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BATS Exchange, Inc. (BATS) Rulemaking Archive: 2008

We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter

BATS File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-BATS-2008-013
34-59114 Dec. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc.
Comments due:  January 20, 2009

SR-BATS-2008-012
34-59095 Dec. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange
Comments due:  January 12, 2009

SR-BATS-2008-011
34-59029 Dec. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Market Maker Quoting Violations Punishable Under its Minor Rule Violation Plan
Comments due:  December 29, 2008

SR-BATS-2008-010
34-58989 Nov. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings
Comments due:  December 19, 2008

SR-BATS-2008-008
34-58872 Oct 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability
Comments due:  November 26, 2008

SR-BATS-2008-009
34-58871 Oct. 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange
Comments due:  November 24, 2008

SR-BATS-2008-007
34-58776 Oct. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, Entitled "Order Execution"
Comments due:  November 13, 2008
Third Quarter

SR-BATS-2008-005
34-58644 Sep. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rulebook Chapter XI to Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 to Add Definitions of “Market Maker” and “Market Maker Authorized Trader”
Comments due:  October 22, 2008

SR-BATS-2008-004
34-58623 Sep. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating into a Single Rule Certain Requirements of Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  October 22, 2008

SR-BATS-2008-003
34-58546 Sep. 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Destination Specific Order
Comments due:  October 10, 2008

SR-BATS-2008-002
34-58521 Sep. 11, 2008 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Directed Intermarket Sweep Order
Comments due:  October 8, 2008
* Submit comments on SR-BATS-2008-002


BATS File Number List
Release No. Date Details

SR-BATS-2008-013
34-59114 Dec. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc.
Comments due:  January 20, 2009

SR-BATS-2008-012
34-59095 Dec. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange
Comments due:  January 12, 2009

SR-BATS-2008-011
34-59029 Dec. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Market Maker Quoting Violations Punishable Under its Minor Rule Violation Plan
Comments due:  December 29, 2008

SR-BATS-2008-010
34-58989 Nov. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings
Comments due:  December 19, 2008

SR-BATS-2008-009
34-58871 Oct. 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange
Comments due:  November 24, 2008

SR-BATS-2008-008
34-58872 Oct 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability
Comments due:  November 26, 2008

SR-BATS-2008-007
34-58776 Oct. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, Entitled "Order Execution"
Comments due:  November 13, 2008

SR-BATS-2008-005
34-58644 Sep. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rulebook Chapter XI to Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 to Add Definitions of “Market Maker” and “Market Maker Authorized Trader”
Comments due:  October 22, 2008

SR-BATS-2008-004
34-58623 Sep. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating into a Single Rule Certain Requirements of Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  October 22, 2008

SR-BATS-2008-003
34-58546 Sep. 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Destination Specific Order
Comments due:  October 10, 2008

SR-BATS-2008-002
34-58521 Sep. 11, 2008 Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Directed Intermarket Sweep Order
Comments due:  October 8, 2008
* Submit comments on SR-BATS-2008-002

 

http://www.sec.gov/rules/sro/bats/batsarchive/batsarchive2008.shtml


Modified: 09/16/2014