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Amex Rulemaking Archives: 2007

We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Amex File Number List for 2007

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Fourth Quarter

SR-Amex-2007-139
34-57070 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program
Comments due:  January 29, 2008

SR-Amex-2007-142
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-NYSE-2007-122; and SR-NYSEArca-2007-131

SR-Amex-2007-116
34-57060 Dec. 28, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds
See also:   Notice: Rel. No. 34-56809

SR-Amex-2007-94
34-57057 Dec. 28, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
See also:   Notice: Rel. No. 34-56853

SR-Amex-2007-140
34-57052 Dec. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes
Comments due:  January 24, 2008

SR-Amex-2007-70
34-57042 Dec. 26, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP
Comments due:  January 18, 2008
See also:   Order: Rel. No. 34-57188

SR-Amex-2007-135
34-57030 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide
Comments due:  January 22, 2008

SR-Amex-2007-138
34-57022 Dec. 20, 2007 Notice of Filing of Proposed Rule Change to Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders
Comments due:  January 22, 2008
See also:   Order: Rel. No. 34-57241

SR-Amex-2006-31
34-57016 Dec. 20, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements
Comments due:  January 18, 2008
See also:   Order: Rel. No. 34-57268

SR-Amex-2007-25
34-57011 Dec. 20, 2007 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis
Comments due:  January 18, 2008
See also:   Order: Rel. No. 34-57248

SR-Amex-2007-104
34-56998 Dec. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust
Comments due:  January 17, 2008

SR-Amex-2007-79
34-56982 Dec. 18, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members
Comments due:  January 17, 2008
See also:   Order: Rel. No. 34-57393

SR-Amex-2007-132
34-56974 Dec. 17, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights Comments due:  January 11, 2008
See also:   Order: Rel. No. 34-57181

SR-Amex-2007-53
34-56969 Dec. 14, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due:  January 4, 2008
See also:   Order: Rel. No. 34-56802

SR-Amex-2007-46
34-56959 Dec. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Require Specialists to Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders
Comments due:  January 10, 2008

SR-Amex-2007-134
34-56947 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Commentary .10 to Amex Rule 584 to Delete the Reference to the Weekly Bulletin
Comments due:  January 10, 2008

SR-Amex-2007-133
34-56928 Dec. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Certain Clearing Fees
Comments due:  January 3, 2008

SR-Amex-2007-20
34-56901 Dec. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related to Amending Complex Orders Procedures
Comments due:  January 2, 2008
See also:   Order: Rel. No. 34-57160

SR-Amex-2007-124
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:  SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-Amex-2007-56
34-56882 Dec. 3, 2007 Order Approving a Proposed Rule Change Relating to Resolving Uncompared Transactions
See also:   Notice: Rel. No. 34-56635

SR-Amex-2006-96
34-56880 Dec. 3, 2007 Order Approving Proposed Rule Change, as Modified by Amendment Nos.1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund
See also:   Notice: Rel. No. 34-56465

SR-Amex-2007-125
34-56868 Nov. 29, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders
Comments due:  December 27, 2007

SR-Amex-2007-127
34-56861 Nov. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program
Comments due:  December 27, 2007

SR-Amex-2007-94
34-56853 Nov. 28, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
Comments due:  December 21, 2007
See also:   Order: Rel. No. 34-57057

SR-Amex-2007-123
34-56850 Nov. 27, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Send P/A Orders through Linkage Prior to the Opening of Trading
Comments due:  December 26, 2007

SR-Amex-2007-98
34-56831 Nov. 21, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
See also:   Notice: Rel. No. 34-56719

SR-Amex-2007-118
34-56811 Nov. 19, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules to Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue
Comments due:  December 17, 2007

SR-Amex-2007-116
34-56809 Nov. 16, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, to Harmonize the Annual Listing Fees for all Exchange Traded Funds
Comments due:  December 18, 2007
See also:   Order: Rel. No. 34-57060

SR-Amex-2007-117
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-Amex-2007-122
34-56805 Nov. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks
Comments due:  December 14, 2007

SR-Amex-2006-107
34-56804 Nov. 16, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists’ Agency Responsibilities and Establish Amex Book Clerks
See also:   Notice: Rel. No. 34-55583

SR-Amex-2007-53
34-56802 Nov. 16, 2007 Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due:  December 11, 2007
See also:   Order: Rel. No. 34-56969

SR-Amex-2007-108
34-56787 Nov. 15, 2007 Order Approving a Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
See also:   Notice: Rel. No. 34-56636

SR-Amex-2007-100
34-56778 Nov. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund
Comments due:  December 10, 2007

SR-Amex-2007-114
34-56766 Nov. 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee
Comments due:  December 6, 2007

SR-Amex-2007-113
34-56764 Nov. 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders
Comments due:  December 5, 2007

SR-Amex-2007-65
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.:  SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also:   Notice: Rel. No. 34-56555

SR-Amex-2007-98
34-56719 Oct. 29, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
Comments due:  November 19, 2007
See also:   Order: Rel. No. 34-56831

SR-Amex-2007-74
34-56713 Oct. 29, 2007 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
See also:   Notice: Rel. No. 34-56218

SR-Amex-2007-111
34-56707 Oct. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing
Comments due:  November 26, 2007

SR-Amex-2007-35
34-56650 Oct. 12, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
See also:   Notice: Rel. No. 34-56336

SR-Amex-2007-108
34-56636 Oct. 10, 2007 Notice of Filing of Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
Comments due:  November 6, 2007
See also:   Order: Rel. No. 34-56787

SR-Amex-2007-56
34-56635 Oct. 10, 2007 Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions
Comments due:  November 6, 2007
See also:   Order: Rel. No. 34-56882

SR-Amex-2007-87
34-56629 Oct. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement
Comments due:  November 6, 2007

SR-Amex-2007-48
34-56598 Oct. 2, 2007 Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
See also:   Notice: Rel. No. 34-56318

SR-Amex-2007-90
34-56597 Oct. 2, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
See also:   Notice: Rel. No. 34-56325

SR-Amex-2007-60
34-56592 Oct. 1, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
See also:   Notice: Rel. No. 34-56223
Third Quarter

SR-Amex-2007-96
34-56567 Sep. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program
See also:   Notice: Rel. No. 34-56307
Comments received are available for this notice.

SR-Amex-2007-65
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also:   Order: Rel. No. 34-56761

SR-Amex-2007-102
34-56530 Sep. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities
Comments due:  October 23, 2007

SR-Amex-2007-101
34-56515 Sep. 24, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due:  October 22, 2007

SR-Amex-2007-99
34-56506 Sep. 24, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined are Obsolete, Outdated, or Unnecessary
Comments due:  October 22, 2007

SR-Amex-2007-97
34-56503 Sep. 24, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund
Comments due:  October 22, 2007
Comments received are available for this notice.

SR-Amex-2007-103
34-56498 Sep. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options
Comments due:  October 19, 2007

SR-Amex-2007-105
34-56495 Sep. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require That the AEMI Trading Platform Function to Assure Compliance with the Exchange's Priority and Parity Rules
Comments due:  October 19, 2007

SR-Amex-2006-96
34-56465 Sep. 19, 2007 Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund
Comments due:  October 16, 2007
See also:   Order: Rel. No. 34-56880
Comments received are available for this notice.

SR-Amex-2007-24
34-56459 Sep. 18, 2007 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
See also:   Notice: Rel. No. 34-56238

SR-Amex-2007-54
34-56457 Sep. 18, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements
Comments due:  October 16, 2007

SR-Amex-2007-85
34-56446 Sep. 17, 2007 Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
See also:   Notice: Rel. No. 34-56236

SR-Amex-2007-80
34-56382 Sep. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees
Comments due:  October 9, 2007

SR-Amex-2007-84
34-56377 Sep. 10, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d)
Comments due:  October 5, 2007

SR-Amex-2007-40
34-56354 Sep. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation
Comments due:  October 3, 2007

SR-Amex-2007-81
34-56351 Sep. 4, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due:  October 2, 2007

SR-Amex-2007-95
34-56343 Aug. 30, 2007 Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
Comments due:  September 24, 2007
See also:   Order: Rel. No. 34-57384

SR-Amex-2007-35
34-56336 Aug. 29, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  September 27, 2007
See also:   Order: Rel. No. 34-56650

SR-Amex-2007-93
34-56331 Aug. 28, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program
Comments due:  September 26, 2007

SR-Amex-2007-92
34-56330 Aug. 28, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan to Apply the Current Marketing Fee to Orders Sent to Directed Order Participants
Comments due:  September 26, 2007

SR-Amex-2007-90
34-56325 Aug. 27, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
Comments due:  September 21, 2007
See also:   Order: Rel. No. 34-56597

SR-Amex-2007-59
34-56322 Aug. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer from Another National Securities Exchange
Comments due:  September 21, 2007

SR-Amex-2007-48
34-56318 Aug. 24, 2007 Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
Comments due:  September 21, 2007
See also:   Order: Rel. No. 34-56598

SR-Amex-2007-96
34-56307 Aug. 22, 2007 Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program
Comments due:  September 19, 2007
See also:   Order: Rel. No. 34-56567
Comments received are available for this notice.

SR-Amex-2007-72
34-56278 Aug. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests
Comments due:  September 14, 2007

SR-Amex-2007-91
34-56273 Aug. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24–AEMI Relating to Intermarket Sweep Orders
Comments due:  September 12, 2007

SR-Amex-2007-75
34-56269 Aug. 15, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Establish a Directed Order Program
Comments due:  September 12, 2007

SR-Amex-2007-86
34-56262 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 12, 2007

SR-Amex-2007-77
34-56255 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis
Comments due:  September 11, 2007

SR-Amex-2004-27
34-56251 Aug. 14, 2007 Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options
Comments due:  September 10, 2007
See also:   Notice: Rel. No. 34-55843

SR-Amex-2007-24
34-56238 Aug. 10, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  September 7, 2007
See also:   Order: Rel. No. 34-56459

SR-Amex-2007-85
34-56236 Aug. 9, 2007 Notice of Filing of Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
Comments due:  September 6, 2007
See also:   Order: Rel. No. 34-56446
Comments received are available for this notice.

SR-Amex-2007-60
34-56223 Aug. 8, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
Comments due:  August 30, 2007
See also:   Order: Rel. No. 34-56592

SR-Amex-2007-78
34-56219 Aug. 8, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 520 in Order to Clarify Reporting Requirements
Comments due:  September 5, 2007

SR-Amex-2007-74
34-56218 Aug. 7, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
Comments due:  August 29, 2007
See also:   Order: Rel. No. 34-56713

SR-Amex-2007-58
34-56210 Aug. 6, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director
Comments due:  September 4, 2007

SR-Amex-2007-38
34-56193 Aug. 2, 2007 Order Granting Approval of Proposed Rule Change Amending Preferred Stock Voting Rights
See also:   Notice: Rel. No. 34-55963

SR-Amex-2007-76
34-56159 Jul. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 thereto Relating to an Extension of the Penny Quoting Pilot Program
Comments due:  August 24, 2007

SR-Amex-2007-63
34-56127 Jul. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Order Cancellation Fee
Comments due:  August 22, 2007

SR-Amex-2007-64
34-56102 Jul. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due:  August 15, 2007

SR-Amex-2007-73
34-56090 Jul. 18, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program until January 18, 2008
Comments due:  August 15, 2007

SR-Amex-2007-62
34-56046 Jul. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 7, 2007

SR-Amex-2007-66
34-56032 Jul. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due:  August 3, 2007

SR-Amex-2007-55
34-56002 Jul. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program
Comments due:  July 31, 2007
Second Quarter

SR-Amex-2007-69
34-55986 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Equity Securities
Comments due:  July 27, 2007

SR-Amex-2007-68
34-55983 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and to Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds
Comments due:  July 27, 2007

SR-Amex-2007-67
34-55981 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Specialists in Exchange-Traded Funds from Charging Commissions on Transactions in Their Specialty Securities
Comments due:  July 26, 2007

SR-Amex-2007-38
34-55963 Jun. 26, 2007 Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights
Comments due:  July 23, 2007
See also:   Order: Rel. No. 34-56193

SR-Amex-2007-57
34-55955 Jun. 25, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  July 23, 2007

SR-Amex-2007-61
34-55949 Jun. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI
Comments due:  July 23, 2007

SR-Amex-2007-44
34-55925 Jun. 20, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide
Comments due:  July 18, 2007

SR-Amex-2007-42
34-55923 Jun. 19, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Lower the Required Number of Letters of Reference an Applicant Must Provide
See also:   Notice: Rel. No. 34-55756

SR-Amex-2007-13
34-55913 Jun. 15, 2007 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Relating to the Codification of Exchange Policy Regarding Specialist Commissions
See also:   Notice: Rel. No. 34-55533
Comments received are available for this notice.

SR-Amex-2007-49
34-55880 Jun. 8, 2007 Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service
Comments due:  July 5, 2007
Comments received are available for this notice.

SR-Amex-2006-17
34-55875 Jun. 7, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions
See also:  Notices: Rel. Nos. 34-55719 and 34-55068

SR-Amex-2007-51
34-55865 Jun. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements
Comments due:  July 3, 2007

SR-Amex-2004-27
34-55843 Jun. 1, 2007 Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options
Comments due:  June 28, 2007
See also:   Notice/Order: Rel. No. 34-56251

SR-Amex-2006-99
34-55837 May 31, 2007 Order Granting Approval to Proposed Rule Change and Amendment No. 1 thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations
See also:   Notice: Rel. No. 34-55477

SR-Amex-2007-52
34-55824 May 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI [CORRECTED]
Comments due:  June 25, 2007

SR-Amex-2007-45
34-55794 May 22, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities
Comments due:  June 19, 2007

SR-Amex-2007-29
34-55776 May 17, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
See also:   Notice: Rel. No. 34-55661

SR-Amex-2007-47
34-55762 May 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205—AEMI
Comments due:  June 11, 2007

SR-Amex-2007-42
34-55756 May 14, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide
Comments due:  June 8, 2007
See also:   Order: Rel. No. 34-55923

SR-Amex-2007-34
34-55733 May 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide
Comments due:  June 6, 2007

SR-Amex-2006-17
34-55719 May 7, 2007 Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions
Comments due:  May 29, 2007
See also:   Order: Rel. No. 34-55875; Notice: Rel. No. 34-55068

SR-Amex-2007-43
34-55714 May 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program
Comments due:  June 1, 2007

SR-Amex-2007-41
34-55685 Apr. 30, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis
Comments due:  May 29, 2007

SR-Amex-2006-114
34-55675 Apr. 26, 2007 Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
See also:   Notice: Rel. No. 34-55479

SR-Amex-2007-22
34-55671 Apr. 26, 2007 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Its Minor Rule Violation Fine Systems
See also:   Notice: Rel. No. 34-55500

SR-Amex-2007-39
34-55663 Apr. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Exceptions to Rule 126A—AEMI Relating to the Generation of Intermarket Sweep Orders
Comments due:  May 22, 2007

SR-Amex-2007-29
34-55661 Apr. 24, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
Comments due:  May 16, 2007
See also:   Order: Rel. No. 34-55776

SR-Amex-2007-37
34-55657 Apr. 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes
Comments due:  May 18, 2007

SR-Amex-2007-09
34-55648 Apr. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard® Emerging Markets ETF
Comments due:  May 17, 2007

SR-Amex-2007-04
34-55640 Apr. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules
Comments due:  May 15, 2007

SR-Amex-2007-32
34-55636 Apr. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings
Comments due:  May 11, 2007

SR-Amex-2006-112
34-55632 Apr. 13, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
See also:   Notice: Rel. No. 34-55372

SR-Amex-2007-31
34-55619 Apr. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  May 9, 2007

SR-Amex-2007-33
34-55602 Apr. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 4, 2007

SR-Amex-2006-107
34-55583 Apr. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks
Comments due:  May 4, 2007
See also:   Order: Rel. No. 34-56804
First Quarter

SR-Amex-2006-110
34-55547 Mar. 28, 2007 Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
See also:   Notice: Rel. No. 34-55187

SR-Amex-2007-07
34-55544 Mar. 27, 2007 Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
See also:   Notice: Rel. No. 34-55240

SR-Amex-2007-21
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-Amex-2007-13
34-55533 Mar. 26, 2007 Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions
Comments due:  April 23, 2007
See also:   Order: Rel. No. 34-55913
Comments received are available for this notice.

SR-Amex-2007-22
34-55500 Mar. 21, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Violation Fine Systems
Comments due:  April 17, 2007
See also:   Order: Rel. No. 34-55671

SR-Amex-2007-27
34-55499 Mar. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee
Comments due:  April 17, 2007

SR-Amex-2006-114
34-55479 Mar. 15, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due:  April 12, 2007
See also:   Order: Rel. No. 34-55675

SR-Amex-2006-99
34-55477 Mar. 15, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers
Comments due:  April 12, 2007
See also:   Order: Rel. No. 34-55837

SR-Amex-2007-08
34-55464 Mar. 13, 2007 Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
See also:   Notice: Rel. No. 34-55179
Comments received are available for this notice.

SR-Amex-2007-30
34-55460 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs
Comments due:  April 10, 2007

SR-Amex-2007-28
34-55459 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  April 10, 2007

SR-Amex-2007-23
34-55458 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  April 10, 2007

SR-Amex-2006-118
34-55437 Mar. 9, 2007 Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes and Accelerated Approval of Proposed Rule Change as Amended
Comments due:  April 5, 2007
See also:   Notice: Rel. No. 34-55213

SR-Amex-2007-05
34-55406 Mar. 6, 2007 Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos:  SR-NASD-2006-131; SR-NYSE-2006-111
See also:   Notice: Rel. No. 34-55170

SR-Amex-2007-17
34-55378 Mar. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares
Comments due:  March 30, 2007

SR-Amex-2006-112
34-55372 Feb. 28, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
Comments due:  March 21, 2007
See also:   Order: Rel. No. 34-55632

SR-Amex-2007-26
34-55368 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI and AEMI-One Rules Relating to the Publishing of Manual Quotations and Re-Enabling Auto-Ex
Comments due:  March 28, 2007

SR-Amex-2007-18
34-55348 Feb. 26, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto to Provide for an Optional Exchange-Provided Fingerprinting Service and to Amend Its Member Fees to Include a Processing Fee for the Fingerprinting Service
Comments due:  March 26, 2007

SR-Amex-2007-16
34-55328 Feb. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Options Marketing Fee
Comments due:  March 21, 2007

SR-Amex-2007-14
34-55296 Feb. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule
Comments due:  March 20, 2007

SR-Amex-2006-86
34-55292 Feb. 14, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
See also:   Notice: Rel. No. 34-55110

SR-Amex-2007-19
34-55277 Feb. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot
Comments due:  March 13, 2007

SR-Amex-2006-77
34-55272 Feb. 12, 2007 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
See also:   Notice: Rel. No. 34-54995

SR-Amex-2006-90
34-55248 Feb. 6, 2007 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index
See also:   Notice: Rel. No. 34-54943

SR-Amex-2007-07
34-55240 Feb. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
Comments due:  February 27, 2007
See also:   Order: Rel. No. 34-55544

SR-Amex-2007-12
34-55229 Feb. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange’s Payment for Order Flow Plan
Comments due:  March 2, 2007

SR-Amex-2007-15
34-55226 Feb. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 2, 2007

SR-Amex-2006-118
34-55213 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes
Comments due:  February 22, 2007
See also:   Notice: Rel. No. 34-55437

SR-Amex-2006-117
34-55195 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs
Comments due:  February 27, 2007
Comments received are available for this notice.

SR-Amex-2006-110
34-55187 Jan. 29, 2007 Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
Comments due:  February 27, 2007
See also:   Order: Rel. No. 34-55547

SR-Amex-2006-19
34-55182 Jan. 26, 2007 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
See also:   Notice: Rel. No. 34-54813

SR-Amex-2007-08
34-55179 Jan. 26, 2007 Notice of Filing of Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
Comments due:  February 23, 2007
See also:   Order: Rel. No. 34-55464
Comments received are available for this notice.

SR-Amex-2007-05
34-55170 Jan. 26, 2007 Notice of Filing of Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos:  SR-NASD-2006-131; SR-NYSE-2006-111
Comments due:  February 22, 2007
See also:   Order: Rel. No. 34-55406

SR-Amex-2007-11
34-55163 Jan. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 21, 2007

SR-Amex-2006-106
34-55162 Jan. 24, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program
See also:   Notice: Rel. No. 34-54741
Comments received are available for this notice.

SR-Amex-2006-119
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:   SR-BSE-2006-55; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
See also:   Notice: Rel. No. 34-55048

SR-Amex-2006-116
34-55122 Jan. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees
Comments due:  February 15, 2007

SR-Amex-2006-101
34-55117 Jan. 17, 2007 Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
See also:   Notice: Rel. No. 34-54961

SR-Amex-2006-86
34-55110 Jan. 16, 2007 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
Comments due:  February 8, 2007
See also:   Order: Rel. No. 34-55292

SR-Amex-2007-03
34-55096 Jan. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers
Comments due:  February 9, 2007

SR-Amex-2006-17
34-55068 Jan. 9, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions
Comments due:  February 7, 2007
See also:   Order: Rel. No. 34-55875; Notice: Rel. No. 34-55719

SR-Amex-2006-119
34-55048 Jan. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due:  February 6, 2007
See also:   Order: Rel. No. 34-55048

SR-Amex-2007-02
34-55045 Jan. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due:  February 6, 2007

SR-Amex-2007-01
34-55040 Jan. 3, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  February 1, 2007


Amex File Number List for 2007
Release No. Date Details

SR-Amex-2007-142
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-NYSE-2007-122; and SR-NYSEArca-2007-131

SR-Amex-2007-141
34-57110 Jan. 8, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand, and Make Permanent, the $1 Strike Price Program
Comments due:  February 4, 2008

SR-Amex-2007-140
34-57052 Dec. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes
Comments due:  January 24, 2008

SR-Amex-2007-139
34-57070 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program
Comments due:  January 29, 2008

SR-Amex-2007-138
34-57241 Jan. 31, 2008 Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders
34-57022 Dec. 20, 2007 Notice of Filing of Proposed Rule Change to Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders
Comments due:  January 22, 2008

SR-Amex-2007-137
34-57148 Jan. 15, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No.1 Thereto, to Amend Section 107D of the Amex Company Guide
Comments due:  February 12, 2008

SR-Amex-2007-135
34-57030 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide
Comments due:  January 22, 2008

SR-Amex-2007-134
34-56947 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Commentary .10 to Amex Rule 584 to Delete the Reference to the Weekly Bulletin
Comments due:  January 10, 2008

SR-Amex-2007-133
34-56928 Dec. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Certain Clearing Fees
Comments due:  January 3, 2008

SR-Amex-2007-132
34-57181 Jan. 22, 2008 Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
34-56974 Dec. 17, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights Comments due:  January 11, 2008

SR-Amex-2007-131
34-57660 Apr. 14, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
34-57451 Mar. 7, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
Comments due:  April 3, 2008

SR-Amex-2007-130
34-57150 Jan. 15, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities
Comments due:  February 12, 2008

SR-Amex-2007-129
34-57738 Apr. 29, 2008 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member’s Conduct in Doing Business with the Public
Comments due:  May 28, 2008
34-57527 Mar. 19, 2008 Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due:  April 15, 2008

SR-Amex-2007-127
34-56861 Nov. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program
Comments due:  December 27, 2007

SR-Amex-2007-125
34-56868 Nov. 29, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders
Comments due:  December 27, 2007

SR-Amex-2007-124
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:  SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-Amex-2007-123
34-56850 Nov. 27, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Send P/A Orders through Linkage Prior to the Opening of Trading
Comments due:  December 26, 2007

SR-Amex-2007-122
34-56805 Nov. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks
Comments due:  December 14, 2007

SR-Amex-2007-118
34-56811 Nov. 19, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules to Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue
Comments due:  December 17, 2007

SR-Amex-2007-117
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-Amex-2007-116
34-57060 Dec. 28, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds
34-56809 Nov. 16, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, to Harmonize the Annual Listing Fees for all Exchange Traded Funds
Comments due:  December 18, 2007

SR-Amex-2007-115
34-57356 Feb. 20, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund
Comments due:  March 18, 2008

SR-Amex-2007-114
34-56766 Nov. 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee
Comments due:  December 6, 2007

SR-Amex-2007-113
34-56764 Nov. 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders
Comments due:  December 5, 2007

SR-Amex-2007-111
34-56707 Oct. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing
Comments due:  November 26, 2007

SR-Amex-2007-109
34-57400 Feb. 29, 2008 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
34-57187 Jan. 23, 2008 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
Comments due:  February 20, 2008

SR-Amex-2007-108
34-56787 Nov. 15, 2007 Order Approving a Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
34-56636 Oct. 10, 2007 Notice of Filing of Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
Comments due:  November 6, 2007

SR-Amex-2007-107
34-57829 May 16, 2008 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees
34-57641 Apr. 9, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees
Comments due:  May 7, 2008

SR-Amex-2007-105
34-56495 Sep. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require That the AEMI Trading Platform Function to Assure Compliance with the Exchange's Priority and Parity Rules
Comments due:  October 19, 2007

SR-Amex-2007-104
34-56998 Dec. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust
Comments due:  January 17, 2008

SR-Amex-2007-103
34-56498 Sep. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options
Comments due:  October 19, 2007

SR-Amex-2007-102
34-56530 Sep. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities
Comments due:  October 23, 2007

SR-Amex-2007-101
34-56515 Sep. 24, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due:  October 23, 2007

SR-Amex-2007-100
34-56778 Nov. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund
Comments due:  December 10, 2007

SR-Amex-2007-99
34-56506 Sep. 24, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined are Obsolete, Outdated, or Unnecessary
Comments due:  October 22, 2007

SR-Amex-2007-98
34-56831 Nov. 21, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
34-56719 Oct. 29, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
Comments due:  November 19, 2007

SR-Amex-2007-97
34-56503 Sep. 24, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund
Comments due:  October 22, 2007
Comments received are available for this notice.

SR-Amex-2007-96
34-56567 Sep. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program
34-56307 Aug. 22, 2007 Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program
Comments due:  September 19, 2007
Comments received are available for this notice.

SR-Amex-2007-95
34-57384 Feb. 26, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
34-56343 Aug. 30, 2007 Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
Comments due:  September 24, 2007

SR-Amex-2007-94
34-57057 Dec. 28, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
34-56853 Nov. 28, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
Comments due:  December 21, 2007

SR-Amex-2007-93
34-56331 Aug. 28, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program
Comments due:  September 26, 2007

SR-Amex-2007-92
34-56330 Aug. 28, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan to Apply the Current Marketing Fee to Orders Sent to Directed Order Participants
Comments due:  September 26, 2007

SR-Amex-2007-91
34-56273 Aug. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24–AEMI Relating to Intermarket Sweep Orders
Comments due:  September 12, 2007

SR-Amex-2007-90
34-56597 Oct. 2, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
34-56325 Aug. 27, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
Comments due:  September 21, 2007

SR-Amex-2007-89
34-57121 Jan. 10, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Sections 132(e), 211, and 1003(d) of the Company Guide to clarify that the Exchange may delist or deny initial listing to an issuer for misrepresenting, or omitting to provide, material information to the Exchange or for failing to provide requested information within a reasonable period of time
Comments due:  February 6, 2008

SR-Amex-2007-87
34-56629 Oct. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement
Comments due:  November 6, 2007

SR-Amex-2007-86
34-56262 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 12, 2007

SR-Amex-2007-85
34-56446 Sep. 17, 2007 Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
34-56236 Aug. 9, 2007 Notice of Filing of Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
Comments due:  September 6, 2007
Comments received are available for this notice.

SR-Amex-2007-84
34-56377 Sep. 10, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d)
Comments due:  October 5, 2007

SR-Amex-2007-81
34-56351 Sep. 4, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due:  October 2, 2007

SR-Amex-2007-80
34-56382 Sep. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees
Comments due:  October 9, 2007

SR-Amex-2007-79
34-57393 Feb. 27, 2008 Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members
34-56982 Dec. 18, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members
Comments due:  January 17, 2008

SR-Amex-2007-78
34-56219 Aug. 8, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 520 in Order to Clarify Reporting Requirements
Comments due:  September 5, 2007

SR-Amex-2007-77
34-56255 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis
Comments due:  September 11, 2007

SR-Amex-2007-76
34-56159 Jul. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 thereto Relating to an Extension of the Penny Quoting Pilot Program
Comments due:  August 24, 2007

SR-Amex-2007-75
34-56269 Aug. 15, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Establish a Directed Order Program
Comments due:  September 12, 2007

SR-Amex-2007-74
34-56713 Oct. 29, 2007 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
34-56218 Aug. 7, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
Comments due:  August 29, 2007
Comments received are available for this notice.

SR-Amex-2007-73
34-56090 Jul. 18, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program until January 18, 2008
Comments due:  August 15, 2007

SR-Amex-2007-72
34-56278 Aug. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests
Comments due:  September 14, 2007

SR-Amex-2007-70
34-57188 Jan. 23, 2008 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP
34-57042 Dec. 26, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP
Comments due:  January 18, 2008

SR-Amex-2007-69
34-55986 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Equity Securities
Comments due:  July 27, 2007

SR-Amex-2007-68
34-55983 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and to Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds
Comments due:  July 27, 2007

SR-Amex-2007-67
34-55981 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Specialists in Exchange-Traded Funds from Charging Commissions on Transactions in Their Specialty Securities
Comments due:  July 26, 2007

SR-Amex-2007-66
34-56032 Jul. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due:  August 3, 2007

SR-Amex-2007-65
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65

SR-Amex-2007-64
34-56102 Jul. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due:  August 15, 2007

SR-Amex-2007-63
34-56127 Jul. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Order Cancellation Fee
Comments due:  August 22, 2007

SR-Amex-2007-62
34-56046 Jul. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 7, 2007

SR-Amex-2007-61
34-55949 Jun. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI
Comments due:  July 23, 2007

SR-Amex-2007-60
34-56592 Oct. 1, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
34-56223 Aug. 8, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
Comments due:  August 30, 2007

SR-Amex-2007-59
34-56322 Aug. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer from Another National Securities Exchange
Comments due:  September 21, 2007

SR-Amex-2007-58
34-56210 Aug. 6, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director
Comments due:  September 4, 2007

SR-Amex-2007-57
34-55955 Jun. 25, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  July 23, 2007

SR-Amex-2007-56
34-56882 Dec. 3, 2007 Order Approving a Proposed Rule Change Relating to Resolving Uncompared Transactions
34-56635 Oct. 10, 2007 Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions
Comments due:  November 6, 2007

SR-Amex-2007-55
34-56002 Jul. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program
Comments due:  July 31, 2007

SR-Amex-2007-54
34-56457 Sep. 18, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements
Comments due:  October 16, 2007

SR-Amex-2007-53
34-56969 Dec. 14, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due:  January 4, 2008
34-56802 Nov. 16, 2007 Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due:  December 11, 2007

SR-Amex-2007-52
34-55824 May 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI
Comments due:  June 25, 2007

SR-Amex-2007-51
34-55865 Jun. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements
Comments due:  July 3, 2007

SR-Amex-2007-49
34-55880 Jun. 8, 2007 Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service
Comments due:  July 5, 2007
Comments received are available for this notice.

SR-Amex-2007-48
34-56598 Oct. 2, 2007 Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
34-56318 Aug. 24, 2007 Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
Comments due:  September 21, 2007

SR-Amex-2007-47
34-55762 May 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205—AEMI
Comments due:  June 11, 2007

SR-Amex-2007-45
34-55794 May 22, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities
Comments due:  June 19, 2007

SR-Amex-2007-46
34-56959 Dec. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Require Specialists to Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders
Comments due:  January 10, 2008

SR-Amex-2007-44
34-55925 Jun. 20, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide
Comments due:  July 18, 2007

SR-Amex-2007-43
34-55714 May 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program
Comments due:  June 1, 2007

SR-Amex-2007-42
34-55923 Jun. 19, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Lower the Required Number of Letters of Reference an Applicant Must Provide
34-55756 May 14, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide
Comments due:  June 8, 2007

SR-Amex-2007-41
34-55685 Apr. 30, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis
Comments due:  May 29, 2007

SR-Amex-2007-40
34-56354 Sep. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation
Comments due:  October 3, 2007

SR-Amex-2007-39
34-55663 Apr. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Exceptions to Rule 126A—AEMI Relating to the Generation of Intermarket Sweep Orders
Comments due:  May 22, 2007

SR-Amex-2007-38
34-56193 Aug. 2, 2007 Order Granting Approval of Proposed Rule Change Amending Preferred Stock Voting Rights
34-55963 Jun. 26, 2007 Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights
Comments due:  July 23, 2007

SR-Amex-2007-37
34-55657 Apr. 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes
Comments due:  May 18, 2007

SR-Amex-2007-36
34-57336 Feb. 14, 2008 Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
34-57106 Jan. 4, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
Comments due:  February 4, 2008

SR-Amex-2007-35
34-56650 Oct. 12, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
34-56336 Aug. 29, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  September 27, 2007

SR-Amex-2007-34
34-55733 May 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide
Comments due:  June 6, 2007

SR-Amex-2007-33
34-55602 Apr. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 4, 2007

SR-Amex-2007-32
34-55636 Apr. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings
Comments due:  May 11, 2007

SR-Amex-2007-31
34-55619 Apr. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  May 9, 2007

SR-Amex-2007-30
34-55460 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs
Comments due:  April 10, 2007

SR-Amex-2007-29
34-55776 May 17, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
34-55661 Apr. 24, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
Comments due:  May 16, 2007

SR-Amex-2007-28
34-55459 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  April 10, 2007

SR-Amex-2007-27
34-55499 Mar. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee
Comments due:  April 17, 2007

SR-Amex-2007-26
34-55368 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI and AEMI-One Rules Relating to the Publishing of Manual Quotations and Re-Enabling Auto-Ex
Comments due:  March 28, 2007

SR-Amex-2007-25
34-57248 Jan. 31, 2008 Order Approving a Proposed Rule Change, As Modified by Amendment No. 1, to Allow Registered Options Traders to Submit Electronic Quotations and Orders From Off the Amex’s Trading Floor on a Limited Basis
34-57011 Dec. 20, 2007 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis
Comments due:  January 18, 2008

SR-Amex-2007-24
34-56459 Sep. 18, 2007 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
34-56238 Aug. 10, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  September 7, 2007

SR-Amex-2007-23
34-55458 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due:  April 10, 2007

SR-Amex-2007-22
34-55671 Apr. 26, 2007 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Its Minor Rule Violation Fine Systems
34-55500 Mar. 21, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Violation Fine Systems
Comments due:  April 17, 2007

SR-Amex-2007-21
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-Amex-2007-20
34-57160 Jan. 16, 2008 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures
34-56901 Dec. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related to Amending Complex Orders Procedures
Comments due:  January 2, 2008

SR-Amex-2007-19
34-55277 Feb. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot
Comments due:  March 13, 2007

SR-Amex-2007-18
34-55348 Feb. 26, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto to Provide for an Optional Exchange-Provided Fingerprinting Service and to Amend Its Member Fees to Include a Processing Fee for the Fingerprinting Service
Comments due:  March 26, 2007

SR-Amex-2007-17
34-55378 Mar. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares
Comments due:  March 30, 2007

SR-Amex-2007-16
34-55328 Feb. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Options Marketing Fee
Comments due:  March 21, 2007

SR-Amex-2007-15
34-55226 Feb. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 2, 2007

SR-Amex-2007-14
34-55296 Feb. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule
Comments due:  March 20, 2007

SR-Amex-2007-13
34-55913 Jun. 15, 2007 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Relating to the Codification of Exchange Policy Regarding Specialist Commissions
34-55533 Mar. 26, 2007 Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions
Comments due:  April 23, 2007
Comments received are available for this notice.

SR-Amex-2007-12
34-55229 Feb. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange’s Payment for Order Flow Plan
Comments due:  March 3, 2007

SR-Amex-2007-11
34-55163 Jan. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 21, 2007

SR-Amex-2007-09
34-55648 Apr. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard® Emerging Markets ETF
Comments due:  May 17, 2007

SR-Amex-2007-08
34-55464 Mar. 13, 2007 Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
34-55179 Jan. 26, 2007 Notice of Filing of Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
Comments due:  February 23, 2007
Comments received are available for this notice.

SR-Amex-2007-07
34-55544 Mar. 27, 2007 Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
34-55240 Feb. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
Comments due:  February 27, 2007

SR-Amex-2007-05
34-55406 Mar. 6, 2007 Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos:  SR-NASD-2006-131; SR-NYSE-2006-111
34-55170 Jan. 26, 2007 Notice of Filing of Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos:  SR-NASD-2006-131; SR-NYSE-2006-111
Comments due:  February 22, 2007

SR-Amex-2007-04
34-55640 Apr. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules
Comments due:  May 15, 2007

SR-Amex-2007-03
34-55096 Jan. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers
Comments due:  February 9, 2007

SR-Amex-2007-02
34-55045 Jan. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due:  February 6, 2007

SR-Amex-2007-01
34-55040 Jan. 3, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  February 1, 2007

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2007.shtml


Modified: 05/27/2014