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BATS Exchange, Inc. (BATS) Rulemaking Archive: 2011
We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
BATS File Number List for 2011
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BATS-2011-038 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No. 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65437
Comments received are available for this proposal.
|
SR-BATS-2011-051 |
| 34-66034 |
Dec. 22, 2011 |
Notice of Filing of Proposed Rule Change to Implement a Competitive Liquidity Provider Program
Comments due: January 19, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66307
|
SR-BATS-2011-050 |
| 34-65965 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 11, 2012
|
SR-BATS-2011-049 |
| 34-65907 |
Dec. 7, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 3, 2012
|
SR-BATS-2011-048 |
| 34-65816 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BATS-2011-047 |
| 34-65809 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Exchange Rule 14.1, entitled "The Qualification, Listing, and Delisting of Companies - Definitions"
Comments due: December 21, 2011
|
SR-BATS-2011-038 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65437
Comments received are available for this proposal.
|
SR-BATS-2011-035 |
| 34-65728 |
Nov. 10, 2011 |
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
See also: Notice: Rel. No. 34-65353
|
SR-BATS-2011-046 |
| 34-65694 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: December 1, 2011
|
SR-BATS-2011-045 |
| 34-65676 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Market Opening Procedures of BATS Options
Comments due: November 30, 2011
Comments received are available for this proposal.
|
SR-BATS-2011-033 |
| 34-65646 |
Oct. 27, 2011 |
Order Approving Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
See also: Notice: Rel. No. 34-65298
|
SR-BATS-2011-032 |
| 34-65619 |
Oct. 25, 2011 |
Order Approving Proposed Rule Change by BATS Exchange, Inc. to Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities
See also: Notice: Rel. No. 34-65266
|
SR-BATS-2011-040 |
| 34-65516 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in Rule 2.12
Comments due: November 4, 2011
|
SR-BATS-2011-041 |
| 34-65500 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
Comments due: November 3, 2011
|
SR-BATS-2011-042 |
| 34-65497 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program with Correlix and a Free Trial Period for New Users of the Correlix Service
Comments due: November 3, 2011
|
SR-BATS-2011-044 |
| 34-65494 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 3, 2011
|
SR-BATS-2011-043 |
| 34-65473 |
Oct. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 1, 2011
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-BATS-2011-036 |
| 34-65449 |
Sep. 30, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 13.3 to Prohibit Members from Voting Uninstructed Shares on Certain Matters and to Align BATS Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, with the Rules of Other Self-Regulatory Organizations
Comments due: October 27, 2011
|
SR-BATS-2011-038 |
| 34-65437 |
Sep. 28, 2011 |
Notice of Filing of a Proposed Rule Change to Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
See also: Order: Rel. No. 34-67090; Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.
|
SR-BATS-2011-037 |
| 34-65407 |
Sep. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: October 24, 2011
|
SR-BATS-2011-035 |
| 34-65353 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Comments due: October 17, 2011
See also: Order: Rel. No. 34-65728
|
SR-BATS-2011-034 |
| 34-65307 |
Sep. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Bulk-Quoting Interface to All Users of BATS Options
Comments due: October 6, 2011
|
SR-BATS-2011-033 |
| 34-65298 |
Sep. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: October 5, 2011
See also: Order: Rel. No. 34-65646
|
SR-BATS-2011-032 |
| 34-65266 |
Sep. 6, 2011 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities
Comments due: October 3, 2011
See also: Order: Rel. No. 34-65619
|
SR-BATS-2011-018 |
| 34-65225 |
Aug. 30, 2011 |
Order Approving Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange
See also: Notice: Rel. No. 34-64889; Notice: Rel. No. 34-64546
|
SR-BATS-2011-029 |
| 34-65133 |
Aug. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Bulk-Quoting Interface
Comments due: September 9, 2011
|
SR-BATS-2011-028 |
| 34-65113 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: September 7, 2011
|
SR-BATS-2011-025 |
| 34-65085 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: September 6, 2011
|
SR-BATS-2011-027 |
| 34-65081 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: September 6, 2011
|
SR-BATS-2011-026 |
| 34-65079 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: September 6, 2011
|
SR-BATS-2011-024 |
| 34-65076 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-023 |
| 34-64957 |
Jul. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules in Connection with the Elimination of a Directed Order Program for BATS Options
Comments due: August 19, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-022 |
| 34-64914 |
Jul. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Expand the Short Term Option Program
Comments due: August 15, 2011
|
SR-BATS-2011-021 |
| 34-64910 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent with the Upcoming Implementation of the Market Access Rule
Comments due: August 12, 2011
|
SR-BATS-2011-018 |
| 34-64889 |
Jul. 14, 2011 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange (Corrected)
See also: Order: Rel. No. 34-65225; Notice: Rel. No. 34-64546
|
SR-BATS-2011-019 |
| 34-64847 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: August 4, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-020 |
| 34-64835 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Availability of a Data Feed
Comments due: August 3, 2011
|
| Second Quarter |
SR-BATS-2011-009 |
| 34-64781 |
Jun. 30, 2011 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program
Comments due: July 28, 2011
See also:
Comments received are available for this notice.
|
SR-BATS-2011-015 |
| 34-64754 |
Jun. 27, 2011 |
Order Approving a Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers" and BATS Rule 11.13, entitled "Order Execution"
See also: Notice: Rel. No. 34-64546
|
SR-BATS-2011-016 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64435
|
SR-BATS-2011-018 |
| 34-64546 |
May 25, 2011 |
Notice of Filing of Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange
Comments due: June 22, 2011
See also: Order: Rel. No. 34-65225; Notice: Rel. No. 34-64889
|
SR-BATS-2011-015 |
| 34-64475 |
May 12, 2011 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.9, entitled "Orders and Modifiers" and BATS Rule 11.13, entitled "Order Execution"
Comments due: June 8, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-017 |
| 34-64445 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add BATS Rule 11.22, Entitled "Data Products"
Comments due: June 3, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-016 |
| 34-64435 |
May 6, 2011 |
Notice of Filing of a Proposed Rule Change to Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: June 2, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64735
|
SR-BATS-2011-013 |
| 34-64376 |
May 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Trading Hours of BATS Options for Certain Products
Comments due: May 27, 2011
|
SR-BATS-2011-010 |
| 34-64235 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Additional File Nos.:
Comments due: May 4, 2011
|
SR-BATS-2011-012 |
| 34-64211 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 3, 2011
|
SR-BATS-2011-011 |
| 34-64207 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: May 3, 2011
|
| First Quarter |
SR-BATS-2011-009 |
| 34-64132 |
Mar. 28, 2011 |
Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Create a Directed Order Program on a 6-Month Pilot Basis
Comments due: April 22, 2011
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-64781
Comments received are available for this notice.
|
SR-BATS-2011-008 |
| 34-64033 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 31, 2011
|
SR-BATS-2011-007 |
| 34-63969 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 11.21, entitled "Input of Accurate Information"
Comments due: March 25, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-002 |
| 34-63948 |
Feb. 23, 2011 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend BATS Rules in Connection with the Implementation of Amendments to Regulation SHO
See also: Notice: Rel. No. 34-63766
|
SR-BATS-2011-005 |
| 34-63916 |
Feb. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due: March 15, 2011
|
SR-BATS-2011-004 |
| 34-63857 |
Feb. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 4, 2011
|
SR-BATS-2011-003 |
| 34-63803 |
Jan. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 28, 2011
|
SR-BATS-2011-002 |
| 34-63766 |
Jan. 25, 2011 |
Notice of Proposed Rule Change to Amend BATS Rules in Connection with the Implementation of Amendments to Regulation SHO
Comments due: February 22, 2011
See also: Order: Rel. No. 34-63948
|
SR-BATS-2011-001 |
| 34-63663 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 4, 2011
|
SR-BATS-2010-038 |
| 34-63632 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 28, 2011
|
SR-BATS-2010-039 |
| 34-63630 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 28, 2011
|
| BATS File Number List for 2011 |
| Release No. |
Date |
Details |
SR-BATS-2011-053 |
| 34-66120 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 3, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BATS-2011-051 |
| 34-66307 |
Feb. 2, 2012 |
Order Granting Approval of Proposed Rule Change to Implement a Competitive Liquidity Provider Program
Additional Materials: Exhibit 5
|
| 34-66034 |
Dec. 22, 2011 |
Notice of Filing of Proposed Rule Change to Implement a Competitive Liquidity Provider Program
Comments due: January 19, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2011-050 |
| 34-65965 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Additional File Nos.:
Comments due: January 11, 2012
|
SR-BATS-2011-049 |
| 34-65907 |
Dec. 7, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 3, 2012
|
SR-BATS-2011-048 |
| 34-65816 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BATS-2011-047 |
| 34-65809 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Exchange Rule 14.1, entitled "The Qualification, Listing, and Delisting of Companies - Definitions"
Comments due: December 21, 2011
|
SR-BATS-2011-046 |
| 34-65694 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: December 1, 2011
|
SR-BATS-2011-045 |
| 34-65676 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Market Opening Procedures of BATS Options
Comments due: November 30, 2011
Comments received are available for this proposal.
|
SR-BATS-2011-044 |
| 34-65494 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 3, 2011
|
SR-BATS-2011-043 |
| 34-65473 |
Oct. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 1, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-042 |
| 34-65497 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program with Correlix and a Free Trial Period for New Users of the Correlix Service
Comments due: November 3, 2011
|
SR-BATS-2011-041 |
| 34-65500 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
Comments due: November 3, 2011
|
SR-BATS-2011-040 |
| 34-65516 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in Rule 2.12
Comments due: November 4, 2011
|
SR-BATS-2011-038 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-65437 |
Sep. 28, 2011 |
Notice of Filing of a Proposed Rule Change to Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received are available for this proposal.
|
SR-BATS-2011-037 |
| 34-65407 |
Sep. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: October 24, 2011
|
SR-BATS-2011-036 |
| 34-65449 |
Sep. 30, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 13.3 to Prohibit Members from Voting Uninstructed Shares on Certain Matters and to Align BATS Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, with the Rules of Other Self-Regulatory Organizations
Comments due: October 27, 2011
|
SR-BATS-2011-035 |
| 34-65728 |
Nov. 10, 2011 |
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
|
| 34-65353 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Comments due: October 17, 2011
|
SR-BATS-2011-034 |
| 34-65307 |
Sep. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Bulk-Quoting Interface to All Users of BATS Options
Comments due: October 6, 2011
|
SR-BATS-2011-033 |
| 34-65646 |
Oct. 27, 2011 |
Order Approving Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
|
| 34-65298 |
Sep. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: October 5, 2011
|
SR-BATS-2011-032 |
| 34-65619 |
Oct. 25, 2011 |
Order Approving Proposed Rule Change by BATS Exchange, Inc. to Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities
|
| 34-65266 |
Sep. 6, 2011 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities
Comments due: October 3, 2011
|
SR-BATS-2011-029 |
| 34-65133 |
Aug. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Bulk-Quoting Interface
Comments due: September 9, 2011
|
SR-BATS-2011-028 |
| 34-65113 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions"
Comments due: September 7, 2011
|
SR-BATS-2011-027 |
| 34-65081 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: September 6, 2011
|
SR-BATS-2011-026 |
| 34-65079 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: September 6, 2011
|
SR-BATS-2011-025 |
| 34-65085 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: September 6, 2011
|
SR-BATS-2011-024 |
| 34-65076 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-023 |
| 34-64957 |
Jul. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules in Connection with the Elimination of a Directed Order Program for BATS Options
Comments due: August 19, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-022 |
| 34-64914 |
Jul. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Expand the Short Term Option Program
Comments due: August 15, 2011
|
SR-BATS-2011-021 |
| 34-64910 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent with the Upcoming Implementation of the Market Access Rule
Comments due: August 12, 2011
|
SR-BATS-2011-020 |
| 34-64835 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Availability of a Data Feed
Comments due: August 3, 2011
|
SR-BATS-2011-019 |
| 34-64847 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: August 4, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-018 |
| 34-65225 |
Aug. 30, 2011 |
Order Approving Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange
|
| 34-64889 |
Jul. 14, 2011 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange (Corrected)
|
| 34-64546 |
May 25, 2011 |
Notice of Filing of Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange
Comments due: June 22, 2011
|
SR-BATS-2011-017 |
| 34-64445 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add BATS Rule 11.22, Entitled "Data Products"
Comments due: June 3, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-016 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64435 |
May 6, 2011 |
Notice of Filing of a Proposed Rule Change to Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: June 2, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-015 |
| 34-64754 |
Jun. 27, 2011 |
Order Approving a Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers" and BATS Rule 11.13, entitled "Order Execution"
|
| 34-64475 |
May 12, 2011 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.9, entitled "Orders and Modifiers" and BATS Rule 11.13, entitled "Order Execution"
Comments due: June 8, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-013 |
| 34-64376 |
May 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Trading Hours of BATS Options for Certain Products
Comments due: May 27, 2011
|
SR-BATS-2011-012 |
| 34-64211 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 3, 2011
|
SR-BATS-2011-011 |
| 34-64207 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: May 3, 2011
|
SR-BATS-2011-010 |
| 34-64235 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Additional File Nos.:
Comments due: May 4, 2011
|
SR-BATS-2011-009 |
| 34-64781 |
Jun. 30, 2011 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program
Comments due: July 28, 2011
See also:
Comments received are available for this notice.
|
| 34-64132 |
Mar. 28, 2011 |
Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Create a Directed Order Program on a 6-Month Pilot Basis
Comments due: April 22, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-BATS-2011-008 |
| 34-64033 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 31, 2011
|
SR-BATS-2011-007 |
| 34-63969 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 11.21, entitled "Input of Accurate Information"
Comments due: March 25, 2011
Additional Materials: Exhibit 5
|
SR-BATS-2011-005 |
| 34-63916 |
Feb. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due: March 15, 2011
|
SR-BATS-2011-004 |
| 34-63857 |
Feb. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 4, 2011
|
SR-BATS-2011-003 |
| 34-63803 |
Jan. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 28, 2011
|
SR-BATS-2011-002 |
| 34-63948 |
Feb. 23, 2011 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend BATS Rules in Connection with the Implementation of Amendments to Regulation SHO
|
| 34-63766 |
Jan. 25, 2011 |
Notice of Proposed Rule Change to Amend BATS Rules in Connection with the Implementation of Amendments to Regulation SHO
Comments due: February 22, 2011
|
SR-BATS-2011-001 |
| 34-63663 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 4, 2011
|
http://www.sec.gov/rules/sro/bats/batsarchive/batsarchive2011.shtml
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