|
|
 |
BSE Rulemaking Archive: 2004
We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
BSE File Number List for 2004
Additional Archives
2009 |
2008 |
2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BSE-2004-59 |
| 34-50928 |
Dec. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Rule Relating to Its Regulatory Transaction Fee
Comments due: January 24, 2005
|
SR-BSE-2004-53 |
| 34-50921 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Sales
Comments due: January 19, 2005
|
SR-BSE-2004-56 |
| 34-50914 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of a Boston Options Exchange Rule Relating to Directed Orders
Comments due: January 19, 2005
|
SR-BSE-2004-57 |
| 34-50904 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Execution Guarantee Rules
Comments due: January 19, 2005
|
SR-BSE-2004-55 |
| 34-50834 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc. Relating to Trading Hours for Options Contracts Overlying the Nasdaq 100 Index Trading Stock on the Boston Options Exchange
Comments due: January 7, 2005
|
SR-BSE-2004-52 |
| 34-50814 |
Dec. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Quote Obligations Under the Rules of the Boston Options Exchange Facility
Comments due: January 4, 2005
See also: Order: Rel. No. 34-51049 |
SR-BSE-2004-50 |
| 34-50733 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Restriction Precluding a BSE Specialist From Trading Both Nasdaq-Listed and New York Stock Exchange-Listed Securities Simultaneously
Comments due: December 22, 2004
|
SR-BSE-2004-24 |
| 34-50715 |
Nov. 22, 2004 |
Notice of Filing of a Proposed Rule Change to Permit Remote Brokers
Comments due: December 21, 2004
See also: Order: Rel. No. 34-51612
|
SR-BSE-2004-47 |
| 34-50669 |
Nov. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Quotation Spreads on the Boston Options Exchange
Comments due: December 13, 2004
|
SR-BSE-2004-25 |
| 34-50622 |
Nov. 2, 2004 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Specialist Performance Evaluation Program
Comments due: November 30, 2004
See also: Notice: Rel. No. 34-50287 |
SR-BSE-2004-14 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
See also: Notice: Rel. No. 34-50341 |
SR-BSE-2004-49 |
| 34-50520 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Specialist Performance Evaluation Program Pilot
Comments due: November 9, 2004
|
| Third Quarter |
SR-BSE-2004-39 |
| 34-50436 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Transaction Fees Schedule
Comments due: October 21, 2004
|
SR-BSE-2004-36 |
| 34-50431 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Allocation of Certain Orders Under the Rules of the Boston Options Exchange Facility
Comments due: October 21, 2004
|
SR-BSE-2004-14 |
| 34-50341 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend its Intermarket Options Linkage Rules
Comments due: October 7, 2004
See also: Order: Rel. No. 34-50562
|
SR-BSE-2004-41 |
| 34-50322 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Newly Listed Classes and New Market Maker Positions in Currently Listed Classes on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
|
SR-BSE-2004-38 |
| 34-50302 |
Sep. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Market Makers on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
|
SR-BSE-2004-25 |
| 34-50287 |
Aug. 27, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to its Specialist Performance Evaluation Program
Comments due: September 24, 2004
See also: Order: Rel. No. 34-50622 |
SR-BSE-2004-37 |
| 34-50220 |
Aug. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Its Clean Cross Rule to the Trading of Exchange-Listed Securities
Comments due: September 16, 2004
|
SR-BSE-2004-35 |
| 34-50193 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Requirement that Certain Market Makers on the Boston Options Exchange Facility With No Public Accounts and Who Do Not Solicit Public Accounts, Maintain Certain Information Barriers
Comments due: September 10, 2004
|
SR-BSE-2004-28 |
| 34-50163 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due: September 3, 2004
|
SR-BSE-2003-09 |
| 34-50154 |
Aug. 5, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
See also: Notice: Rel. No. 34-49771
|
SR-BSE-2004-32 |
| 34-50124 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of the Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 27, 2004
|
SR-BSE-2004-30 |
| 34-50083 |
Jul. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Pricing of the Options Leg(s) of Stock-Option Orders in Penny Increments
Comments due: August 23, 2004
|
SR-BSE-2004-17 |
| 34-49964 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004
|
SR-BSE-2004-23 |
| 34-49955 |
Jul. 1, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Chapter XXVII, Section 10 of the Rules of the Board of Governors By Adding Requirements Concerning Corporate Governance Standards of Exchange-Listed Companies
Comments due: July 30, 2004
|
| Second Quarter |
SR-BSE-2004-19 |
| 34-49869 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Boston Stock Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day
Comments due: July 15, 2004
|
SR-BSE-2004-16 |
| 34-49850 |
Jun. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to its Boston Options Exchange Trading Rules
Comments due: July 9, 2004
|
SR-BSE-2004-15 |
| 34-49886 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004
|
SR-BSE-2004-21 |
| 34-49820 |
Jun. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Regulation By-Laws
Comments due: July 8, 2004
|
SR-BSE-2004-22 |
| 34-49806 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004
|
SR-BSE-2003-09 |
| 34-49771 |
May 25, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
Comments due: June 28, 2004
See also: Order: Rel. No. 34-50154
|
SR-BSE-2004-20 |
| 34-49742 |
May 19, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules
Comments due: June 17, 2004
|
SR-BSE-2004-11 |
| 34-49626 |
Apr. 28, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Interpretation of ITS Trade-Throughs and Locked Markets
Comments due: May 26, 2004
|
SR-BSE-2004-10 |
| 34-49611 |
Apr. 23, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: May 21, 2004
See also: Notice: Rel. No. 34-49434 |
SR-BSE-2004-12 |
| 34-49525 |
Apr. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Retroactively Apply and Extend its Specialist Evaluation Program Pilot
Comments due: 21 days after publication in the Federal Register
|
| First Quarter |
SR-BSE-2004-10 |
| 34-49434 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Amendment of its Constitution to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 14, 2004
See also: Order: Rel. No. 34-49611
|
SR-BSE-2003-19 |
| 34-49067 |
Jan. 14, 2004 |
Order Granting Approval to Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
See also: Notice: Rel. No. 34-48650
|
SR-BSE-2002-15 |
| 34-49068 |
Jan. 13, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Establishing Trading Rules for the Boston Options Exchange Facility
See also: Notice: Rel. No. 34-48355;
Notice: Rel. No. 34-47186
|
SR-BSE-2003-17 |
| 34-49066 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis until January 31, 2004
See also: Notice: Rel. No. 34-48787 |
SR-BSE-2003-04 |
| 34-49065 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change Relating to the Creation of the Boston Options Exchange Regulation, LLC
Comments received are available for this notice. |
| BSE File Number List for 2004 |
| Release No. |
Date |
Details |
SR-BSE-2004-59 |
| 34-50928 |
Dec. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Rule Relating to Its Regulatory Transaction Fee
Comments due: January 24, 2005
|
SR-BSE-2004-58 |
| 34-51879 |
Jun. 20, 2005 |
Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC
|
| 34-51388 |
Mar. 17, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3 and 4 Thereto Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC
Comments due: April 14, 2005
|
SR-BSE-2004-57 |
| 34-50904 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Execution Guarantee Rules
Comments due: January 19, 2005
|
SR-BSE-2004-56 |
| 34-50914 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of a Boston Options Exchange Rule Relating to Directed Orders
Comments due: January 19, 2005
|
SR-BSE-2004-55 |
| 34-50834 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Hours for Options Contracts Overlying the Nasdaq 100 Index Trading Stock on the Boston Options Exchange
Comments due: January 7, 2005
|
SR-BSE-2004-54 |
| 34-51433 |
Mar. 24, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due: April 21, 2005
|
SR-BSE-2004-53 |
| 34-50921 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Sales
Comments due: January 19, 2005
|
SR-BSE-2004-52 |
| 34-51049 |
Jan. 18, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Quote Obligations Under the Rules of the Boston Options Exchange Facility
|
| 34-50814 |
Dec. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Quote Obligations Under the Rules of the Boston Options Exchange Facility
Comments due: January 4, 2005
|
SR-BSE-2004-51 |
| 34-51821 |
Jun. 10, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange
|
| 34-51597 |
Apr. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto, Relating to the Trading of Market Orders on the Boston Options Exchange
Comments due: May 19, 2005
|
SR-BSE-2004-50 |
| 34-50733 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Restriction Precluding a BSE Specialist From Trading Both Nasdaq-Listed and New York Stock Exchange-Listed Securities Simultaneously
Comments due: December 22, 2004
|
SR-BSE-2004-49 |
| 34-50520 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Specialist Performance Evaluation Program Pilot
Comments due: November 9, 2004
|
SR-BSE-2004-47 |
| 34-50669 |
Nov. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Quotation Spreads on the Boston Options Exchange
Comments due: December 13, 2004
|
SR-BSE-2004-46 |
| 34-51031 |
Jan. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Boston Stock Exchange’s Instant Liquidity Access Rules
Comments due: February 14, 2005
|
SR-BSE-2004-41 |
| 34-50322 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Newly Listed Classes and New Market Maker Positions in Currently Listed Classes on the Boston Options Exchange Facility
Comments due: October 5, 2004
|
SR-BSE-2004-39 |
| 34-50436 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Transaction Fees Schedule
Comments due: October 21, 2004
|
SR-BSE-2004-38 |
| 34-50302 |
Sep. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Market Makers on the Boston Options Exchange Facility
Comments due: September 30, 2004
|
SR-BSE-2004-37 |
| 34-50220 |
Aug. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Its Clean Cross Rule to the Trading of Exchange-Listed Securities
Comments due: September 16, 2004 |
SR-BSE-2004-36 |
| 34-50431 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Allocation of Certain Orders Under the Rules of the Boston Options Exchange Facility
Comments due: October 21, 2004
|
SR-BSE-2004-35 |
| 34-50193 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Requirement that Certain Market Makers on the Boston Options Exchange Facility With No Public Accounts and Who Do Not Solicit Public Accounts, Maintain Certain Information Barriers
Comments due: September 10, 2004 |
SR-BSE-2004-32 |
| 34-50124 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 27, 2004 |
SR-BSE-2004-30 |
| 34-50083 |
Jul. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Pricing of the Options Leg(s) of Stock-Option Orders in Penny Increments
Comments due: August 23, 2004 |
SR-BSE-2004-28 |
| 34-50163 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due: September 3, 2004 |
SR-BSE-2004-27 |
| 34-51251 |
Feb. 24, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reporting of Riskless Principal Transactions
Comments due: March 24, 2005
|
SR-BSE-2004-25 |
| 34-50622 |
Nov. 2, 2004 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Specialist Performance Evaluation Program
Comments due: November 30, 2004
|
| 34-50287 |
Aug. 27, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to its Specialist Performance Evaluation Program
Comments due: September 24, 2004 |
SR-BSE-2004-24 |
| 34-51612 |
Apr. 26, 2005 |
Order Approving Proposed Rule Change Relating to Remote Floor Brokers
|
| 34-50715 |
Nov. 22, 2004 |
Notice of Filing of a Proposed Rule Change to Permit Remote Brokers
Comments due: December 21, 2004
|
SR-BSE-2004-23 |
| 34-49955 |
Jul. 1, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Chapter XXVII, Section 10 of the Rules of the Board of Governors By Adding Requirements Concerning Corporate Governance Standards of Exchange-Listed Companies
Comments due: July 30, 2004 |
SR-BSE-2004-22 |
| 34-49806 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
SR-BSE-2004-21 |
| 34-49820 |
Jun. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Regulation By-Laws
Comments due: July 8, 2004 |
SR-BSE-2004-20 |
| 34-49742 |
May 19, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules
Comments due: June 17, 2004 |
SR-BSE-2004-19 |
| 34-49869 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day
Comments due: July 15, 2004 |
SR-BSE-2004-17 |
| 34-49964 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004 |
SR-BSE-2004-16 |
| 34-49850 |
Jun. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules
Comments due: July 9, 2004 |
SR-BSE-2004-15 |
| 34-49886 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-BSE-2004-14 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
| 34-50341 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend its Intermarket Options Linkage Rules
Comments due: October 7, 2004
|
SR-BSE-2004-12 |
| 34-49525 |
Apr. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Retroactively Apply and Extend its Specialist Evaluation Program Pilot
Comments due: 21 days after publication in the Federal Register
|
SR-BSE-2004-11 |
| 34-49626 |
Apr. 28, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Interpretation of ITS Trade-Throughs and Locked Markets
Comments due: May 26, 2004 |
SR-BSE-2004-10 |
| 34-49611 |
Apr. 23, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: May 21, 2004
|
| 34-49434 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Amendment of its Constitution to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 14, 2004
|
http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2004.shtml
|
