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BATS Exchange, Inc. (BATS) Rulemaking Archive: 2010
We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
BATS File Number List for 2010
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BATS-2010-037 |
| 34-63497 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: January 5, 2011
|
SR-BATS-2010-036 |
| 34-63488 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: January 5, 2011
|
SR-BATS-2010-034 |
| 34-63403 |
Dec. 1, 2010 |
Notice of Filing of a Proposed Rule Change to Create a Directed Order Program
Comments due: December 28, 2010
Comments received are available for this notice.
 Submit comments on SR-BATS-2010-034
|
SR-BATS-2010-035 |
| 34-63385 |
Nov. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: December 27, 2010
|
SR-BATS-2010-033 |
| 34-63359 |
Nov. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options
Comments due: December 20, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-032 |
| 34-63322 |
Nov. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Establish a $0.50 Strike Program
Comments due: December 13, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-031 |
| 34-63300 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-025 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also: Notice: Rel. No. 34-62945
|
SR-BATS-2010-029 |
| 34-63147 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.13, entitled “Order Execution”
Comments due: November 17, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-030 |
| 34-63146 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 17, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-028 |
| 34-63122 |
Oct. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposal to Make Clean Up Changes by Amending Certain Rules
Comments due: November 12, 2010
|
SR-BATS-2010-027 |
| 34-63090 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 21.9, entitled "Order Routing"
Comments due: November 9, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-026 |
| 34-63085 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 8, 2010
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-BATS-2010-025 |
| 34-62945 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Amend BATS Rule 11.8, entitled "Obligations of Market Makers"
Comments due: October 15, 2010
See also: Order: Rel. No. 34-63255
|
SR-BATS-2010-024 |
| 34-62901 |
Sep. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 2.12, entitled "BATS Trading, Inc. as Inbound Router" and to Make Related Changes
Comments due: October 5, 2010
|
SR-BATS-2010-016 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62340
|
SR-BATS-2010-018 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62407
|
SR-BATS-2010-023 |
| 34-62858 |
Sep. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: October 5, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-022 |
| 34-62816 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a BATS Exchange Routing Strategy
Comments due: September 29, 2010
|
SR-BATS-2010-016 |
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62340; Notice: Rel. No. 34-62730
|
SR-BATS-2010-018 |
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
SR-BATS-2010-016 |
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also: Notice: Rel. No. 34-62340; Notice: Rel. No. 34-62797
|
SR-BATS-2010-021 |
| 34-62713 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 23.1, entitled "Exercise of Options Contracts"
Comments due: September 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-018 |
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62407
|
SR-BATS-2010-020 |
| 34-62597 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by BATS Exchange, Inc. to Establish a Short Term Option Program
Comments due: August 26, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-019 |
| 34-62595 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: August 25, 2010
|
SR-BATS-2010-008 |
| 34-62524 |
Jul. 16, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Rules 2.5 and 17.2 to Establish a Registration Requirement for Principals
See also: Notice: Rel. No. 34-61960
|
| Second Quarter |
SR-BATS-2010-018 |
| 34-62407 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility."
Comments due: July 19, 2010
Additional Materials: Exhibit 3
See also: Notice: Rel. No. 34-62688A
Comments received are available for this notice.
|
SR-BATS-2010-017 |
| 34-62404 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-016 |
| 34-62340 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions."
Comments due: July 19, 2010
See also: Notice: Rel. No. 34-62730; Notice: Rel. No. 34-62797
Comments received are available for this notice.
|
SR-BATS-2010-015 |
| 34-62241 |
Jun. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: July 6, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-014 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-62121
|
SR-BATS-2010-013 |
| 34-62177 |
May 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series"
Comments due: June 24, 2010
|
SR-BATS-2010-014 |
| 34-62121 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due: June 3, 2010
See also: Order: Rel. No. 34-62252
Comments received are available for this notice.
|
SR-BATS-2010-011 |
| 34-62102 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers"
Comments due: June 11, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-012 |
| 34-62074 |
May 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: June 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-009 |
| 34-62033 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-BATS-2010-008 |
| 34-61960 |
Apr. 22, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rules 2.5 and 17.2 applicable to Registration Requirements
Comments due: May 20, 2010
Additional Materials: Attachment A
See also: Order: Rel. No. 34-62524
Comments received are available for this notice.
|
SR-BATS-2010-007 |
| 34-61883 |
Apr. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 10, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-002 |
| 34-61885 |
Apr. 9, 2010 |
Order Approving a Proposed Rule Change, As Amended, to Offer Certain BATS Exchange Data Products
See also: Notice: Rel. No. 34-61592
|
SR-BATS-2010-006 |
| 34-61834 |
Apr. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9(c)(12), entitled "Destination Specific Order"
Comments due: April 29, 2010
|
| First Quarter |
SR-BATS-2010-005 |
| 34-61650 |
Mar. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: April 2, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-002 |
| 34-61592 |
Feb. 25, 2010 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due: March 26, 2010
See also: Order: Rel. No. 34-61885
Comments received are available for this notice.
|
SR-BATS-2010-003 |
| 34-61574 |
Feb. 23, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due: March 23, 2010
|
SR-BATS-2009-032 |
| 34-61545 |
Feb. 19, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Fee Schedule to Impose Fees for Physical Ports Used to Connect to BATS Exchange
See also: Notice: Rel. No. 34-61260
|
SR-BATS-2010-001 |
| 34-61508 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 15, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2009-031 |
| 34-61419 |
Jan. 26, 2010 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish Rules Governing the Trading of Options on the BATS Options Exchange
Comments due: February 22, 2010
See also: Notice: Rel. No. 34-61097
|
| Release No. |
Date |
Details |
SR-BATS-2010-039 |
| 34-63630 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 28, 2011
|
SR-BATS-2010-038 |
| 34-63632 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: January 28, 2011
|
SR-BATS-2010-037 |
| 34-63497 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: January 5, 2011
|
SR-BATS-2010-036 |
| 34-63488 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: January 5, 2011
|
SR-BATS-2010-035 |
| 34-63385 |
Nov. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: December 27, 2010
|
SR-BATS-2010-034 |
| 34-63403 |
Dec. 1, 2010 |
Notice of Filing of a Proposed Rule Change to Create a Directed Order Program
Comments due: December 28, 2010
Comments received are available for this notice.
Submit comments on SR-BATS-2010-034
|
SR-BATS-2010-033 |
| 34-63359 |
Nov. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options
Comments due: December 20, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-032 |
| 34-63322 |
Nov. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Establish a $0.50 Strike Program
Comments due: December 13, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-031 |
| 34-63300 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-030 |
| 34-63146 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 17, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-029 |
| 34-63147 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.13, entitled “Order Execution”
Comments due: November 17, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-028 |
| 34-63122 |
Oct. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposal to Make Clean Up Changes by Amending Certain Rules
Comments due: November 12, 2010
|
SR-BATS-2010-027 |
| 34-63090 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 21.9, entitled "Order Routing"
Comments due: November 9, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-026 |
| 34-63085 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc.
Comments due: November 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-025 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
|
| 34-62945 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Amend BATS Rule 11.8, entitled "Obligations of Market Makers"
Comments due: October 15, 2010
|
SR-BATS-2010-024 |
| 34-62901 |
Sep. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 2.12, entitled "BATS Trading, Inc. as Inbound Router" and to Make Related Changes
Comments due: October 5, 2010
|
SR-BATS-2010-023 |
| 34-62858 |
Sep. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: October 5, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-022 |
| 34-62816 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a BATS Exchange Routing Strategy
Comments due: September 29, 2010
|
SR-BATS-2010-021 |
| 34-62713 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 23.1, entitled "Exercise of Options Contracts"
Comments due: September 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-020 |
| 34-62597 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by BATS Exchange, Inc. to Establish a Short Term Option Program
Comments due: August 26, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-019 |
| 34-62595 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: August 25, 2010
|
SR-BATS-2010-018 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
|
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62407 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility."
Comments due: July 19, 2010
Additional Materials: Exhibit 3
Comments received are available for this notice.
|
SR-BATS-2010-017 |
| 34-62404 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-016 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
|
| 34-62340 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions."
Comments due: July 19, 2010
Comments received are available for this notice.
|
SR-BATS-2010-015 |
| 34-62241 |
Jun. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: July 6, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-014 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
| 34-62121 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due: June 3, 2010
Comments received are available for this notice.
|
SR-BATS-2010-013 |
| 34-62177 |
May 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series"
Comments due: June 24, 2010
Submit comments on SR-BATS-2010-013
|
SR-BATS-2010-012 |
| 34-62074 |
May 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: June 8, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-011 |
| 34-62102 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers"
Comments due: June 11, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-009 |
| 34-62033 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-BATS-2010-008 |
| 34-62524 |
Jul. 16, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Rules 2.5 and 17.2 to Establish a Registration Requirement for Principals
|
| 34-61960 |
Apr. 22, 2010 |
Notice of Filing of Proposed Rule Change to Amend BATS Rules 2.5 and 17.2 applicable to Registration Requirements
Comments due: May 20, 2010
Additional Materials: Attachment A
Comments received are available for this notice.
|
SR-BATS-2010-007 |
| 34-61883 |
Apr. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 10, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-006 |
| 34-61834 |
Apr. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9(c)(12), entitled "Destination Specific Order"
Comments due: April 29, 2010
|
SR-BATS-2010-005 |
| 34-61650 |
Mar. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: April 2, 2010
Additional Materials: Exhibit 5
|
SR-BATS-2010-003 |
| 34-61574 |
Feb. 23, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due: March 23, 2010
|
SR-BATS-2010-002 |
| 34-61885 |
Apr. 9, 2010 |
Order Approving a Proposed Rule Change, As Amended, to Offer Certain BATS Exchange Data Products
|
| 34-61592 |
Feb. 25, 2010 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due: March 26, 2010
Comments received are available for this notice.
|
SR-BATS-2010-001 |
| 34-61508 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 15, 2010
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/bats/batsarchive/batsarchive2010.shtml
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