due:  February 22, 2005

SR-BSE-2005-02
34-51068 Jan. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Instant Liquidity Access Rules
Comments due:  February 22, 2005

SR-BSE-2004-52
34-51049 Jan. 18, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Quote Obligations Under the Rules of the Boston Options Exchange Facility
See also:   Notice: Rel. No. 34-50814

SR-BSE-2004-46
34-51031 Jan. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Boston Stock Exchange’s Instant Liquidity Access Rules
Comments due:  February 14, 2005


BSE File Number List for 2005

Release No. Date Details

SR-BSE-2005-56
34-52929 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance to List Options on Certain Securities
Comments due:  January 5, 2006

SR-BSE-2005-52
34-53357 Feb. 23, 2006 Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change to Modify the Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  March 23, 2006
Comments received are available for this notice.
34-53015 Dec. 22, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Orders Process on the Boston Options Exchange
Comments due:  January 19, 2006
Comments received are available for this notice.

SR-BSE-2005-49
34-53013A Jan. 13, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Facility; Correction
Comments due:  January 19, 2006
34-53013 Dec. 22, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Facility
Comments due:  January 19, 2006

SR-BSE-2005-48
34-53102 Jan. 11, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members to Provide Electronic Mail Addresses to the Exchange
34-52895 Dec. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Requiring its Member to Provide Electronic Mail Addresses to the Exchange
Comments due:  January 3, 2006

SR-BSE-2005-46
34-53700 Apr. 21, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  May 19, 2006
34-53544 Mar. 23, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 18, 2006

SR-BSE-2005-41
34-52639 Oct. 19, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 16, 2005

SR-BSE-2005-39
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
34-52429 Sep. 14, 2005 Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange
Comments due:  October 11, 2005

SR-BSE-2005-38
34-52412 Sep. 13, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Transaction Fees and Tape A Revenue Sharing Program for Electronically Routed Cross Trades
Comments due:  October 11, 2005

SR-BSE-2005-37
34-52264 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due:  September 12, 2005

SR-BSE-2005-34
34-52166 Jul. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due:  August 25, 2005

SR-BSE-2005-30
34-52501 Sep. 23, 2005 Order Approving a Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange’s Determination of the National Best Bid or Offer
Comments received are available for this notice.
34-52296 Aug. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange’s Calculation of the National Best Bid or Offer
Comments due:  September 14, 2005
Comments received are available for this notice.

SR-BSE-2005-29
34-52415 Sep. 13, 2005 Order Approving a Proposed Rule Change to Amend the Exchange’s Trade-Through and Locked Markets Rules
34-52205 Aug. 4, 2005 Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 31, 2005

SR-BSE-2005-28
34-52147 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

SR-BSE-2005-23
34-51991 Jul. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add New Account Identification Codes
Comments due:  August 4, 2005

SR-BSE-2005-22
34-52149 Jul. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process
Comments due:  August 24, 2005

SR-BSE-2005-21
34-52404 Sep. 9, 2005 Order Approving Proposed Rule Change Relating to a Proposal to Transfer a Portion of Its Ownership Interest in Boston Options Exchange Facility
34-52169 Jul. 29, 2005 Notice of Filing of Proposed Rule Change Relating to Proposal to Transfer a Portion of Ownership Interest in Boston Options Exchange Facility
Comments due:  August 26, 2005

SR-BSE-2005-20
34-52341 Aug. 26, 2005 Order Granting Approval to Proposed Rule Change Relating to Trade Shredding
34-52033 Jul. 14, 2005 Notice of Filing of Proposed Rule Change Relating to Trade Shredding
Comments due:  August 12, 2005

SR-BSE-2005-18
34-51778 Jun. 2, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 29, 2005

SR-BSE-2005-16
34-52346 Aug. 26, 2005 Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange
34-52071 Jul. 20, 2005 Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange
Comments due:  August 17, 2005

SR-BSE-2005-15
34-52132 Jul. 27, 2005 Order Approving Proposed Rule Change Relating to Listing Fees
34-51881 Jun. 20, 2005 Notice of Filing of a Proposed Rule Change Relating to Listing Fees
Comments due:  July 15, 2005

SR-BSE-2005-13
34-51734 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee
Comments due:  June 27, 2005

SR-BSE-2005-11
34-54397 Aug. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Rules to Allow the Listing and Trading of Options on Indices on the Boston Options Exchange
Comments due:  September 29, 2006

SR-BSE-2005-10
34-51317 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits on the Boston Options Exchange Facility
Comments due:  April 1, 2005

SR-BSE-2005-09
34-54556 Oct. 2, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
34-54374 Aug. 28, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
Comments due:  September 22, 2006

SR-BSE-2005-08
34-51110 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability on the Boston Options Exchange
Comments due:  February 28, 2005

SR-BSE-2005-06
34-51137 Feb. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Minor Rule Violation Plan
Comments due:  March 4, 2005

SR-BSE-2005-05
34-51069 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits on the Boston Options Exchange for Options on Standard and Poor's Depositary Receipts
Comments due:  February 22, 2005

SR-BSE-2005-02
34-51068 Jan. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Instant Liquidity Access Rules
Comments due:  February 22, 2005

SR-BSE-2005-01
34-51651 May 3, 2005 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Price Improvement Period under the Rules of the Boston Options Exchange Facility
34-51418 Mar. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Price Improvement Period under the Rules of the Boston Options Exchange Facility
Comments due:  April 19, 2005

 

http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2005.shtml


Modified: 05/27/2014