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BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BOX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-BOX-2015-16
34-74576 Mar. 25, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015
Comments due: April 21, 2015

SR-BOX-2015-06
34-74526 Mar. 18, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVol™ SPY Index
See also: Notice: Rel. No. 34-74178

SR-BOX-2015-14
34-74477 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange
Comments due: April 7, 2015

SR-BOX-2015-15
34-74474 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 to Provide for New Procedures to Account for Erroneous Trades Occurring from Disruptions and/or Malfunctions of Exchange Systems
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-13
34-74306 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-009
34-74267 Feb. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities LLC ("Citadel Securities") to Its Affiliate, Citadel Securities Principal Investments LLC, of Citadel Securities' ownership interest in BOX Options Exchange LLC and BOX Holdings Group LLC, an affiliate of the Exchange
Comments due: March 12, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-11
34-74221 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: March 5, 2015
Additional Materials: Exhibit 5

SR-BOX-2014-28
34-74210 Feb. 5, 2015 Order Approving Proposed Rule Change Adopt BOX Rule 7300 to Allow the Exchange to Trade Preferenced Orders
See also: Notice: Rel. No. 34-73878

SR-BOX-2015-08
34-74201 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-07
34-74196 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 to Rule 3120 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: March 2, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BOX-2015-06
34-74178 Jan. 30, 2015 Notice of Filing of Proposed Rule Change to Amend its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVol™ SPY Index ("Index")
Comments due: February 26, 2015
Additional Materials: Exhibit 3, Exhibit 5
See also: Notice: Rel. No. 34-74526
Comments received are available for this proposal.

SR-BOX-2015-05
34-74171 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Deadline for the VPR Program to January 14, 2015
Comments due:  February 25, 2015

SR-BOX-2015-03
34-74114 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program
Comments due:  February 18, 2015
Comments received are available for this proposal.

SR-BOX-2015-01
34-74016 Jan. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-6 to BOX Rule 5050 (Short Term Option Series Program)
Comments due:  February 4, 2015
Additional Materials: Exhibit 5


BOX File Number List for 2015
Release No. Date Details

SR-BOX-2015-16
34-74576 Mar. 25, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015
Comments due: April 21, 2015

SR-BOX-2015-15
34-74474 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 to Provide for New Procedures to Account for Erroneous Trades Occurring from Disruptions and/or Malfunctions of Exchange Systems
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-14
34-74477 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange
Comments due: April 7, 2015

SR-BOX-2015-13
34-74306 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-11
34-74221 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: March 5, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-009
34-74267 Feb. 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities LLC ("Citadel Securities") to Its Affiliate, Citadel Securities Principal Investments LLC, of Citadel Securities' ownership interest in BOX Options Exchange LLC and BOX Holdings Group LLC, an affiliate of the Exchange
Comments due: March 12, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-08
34-74201 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-BOX-2015-07
34-74196 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 to Rule 3120 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: March 2, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BOX-2015-06
34-74526 Mar. 18, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVol™ SPY Index
34-74178 Jan. 30, 2015 Notice of Filing of Proposed Rule Change to Amend its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVol™ SPY Index ("Index")
Comments due: 
Comments due: February 26, 2015
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.

SR-BOX-2015-05
34-74171 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Deadline for the VPR Program to January 14, 2015
Comments due:  February 25, 2015

SR-BOX-2015-03
34-74114 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program
Comments due:  February 18, 2015
Comments received are available for this proposal.

SR-BOX-2015-01
34-74016 Jan. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-6 to BOX Rule 5050 (Short Term Option Series Program)
Comments due:  February 4, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/box.shtml


Modified: 04/07/2015