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BSE Rulemaking Archive: 2003
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
BSE File Number List for 2003
Additional Archives
2009 |
2008 |
2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
SR-BSE-2003-22 |
| 34-48914 |
Dec. 12, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice. |
SR-BSE-2003-17 |
| 34-48787 |
Nov. 14, 2003 |
Notice of Filing of Proposed Rule Change Establishing Fees for the Proposed Boston Options Exchange Facility
See also: Order: Rel. No. 34-49066
|
SR-BSE-2003-16 |
| 34-48733 |
Oct. 31, 2003 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Equity Compensation Plans |
SR-BSE-2003-19 |
| 34-48650 |
Oct. 17, 2003 |
Notice of Filing of Proposed Rule Change Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received are available for this notice.
See also: Order: Rel. No. 34-49067
|
SR-BSE-2002-15 |
| 34-48355 |
Aug. 15, 2003 |
Notice of Filing of Amendment No. 3 to the Proposed Rule Change Establishing Trading Rules for the Boston Options Exchange Facility
See also: Order: Rel. No. 34-49068;
Notice: Rel. No. 34-47186
Comments received are available for this notice.
Additional Materials:
|
SR-BSE-2002-15 |
| 34-47186 |
Jan. 14, 2003 |
Notice of Filing of Proposed Rule Change Establishing Trading Rules for the Boston Options Exchange Facility
Comments received are available for this notice.
See also: Order: Rel. No. 34-49068
Notice: Rel. No. 34-48355
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| BSE File Number List for 2003 |
| Release No. |
Date |
Details |
SR-BSE-2003-22 |
| 34-48914 |
Dec. 12, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice.
|
SR-BSE-2003-19 |
| 34-49067 |
Jan. 14, 2004 |
Order Granting Approval to Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
|
| 34-48650 |
Oct. 17, 2003 |
Notice of Filing of Proposed Rule Change Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received are available for this notice.
|
SR-BSE-2003-17 |
| 34-49066 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis until January 31, 2004
|
| 34-48787 |
Nov. 14, 2003 |
Notice of Filing of Proposed Rule Change Establishing Fees for the Proposed Boston Options Exchange Facility
|
SR-BSE-2003-16 |
| 34-48733 |
Oct. 31, 2003 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Equity Compensation Plans
|
SR-BSE-2003-09 |
| 34-50154 |
Aug. 5, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
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| 34-49771 |
May 25, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
Comments due: June 28, 2004
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SR-BSE-2003-04 |
| 34-49065 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change Relating to the Creation of the Boston Options Exchange Regulation, LLC
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2003.shtml
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