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BATS Exchange, Inc. (BATS) Rulemaking Archive: 2010

We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

BATS File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BATS-2010-037
34-63497 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  January 5, 2011

SR-BATS-2010-036
34-63488 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  January 5, 2011

SR-BATS-2010-034
34-63403 Dec. 1, 2010 Notice of Filing of a Proposed Rule Change to Create a Directed Order Program
Comments due:  December 28, 2010
Comments received are available for this notice.
* Submit comments on SR-BATS-2010-034

SR-BATS-2010-035
34-63385 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  December 27, 2010

SR-BATS-2010-033
34-63359 Nov. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options
Comments due:  December 20, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-032
34-63322 Nov. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Establish a $0.50 Strike Program
Comments due:  December 13, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-031
34-63300 Nov. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  December 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-025
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62945

SR-BATS-2010-029
34-63147 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.13, entitled “Order Execution”
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-030
34-63146 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-028
34-63122 Oct. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposal to Make Clean Up Changes by Amending Certain Rules
Comments due:  November 12, 2010

SR-BATS-2010-027
34-63090 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 21.9, entitled "Order Routing"
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-026
34-63085 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc.
Comments due:  November 8, 2010
Additional Materials:   Exhibit 5
Third Quarter

SR-BATS-2010-025
34-62945 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Amend BATS Rule 11.8, entitled "Obligations of Market Makers"
Comments due:  October 15, 2010
See also:  Order: Rel. No. 34-63255

SR-BATS-2010-024
34-62901 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 2.12, entitled "BATS Trading, Inc. as Inbound Router" and to Make Related Changes
Comments due:  October 5, 2010

SR-BATS-2010-016
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62340

SR-BATS-2010-018
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62407

SR-BATS-2010-023
34-62858 Sep. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  October 5, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-022
34-62816 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a BATS Exchange Routing Strategy
Comments due:  September 29, 2010

SR-BATS-2010-016
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62340; Notice: Rel. No. 34-62730

SR-BATS-2010-018
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-BATS-2010-016
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62340; Notice: Rel. No. 34-62797

SR-BATS-2010-021
34-62713 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 23.1, entitled "Exercise of Options Contracts"
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-018
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62407

SR-BATS-2010-020
34-62597 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by BATS Exchange, Inc. to Establish a Short Term Option Program
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-019
34-62595 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 25, 2010

SR-BATS-2010-008
34-62524 Jul. 16, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Rules 2.5 and 17.2 to Establish a Registration Requirement for Principals
See also:  Notice: Rel. No. 34-61960
Second Quarter

SR-BATS-2010-018
34-62407 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility."
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
See also:  Notice: Rel. No. 34-62688A
Comments received are available for this notice.

SR-BATS-2010-017
34-62404 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-016
34-62340 Jun. 21, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
See also:  Notice: Rel. No. 34-62730; Notice: Rel. No. 34-62797
Comments received are available for this notice.

SR-BATS-2010-015
34-62241 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-014
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62121

SR-BATS-2010-013
34-62177 May 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series"
Comments due:  June 24, 2010

SR-BATS-2010-014
34-62121 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-BATS-2010-011
34-62102 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers"
Comments due:  June 11, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-012
34-62074 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-009
34-62033 May 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-BATS-2010-008
34-61960 Apr. 22, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rules 2.5 and 17.2 applicable to Registration Requirements
Comments due:  May 20, 2010
Additional Materials:   Attachment A
See also:  Order: Rel. No. 34-62524
Comments received are available for this notice.

SR-BATS-2010-007
34-61883 Apr. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  May 10, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-002
34-61885 Apr. 9, 2010 Order Approving a Proposed Rule Change, As Amended, to Offer Certain BATS Exchange Data Products
See also:  Notice: Rel. No. 34-61592

SR-BATS-2010-006
34-61834 Apr. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9(c)(12), entitled "Destination Specific Order"
Comments due:  April 29, 2010
First Quarter

SR-BATS-2010-005
34-61650 Mar. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  April 2, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-002
34-61592 Feb. 25, 2010 Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due:  March 26, 2010
See also:  Order: Rel. No. 34-61885
Comments received are available for this notice.

SR-BATS-2010-003
34-61574 Feb. 23, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due:  March 23, 2010

SR-BATS-2009-032
34-61545 Feb. 19, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Fee Schedule to Impose Fees for Physical Ports Used to Connect to BATS Exchange
See also:  Notice: Rel. No. 34-61260

SR-BATS-2010-001
34-61508 Feb. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  March 15, 2010
Additional Materials:   Exhibit 5

SR-BATS-2009-031
34-61419 Jan. 26, 2010 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish Rules Governing the Trading of Options on the BATS Options Exchange
Comments due:  February 22, 2010
See also:  Notice: Rel. No. 34-61097


BATS File Number List
Release No. Date Details

SR-BATS-2010-039
34-63630 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  January 28, 2011

SR-BATS-2010-038
34-63632 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  January 28, 2011

SR-BATS-2010-037
34-63497 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  January 5, 2011

SR-BATS-2010-036
34-63488 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due:  January 5, 2011

SR-BATS-2010-035
34-63385 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  December 27, 2010

SR-BATS-2010-034
34-63403 Dec. 1, 2010 Notice of Filing of a Proposed Rule Change to Create a Directed Order Program
Comments due:  December 28, 2010
Comments received are available for this notice.
* Submit comments on SR-BATS-2010-034

SR-BATS-2010-033
34-63359 Nov. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options
Comments due:  December 20, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-032
34-63322 Nov. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Establish a $0.50 Strike Program
Comments due:  December 13, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-031
34-63300 Nov. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  December 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-030
34-63146 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-029
34-63147 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 11.13, entitled “Order Execution”
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-028
34-63122 Oct. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposal to Make Clean Up Changes by Amending Certain Rules
Comments due:  November 12, 2010

SR-BATS-2010-027
34-63090 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 21.9, entitled "Order Routing"
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-026
34-63085 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc.
Comments due:  November 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-025
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
34-62945 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Amend BATS Rule 11.8, entitled "Obligations of Market Makers"
Comments due:  October 15, 2010

SR-BATS-2010-024
34-62901 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BATS Rule 2.12, entitled "BATS Trading, Inc. as Inbound Router" and to Make Related Changes
Comments due:  October 5, 2010

SR-BATS-2010-023
34-62858 Sep. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  October 5, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-022
34-62816 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a BATS Exchange Routing Strategy
Comments due:  September 29, 2010

SR-BATS-2010-021
34-62713 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 23.1, entitled "Exercise of Options Contracts"
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-020
34-62597 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by BATS Exchange, Inc. to Establish a Short Term Option Program
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-019
34-62595 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 25, 2010

SR-BATS-2010-018
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62407 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility."
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
Comments received are available for this notice.

SR-BATS-2010-017
34-62404 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-016
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62340 Jun. 21, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-BATS-2010-015
34-62241 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-014
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62121 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.18, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
Comments received are available for this notice.

SR-BATS-2010-013
34-62177 May 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series"
Comments due:  June 24, 2010
* Submit comments on SR-BATS-2010-013

SR-BATS-2010-012
34-62074 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-011
34-62102 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9, entitled "Orders and Modifiers"
Comments due:  June 11, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-009
34-62033 May 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-BATS-2010-008
34-62524 Jul. 16, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Rules 2.5 and 17.2 to Establish a Registration Requirement for Principals
34-61960 Apr. 22, 2010 Notice of Filing of Proposed Rule Change to Amend BATS Rules 2.5 and 17.2 applicable to Registration Requirements
Comments due:  May 20, 2010
Additional Materials:   Attachment A
Comments received are available for this notice.

SR-BATS-2010-007
34-61883 Apr. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  May 10, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-006
34-61834 Apr. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.9(c)(12), entitled "Destination Specific Order"
Comments due:  April 29, 2010

SR-BATS-2010-005
34-61650 Mar. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  April 2, 2010
Additional Materials:   Exhibit 5

SR-BATS-2010-003
34-61574 Feb. 23, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due:  March 23, 2010

SR-BATS-2010-002
34-61885 Apr. 9, 2010 Order Approving a Proposed Rule Change, As Amended, to Offer Certain BATS Exchange Data Products
34-61592 Feb. 25, 2010 Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due:  March 26, 2010
Comments received are available for this notice.

SR-BATS-2010-001
34-61508 Feb. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  March 15, 2010
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/bats/batsarchive/batsarchive2010.shtml


Modified: 03/21/2011