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BATS Exchange, Inc. (BATS) Rulemaking

We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BATS File Number List for 2015

Additional Archives


Chronological List


Release No. Date Details
First Quarter

SR-BATS-2015-06
34-74173 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BATS-2015-05
34-74160 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter IX of its Rulebook to Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments due: 21 days after publication in the Federal Register

SR-BATS-2015-07
34-74152 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.5(c)(4) and 11.5 to Harmonize with EDGA and EDGX Rules, its Membership Requirements Applicable to Clearing Agencies that Clear Transactions for Members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BATS-2015-04
34-74074 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 13, 2015
Additional Materials: Exhibit 5

SR-BATS-2015-02
34-74052 Jan. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  February 11, 2015
Additional Materials: Exhibit 5

SR-BATS-2015-01
34-74043 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  February 10, 2015
Additional Materials: Exhibit 5


BATS File Number List for 2015
Release No. Date Details

SR-BATS-2015-07
34-74152 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.5(c)(4) and 11.5 to Harmonize with EDGA and EDGX Rules, its Membership Requirements Applicable to Clearing Agencies that Clear Transactions for Members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BATS-2015-06
34-74173 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BATS-2015-05
34-74160 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter IX of its Rulebook to Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments due: 21 days after publication in the Federal Register

SR-BATS-2015-04
34-74074 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 13, 2015
Additional Materials: Exhibit 5

SR-BATS-2015-02
34-74052 Jan. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  February 11, 2015
Additional Materials: Exhibit 5

SR-BATS-2015-01
34-74043 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due:  February 10, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/bats.shtml


Modified: 01/30/2015