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BOX Options Exchange LLC (BOX) Rulemaking Archive: 2012
We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter
BOX File Number List for 2012
Additional Archives
2013 | 2012
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BOX-2012-023 |
| 34-68478 |
Dec. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 16, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-021 |
| 34-68425 |
Dec. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 9, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-022 |
| 34-68412 |
Dec. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on BOX
Comments due: January 8, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-020 |
| 34-68361 |
Dec. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Expand the Short Term Options Series Program
Comments due: January 2, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-018 |
| 34-68326 |
Nov. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: December 27, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-019 |
| 34-68294 |
Nov. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 7110 Regarding Session Orders
Comments due: December 24, 2012
|
SR-BOX-2012-003 |
| 34-68177 |
Nov. 7, 2012 |
Order Approving Proposed Rule Change to Amend the Price Improvement Period
See also: Notice: Rel. No. 34-67592, Notice: Rel. No. 34-67871
|
SR-BOX-2012-017 |
| 34-68149 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: December 4, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-016 |
| 34-68141 |
Nov. 2, 1012 |
Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation
Comments due: November 29, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-015 |
| 34-67984 |
Oct.4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: November 1, 2012
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-BOX-2012-013 |
| 34-67936 |
Sep. 27, 2012 |
Notice of Filing of Proposed Rule Change to Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due: October 24, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-003 |
| 34-67871 |
Sep. 17, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Price Improvement Period
See also: Notice: Rel. No. 34-67592, Order: Rel. No. 34-68177
|
SR-BOX-2012-012 |
| 34-67870 |
Sep. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
Comments due: October 12, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-003 |
| 34-67592 |
Aug. 3, 2012 |
Notice of Filing of Proposed Rule Change to Amend the Price Improvement Period
Comments due: August 30, 2012
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-67871, Order: Rel. No. 34-68177
Comments received are available for this proposal.
|
SR-BOX-2012-010 |
| 34-67546 |
Jul. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: August 27, 2012
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-BOX-2012-007 |
| 34-67328 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 27, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BOX-2012-005 |
| 34-67308 |
Jun. 28, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule For Trading on BOX
Comments due: July 26, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-008 |
| 34-67273 |
Jun. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement
Comments due: July 24, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-009 |
| 34-67255 |
Jun. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period
Comments due: July 23, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-006 |
| 34-67130 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant
Comments due: July 2, 2012
|
SR-BOX-2012-001 |
| 34-66982 |
May 14, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC ("BOX Group") Rules and Recent BOX Group Rule Filings
Comments due: June 8, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-002 |
| 34-66979 |
May 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX
Comments due: June 8, 2012
Additional Materials: Exhibit 5
|
| BOX File Number List for 2012 |
| Release No. |
Date |
Details |
SR-BOX-2012-025 |
| 34-68578 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-024 |
| 34-68575 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-023 |
| 34-68478 |
Dec. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 16, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-022 |
| 34-68412 |
Dec. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on BOX
Comments due: January 8, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-021 |
| 34-68425 |
Dec. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 9, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-020 |
| 34-68361 |
Dec. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Expand the Short Term Options Series Program
Comments due: January 2, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-019 |
| 34-68294 |
Nov. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 7110 Regarding Session Orders
Comments due: December 24, 2012
|
SR-BOX-2012-018 |
| 34-68326 |
Nov. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: December 27, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-017 |
| 34-68149 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: December 4, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-016 |
| 34-68141 |
Nov. 2, 1012 |
Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation
Comments due: November 29, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-015 |
| 34-67984 |
Oct.4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: November 1, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-013 |
| 34-67936 |
Sep. 27, 2012 |
Notice of Filing of Proposed Rule Change to Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due: October 24, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-012 |
| 34-67870 |
Sep. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
Comments due: October 12, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-010 |
| 34-67546 |
Jul. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: August 27, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-009 |
| 34-67255 |
Jun. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period
Comments due: July 23, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-008 |
| 34-67273 |
Jun. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement
Comments due: July 24, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-007 |
| 34-67328 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 27, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BOX-2012-006 |
| 34-67130 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant
Comments due: July 2, 2012
|
SR-BOX-2012-005 |
| 34-67308 |
Jun. 28, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule For Trading on BOX
Comments due: July 26, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-003 |
| 34-68177 |
Nov. 7, 2012 |
Order Approving Proposed Rule Change to Amend the Price Improvement Period
|
| 34-67871 |
Sep. 17, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Price Improvement Period
|
| 34-67592 |
Aug. 3, 2012 |
Notice of Filing of Proposed Rule Change to Amend the Price Improvement Period
Comments due: August 30, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BOX-2012-002 |
| 34-66979 |
May 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX
Comments due: June 8, 2012
Additional Materials: Exhibit 5
|
SR-BOX-2012-001 |
| 34-66982 |
May 14, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC ("BOX Group") Rules and Recent BOX Group Rule Filings
Comments due: June 8, 2012
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/box/boxarchive/boxarchive2012.shtml
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