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BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter  |  First Quarter

BOX File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-BOX-2014-14
34-71953 Apr. 16, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7130 (Execution and Price/Time Priority) to Include Public Customer Bid/Ask volume information in BOX's Proprietary High Speed Vendor Feed ("HSVF")
Comments due: 21 days after publication in the Federal Register

SR-BOX-2014-13
34-71873 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to BOX Rule 5050 to Replace the Reference to "GOOG" with "GOOGL"
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-12
34-71855 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5
First Quarter

SR-BOX-2014-11
34-71701 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-09
34-71650 Mar. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes
Comments due: April 1, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-08
34-71543 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend BOX Rule 8050 (Market Maker Quotations) to Modify the Quotation Requirement
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-07
34-71480 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-05
34-71374 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Remove the BOX-Top Order
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-04
34-71346 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7290 (Price Protection for Limit Orders)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-02
34-71344 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8130
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-03
34-71343 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to add Rule 7280 (Bulk Cancellation of Trading Interest)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-01
34-71312 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Complex Order Price Improvement Period ("COPIP") Transactions
Comments due: February 12, 2014
Additional Materials:  Exhibit 5


BOX File Number List for 2014
Release No. Date Details

SR-BOX-2014-14
34-71953 Apr. 16, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7130 (Execution and Price/Time Priority) to Include Public Customer Bid/Ask volume information in BOX's Proprietary High Speed Vendor Feed ("HSVF")
Comments due: 21 days after publication in the Federal Register

SR-BOX-2014-13
34-71873 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to BOX Rule 5050 to Replace the Reference to "GOOG" with "GOOGL"
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-12
34-71855 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-11
34-71701 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-09
34-71650 Mar. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes
Comments due: April 1, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-08
34-71543 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend BOX Rule 8050 (Market Maker Quotations) to Modify the Quotation Requirement
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-07
34-71480 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-05
34-71374 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Remove the BOX-Top Order
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-04
34-71346 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7290 (Price Protection for Limit Orders)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-03
34-71343 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to add Rule 7280 (Bulk Cancellation of Trading Interest)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-02
34-71344 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8130
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-01
34-71312 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Complex Order Price Improvement Period ("COPIP") Transactions
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/box.shtml


Modified: 04/17/2014