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BOX Options Exchange LLC (BOX) Rulemaking Archive: 2012

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter

BOX File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BOX-2012-023
34-68478 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-021
34-68425 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 9, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-022
34-68412 Dec. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on BOX
Comments due: January 8, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-020
34-68361 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Expand the Short Term Options Series Program
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-018
34-68326 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: December 27, 2012
Additional Materials:  Exhibit 5

SR-BOX-2012-019
34-68294 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 7110 Regarding Session Orders
Comments due: December 24, 2012

SR-BOX-2012-003
34-68177 Nov. 7, 2012 Order Approving Proposed Rule Change to Amend the Price Improvement Period
See also:  Notice: Rel. No. 34-67592, Notice: Rel. No. 34-67871

SR-BOX-2012-017
34-68149 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: December 4, 2012
Additional Materials:  Exhibit 5

SR-BOX-2012-016
34-68141 Nov. 2, 1012 Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-015
34-67984 Oct.4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5
Third Quarter

SR-BOX-2012-013
34-67936 Sep. 27, 2012 Notice of Filing of Proposed Rule Change to Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due:  October 24, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-003
34-67871 Sep. 17, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Price Improvement Period
See also:   Notice: Rel. No. 34-67592, Order: Rel. No. 34-68177

SR-BOX-2012-012
34-67870 Sep. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
Comments due:  October 12, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-003
34-67592 Aug. 3, 2012 Notice of Filing of Proposed Rule Change to Amend the Price Improvement Period
Comments due:  August 30, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-67871, Order: Rel. No. 34-68177
Comments received are available for this proposal.

SR-BOX-2012-010
34-67546 Jul. 31, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due:  August 27, 2012
Additional Materials:   Exhibit 5
Second Quarter

SR-BOX-2012-007
34-67328 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 27, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-BOX-2012-005
34-67308 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule For Trading on BOX
Comments due:  July 26, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-008
34-67273 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement
Comments due:  July 24, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-009
34-67255 Jun. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-006
34-67130 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant
Comments due:  July 2, 2012

SR-BOX-2012-001
34-66982 May 14, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC ("BOX Group") Rules and Recent BOX Group Rule Filings
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-002
34-66979 May 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5, Memorandum


BOX File Number List for 2012
Release No. Date Details

SR-BOX-2012-025
34-68578 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-024
34-68575 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-023
34-68478 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-022
34-68412 Dec. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on BOX
Comments due: January 8, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-021
34-68425 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 9, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-020
34-68361 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Expand the Short Term Options Series Program
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-BOX-2012-019
34-68294 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 7110 Regarding Session Orders
Comments due: December 24, 2012

SR-BOX-2012-018
34-68326 Nov. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: December 27, 2012
Additional Materials:  Exhibit 5

SR-BOX-2012-017
34-68149 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: December 4, 2012
Additional Materials:  Exhibit 5

SR-BOX-2012-016
34-68141 Nov. 2, 1012 Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-015
34-67984 Oct.4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-013
34-67936 Sep. 27, 2012 Notice of Filing of Proposed Rule Change to Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due:  October 24, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-012
34-67870 Sep. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
Comments due:  October 12, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-010
34-67546 Jul. 31, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due:  August 27, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-009
34-67255 Jun. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-008
34-67273 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement
Comments due:  July 24, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-007
34-67328 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 27, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-BOX-2012-006
34-67130 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant
Comments due:  July 2, 2012

SR-BOX-2012-005
34-67308 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule For Trading on BOX
Comments due:  July 26, 2012
Additional Materials:   Exhibit 5

SR-BOX-2012-003
34-68177 Nov. 7, 2012 Order Approving Proposed Rule Change to Amend the Price Improvement Period
34-67871 Sep. 17, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Price Improvement Period
34-67592 Aug. 3, 2012 Notice of Filing of Proposed Rule Change to Amend the Price Improvement Period
Comments due:  August 30, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-BOX-2012-002
34-66979 May 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5, Memorandum

SR-BOX-2012-001
34-66982 May 14, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC ("BOX Group") Rules and Recent BOX Group Rule Filings
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/box/boxarchive/boxarchive2012.shtml


Modified: 11/24/2014