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BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BOX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-BOX-2016-22
34-77877 May 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 12140 (Imposition of Fines for Minor Rule Violations) to amend the sanctions for Quotation Parameters and permit the aggregation of violations for the purpose of determining what is an occurrence
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2016-21
34-77778 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-20
34-77695 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-17
34-77694 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-16
34-77692 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to (i) Amend BOX Rule 7280 (Bulk Cancellation of Trading Interest) to Adopt a Kill Switch and (ii) Amend BOX Rule 7110 (Order Entry) to Modify the Circumstances That Will Prevent a Session Order From Being Cancelled
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-19
34-77660 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVol™ SPY Index ("Index")
Comments due:  May 17, 2016

SR-BOX-2016-13
34-77580 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 100 (Definitions) Relating to Professionals
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-15
34-77568 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 5, 2016
Additional Materials: Exhibit 5
First Quarter

SR-BOX-2016-14
34-77572 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 5, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BOX-2016-12
34-77403 Mar. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Comply with the Requirements of the Amended and Restated Limited Liability Company Agreement of BOX Holdings, and to Permit Certain Ownership Changes Pursuant Thereto
Comments due:  April 14, 2016

SR-BOX-2016-10
34-77229 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Controversial and Clerical Amendments to its Rules
Comments due: March 23, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-09
34-77193 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Eliminate Certain Fees Which Relate to the Series 56 Examination and to Include Certain Fees Which Relate to Series 57 Examination and Continuing Education
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-08
34-77154 Feb. 17, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Order Handling Period for Directed Orders from Three Seconds to One Second
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2016-07
34-77144 Feb. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
Comments due: March 14, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-05
34-77096 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7290 (Price Protection for Limit Orders) to Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-04
34-77095 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7070 (Opening the Market) to Implement a New Price Protection Feature for the Opening
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-03
34-77092 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7310 (Drill-through Protection) to Implement a New Price Protection Feature
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-02
34-77055 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Lower Certain Fees for Non-Auction Transactions on the BOX Market LLC ("BOX") Options Facility
Comments due: March 2, 2016
Additional Materials: Exhibit 5


BOX File Number List for 2016
Release No. Date Details

SR-BOX-2016-22
34-77877 May 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 12140 (Imposition of Fines for Minor Rule Violations) to amend the sanctions for Quotation Parameters and permit the aggregation of violations for the purpose of determining what is an occurrence
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2016-21
34-77778 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-20
34-77695 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-19
34-77660 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVol™ SPY Index ("Index")
Comments due:  May 17, 2016

SR-BOX-2016-17
34-77694 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-16
34-77692 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to (i) Amend BOX Rule 7280 (Bulk Cancellation of Trading Interest) to Adopt a Kill Switch and (ii) Amend BOX Rule 7110 (Order Entry) to Modify the Circumstances That Will Prevent a Session Order From Being Cancelled
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-15
34-77568 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 5, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-14
34-77572 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  May 5, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BOX-2016-13
34-77580 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 100 (Definitions) Relating to Professionals
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-12
34-77403 Mar. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Comply with the Requirements of the Amended and Restated Limited Liability Company Agreement of BOX Holdings, and to Permit Certain Ownership Changes Pursuant Thereto
Comments due:  April 14, 2016

SR-BOX-2016-10
34-77229 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Controversial and Clerical Amendments to its Rules
Comments due: March 23, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-09
34-77193 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Eliminate Certain Fees Which Relate to the Series 56 Examination and to Include Certain Fees Which Relate to Series 57 Examination and Continuing Education
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-08
34-77154 Feb. 17, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Order Handling Period for Directed Orders from Three Seconds to One Second
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2016-07
34-77144 Feb. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
Comments due: March 14, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-05
34-77096 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7290 (Price Protection for Limit Orders) to Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-04
34-77095 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7070 (Opening the Market) to Implement a New Price Protection Feature for the Opening
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-03
34-77092 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7310 (Drill-through Protection) to Implement a New Price Protection Feature
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-BOX-2016-02
34-77055 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Lower Certain Fees for Non-Auction Transactions on the BOX Market LLC ("BOX") Options Facility
Comments due: March 2, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/box.shtml


Modified: 05/20/2016