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BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter  |  First Quarter

BOX File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-BOX-2014-21
34-73215 Sep. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2014-20
34-72992 Sep. 4, 2014 Notice of Filing of Proposed Rule Change to amend interpretative material to Rule 5050 (Series of Options Contracts Open for Trading) to allow $1 or greater strike price intervals for options on the SPDR® S&P 500® Exchange Traded Fund ("SPY") and the SPDR® Dow Jones® Industrial Average Exchange Traded Fund ("DIA")
Comments due: October 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-16
34-72848 Aug. 14, 2014 Order Granting Approval of a Proposed Rule Change to Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and the COPIP
See also: Notice: Rel. No. 34-72477

SR-BOX-2014-19
34-72545 Jul. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP")
Comments due: August 1, 2014
Additional Materials: Exhibit 5
Second Quarter

SR-BOX-2014-18
34-72483 Jun. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to Rule 5050 (Series of Options Contracts Open for Trading) and Rule 6090 (Terms of Index Options Contracts) to Introduce Finer Strike Price Intervals for Standard Expiration Contracts in Option Classes that also Have Short Term Options Listed on Them
Comments due: July 23, 2014

SR-BOX-2014-16
34-72477 Jun. 26, 2014 Notice of Filing of Proposed Rule Change to Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and COPIP
Comments due: July 23, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72848

SR-BOX-2014-17
34-72348 Jun. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-14
34-71953 Apr. 16, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7130 (Execution and Price/Time Priority) to Include Public Customer Bid/Ask volume information in BOX's Proprietary High Speed Vendor Feed ("HSVF")
Comments due: May 13, 2014

SR-BOX-2014-13
34-71873 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to BOX Rule 5050 to Replace the Reference to "GOOG" with "GOOGL"
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-12
34-71855 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5
First Quarter

SR-BOX-2014-11
34-71701 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-09
34-71650 Mar. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes
Comments due: April 1, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-08
34-71543 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend BOX Rule 8050 (Market Maker Quotations) to Modify the Quotation Requirement
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-07
34-71480 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-05
34-71374 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Remove the BOX-Top Order
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-04
34-71346 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7290 (Price Protection for Limit Orders)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-02
34-71344 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8130
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-03
34-71343 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to add Rule 7280 (Bulk Cancellation of Trading Interest)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-01
34-71312 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Complex Order Price Improvement Period ("COPIP") Transactions
Comments due: February 12, 2014
Additional Materials:  Exhibit 5


BOX File Number List for 2014
Release No. Date Details

SR-BOX-2014-21
34-73215 Sep. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BOX-2014-20
34-72992 Sep. 4, 2014 Notice of Filing of Proposed Rule Change to amend interpretative material to Rule 5050 (Series of Options Contracts Open for Trading) to allow $1 or greater strike price intervals for options on the SPDR® S&P 500® Exchange Traded Fund ("SPY") and the SPDR® Dow Jones® Industrial Average Exchange Traded Fund ("DIA")
Comments due: October 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-19
34-72545 Jul. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP")
Comments due: August 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-18
34-72483 Jun. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to Rule 5050 (Series of Options Contracts Open for Trading) and Rule 6090 (Terms of Index Options Contracts) to Introduce Finer Strike Price Intervals for Standard Expiration Contracts in Option Classes that also Have Short Term Options Listed on Them
Comments due: July 23, 2014

SR-BOX-2014-17
34-72348 Jun. 9, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-16
34-72848 Aug. 14, 2014 Order Granting Approval of a Proposed Rule Change to Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and the COPIP
34-72477 Jun. 26, 2014 Notice of Filing of Proposed Rule Change to Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and COPIP
Comments due: July 23, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-14
34-71953 Apr. 16, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7130 (Execution and Price/Time Priority) to Include Public Customer Bid/Ask volume information in BOX's Proprietary High Speed Vendor Feed ("HSVF")
Comments due: May 13, 2014

SR-BOX-2014-13
34-71873 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretive Material to BOX Rule 5050 to Replace the Reference to "GOOG" with "GOOGL"
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-12
34-71855 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program that Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities that Underlie Options Traded on the Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-BOX-2014-11
34-71701 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-09
34-71650 Mar. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes
Comments due: April 1, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-08
34-71543 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend BOX Rule 8050 (Market Maker Quotations) to Modify the Quotation Requirement
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-07
34-71480 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-05
34-71374 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Remove the BOX-Top Order
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-04
34-71346 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7290 (Price Protection for Limit Orders)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-03
34-71343 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to add Rule 7280 (Bulk Cancellation of Trading Interest)
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-02
34-71344 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 8130
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-BOX-2014-01
34-71312 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Complex Order Price Improvement Period ("COPIP") Transactions
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/box.shtml


Modified: 09/26/2014