SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


BSE Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

BSE File Number List for 2003

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001


Chronological List

Release No. Date Details

SR-BSE-2003-22
34-48914 Dec. 12, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice.

SR-BSE-2003-17
34-48787 Nov. 14, 2003

Notice of Filing of Proposed Rule Change Establishing Fees for the Proposed Boston Options Exchange Facility
See also:  Order: Rel. No. 34-49066


SR-BSE-2003-16
34-48733 Oct. 31, 2003 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Equity Compensation Plans

SR-BSE-2003-19
34-48650 Oct. 17, 2003

Notice of Filing of Proposed Rule Change Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received are available for this notice.
See also:  Order: Rel. No. 34-49067


SR-BSE-2002-15
34-48355 Aug. 15, 2003 Notice of Filing of Amendment No. 3 to the Proposed Rule Change Establishing Trading Rules for the Boston Options Exchange Facility
See also:  Order: Rel. No. 34-49068;
Notice: Rel. No. 34-47186
Comments received are available for this notice.
Additional Materials:
*
*
BSE Form 19b-4, Amendment No. 3 (including trading rules)

SR-BSE-2002-15
34-47186 Jan. 14, 2003 Notice of Filing of Proposed Rule Change Establishing Trading Rules for the Boston Options Exchange Facility
Comments received are available for this notice.
See also:  Order: Rel. No. 34-49068
Notice: Rel. No. 34-48355


BSE File Number List for 2003

Release No. Date Details

SR-BSE-2003-22
34-48914 Dec. 12, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice.

SR-BSE-2003-19
34-49067 Jan. 14, 2004 Order Granting Approval to Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
34-48650 Oct. 17, 2003

Notice of Filing of Proposed Rule Change Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received are available for this notice.


SR-BSE-2003-17
34-49066 Jan. 13, 2004

Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis until January 31, 2004

34-48787 Nov. 14, 2003 Notice of Filing of Proposed Rule Change Establishing Fees for the Proposed Boston Options Exchange Facility

SR-BSE-2003-16
34-48733 Oct. 31, 2003 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Equity Compensation Plans

SR-BSE-2003-09
34-50154 Aug. 5, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
34-49771 May 25, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
Comments due:  June 28, 2004

SR-BSE-2003-04
34-49065 Jan. 13, 2004

Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change Relating to the Creation of the Boston Options Exchange Regulation, LLC
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2003.shtml


Modified: 10/16/2014