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BOX Options Exchange LLC (BOX) Rulemaking
We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BOX File Number List for 2013
Additional Archives
2013 | 2012
| Release No. |
Date |
Details |
| Second Quarter |
SR-BOX-2013-30 |
| 34-69802 |
Jun. 19, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 3150 (Reports Related to Position Limits)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-BOX-2013-30
|
SR-BOX-2013-31 |
| 34-69789 |
Jun. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program and Amend Rule 7050
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-31
|
SR-BOX-2013-29 |
| 34-69711 |
Jun. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options
Comments due: July 3, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-29
|
SR-BOX-2013-28 |
| 34-69599 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Create a New Fee Structure for Complex Orders on the BOX Market LLC options facility
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-28
|
SR-BOX-2013-26 |
| 34-69598 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fee Schedule to Establish Fees for Jumbo SPY Option Transactions
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-26
|
SR-BOX-2013-25 |
| 34-69551 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rules 5050, 7050, and 7240
Comments due: June 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-25
|
SR-BOX-2013-22 |
| 34-69517 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7170 (Obvious and Catastrophic Errors)
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-22
|
SR-BOX-2013-23 |
| 34-69512 |
May 3, 2013 |
Notice of Filing of Proposed Rule Change to Provide for the Manner in which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule 7240
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-23
|
SR-BOX-2013-06 |
| 34-69511 |
May 3, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
See also: Notice: Rel. No. 34-69193, Notice: Rel. No. 34-68759
|
SR-BOX-2013-21 |
| 34-69429 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7170 to Clarify that the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances
Comments due: May 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-21
|
SR-BOX-2013-01 |
| 34-69419 |
Apr. 19, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
See also: Notice: Rel. No. 34-69027
|
SR-BOX-2013-20 |
| 34-69368 |
Apr. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Suspend Certain Provisions in Rule 7170 Regarding Obvious Errors during Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange on a Pilot Basis
Comments due: May 9, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-19 |
| 34-69336 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: May 3, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-13 |
| 34-69330 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State
See also: Notice: Rel. No. 34-69109
|
SR-BOX-2013-17 |
| 34-69259 |
Mar. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)
Comments due: April 26, 2013
Additional Materials: Exhibit 5
|
| First Quarter |
SR-BOX-2013-18 |
| 34-69240 |
Mar. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts)
Comments due: April 22, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-15 |
| 34-69202 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Mini Options on BOX
Comments due: April 17, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-06 |
| 34-69193 |
Mar. 20, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
See also: Order: Rel. No. 34-69511, Notice: Rel. No. 34-68759
|
SR-BOX-2013-12 |
| 34-69186 |
Mar. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Interpretive Material to Rule 7080 in Connection with the Implementation of the Limit Up- Limit Down Plan
Comments due: April 16, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-14 |
| 34-69154 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Comments due: April 12, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-11 |
| 34-69135 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Price Improvement Period ("PIP") Rule 7150
Comments due: April 10, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-10 |
| 34-69115 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-13 |
| 34-69109 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change To Clarify How The Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State
Comments due: April 2, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69330
|
SR-BOX-2013-09 |
| 34-69054 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: April 3, 2013
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BOX-2013-01 |
| 34-69027 |
Mar. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders.
Comments due: March 29, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69419
|
SR-BOX-2013-08 |
| 34-68965 |
Feb. 21, 2013 |
Notice of Filing of Proposed Rule Change to Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second
Comments due: March 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-08
|
SR-BOX-2013-04 |
| 34-68833 |
Feb. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed ("HSVF"), Available To All Market Participants
Comments due: March 4, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-03 |
| 34-68781 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 27, 2013
|
SR-BOX-2013-07 |
| 34-68771 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 26, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-06 |
| 34-68759 |
Jan. 29, 2013 |
Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
Comments due: February 25, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69511, Notice: Rel. No. 34-69193
Comments received are available for this proposal.
|
SR-BOX-2012-025 |
| 34-68578 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2012-024 |
| 34-68575 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
| BOX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-BOX-2013-31 |
| 34-69789 |
Jun. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program and Amend Rule 7050
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-31
|
SR-BOX-2013-30 |
| 34-69802 |
Jun. 19, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 3150 (Reports Related to Position Limits)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-30
|
SR-BOX-2013-29 |
| 34-69711 |
Jun. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options
Comments due: July 3, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-29
|
SR-BOX-2013-28 |
| 34-69599 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Create a New Fee Structure for Complex Orders on the BOX Market LLC options facility
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-28
|
SR-BOX-2013-26 |
| 34-69598 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fee Schedule to Establish Fees for Jumbo SPY Option Transactions
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-26
|
SR-BOX-2013-25 |
| 34-69551 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rules 5050, 7050, and 7240
Comments due: June 5, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-25
|
SR-BOX-2013-23 |
| 34-69512 |
May 3, 2013 |
Notice of Filing of Proposed Rule Change to Provide for the Manner in which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule 7240
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-23
|
SR-BOX-2013-22 |
| 34-69517 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7170 (Obvious and Catastrophic Errors)
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-22
|
SR-BOX-2013-21 |
| 34-69429 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7170 to Clarify that the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances
Comments due: May 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-21
|
SR-BOX-2013-20 |
| 34-69368 |
Apr. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Suspend Certain Provisions in Rule 7170 Regarding Obvious Errors during Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange on a Pilot Basis
Comments due: May 9, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-19 |
| 34-69336 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: May 3, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-18 |
| 34-69240 |
Mar. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts)
Comments due: April 22, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-17 |
| 34-69259 |
Mar. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)
Comments due: April 26, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-15 |
| 34-69202 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Mini Options on BOX
Comments due: April 17, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-14 |
| 34-69154 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Comments due: April 12, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-13 |
| 34-69330 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State
|
| 34-69109 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change To Clarify How The Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State
Comments due: April 2, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-12 |
| 34-69186 |
Mar. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Interpretive Material to Rule 7080 in Connection with the Implementation of the Limit Up- Limit Down Plan
Comments due: April 16, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-11 |
| 34-69135 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Price Improvement Period ("PIP") Rule 7150
Comments due: April 10, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-10 |
| 34-69115 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-09 |
| 34-69054 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Trading on BOX
Comments due: April 3, 2013
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BOX-2013-08 |
| 34-68965 |
Feb. 21, 2013 |
Notice of Filing of Proposed Rule Change to Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second
Comments due: March 20, 2013
Additional Materials: Exhibit 5
Submit comments on SR-BOX-2013-08
|
SR-BOX-2013-07 |
| 34-68771 |
Jan. 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 26, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-06 |
| 34-69511 |
May 3, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
|
| 34-69193 |
Mar. 20, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
| | 34-68759 |
Jan. 29, 2013 |
Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund
Comments due: February 25, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BOX-2013-04 |
| 34-68833 |
Feb. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed ("HSVF"), Available To All Market Participants
Comments due: March 4, 2013
Additional Materials: Exhibit 5
|
SR-BOX-2013-03 |
| 34-68781 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 27, 2013
|
SR-BOX-2013-01 |
| 34-69419 |
Apr. 19, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
|
| 34-69027 |
Mar. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders.
Comments due: March 29, 2013
Additional Materials: Exhibit 5
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