National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55029 | Dec 29, 2006 | SR-Amex-2006-76 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust See Also - Rel. No. 34-54770 |
| 34-55018 | Dec 28, 2006 | SR-Amex-2006-109 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares |
| 34-55008 | Dec 22, 2006 | SR-Amex-2006-98 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions View Received Comments See Also - Rel. No. 34-54618 |
| 34-55006 | Dec 22, 2006 | SR-Amex-2006-57 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts See Also - Rel. No. 34-54584 |
| 34-54995 | Dec 21, 2006 | SR-Amex-2006-77, SR-NYSEArca-2006-32, SR-NFA-2006-05 | NYSE Arca (NYSEARCA), National Futures Association, American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions See Also - Rel. No. 34-55272 |
| 34-55002 | Dec 21, 2006 | SR-Amex-2006-77, SR-NYSEArca-2006-32, SR-NFA-2006-05 | NYSE Arca (NYSEARCA), National Futures Association, American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions |
| 34-54983 | Dec 20, 2006 | SR-Amex-2006-87 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities That Underline Options Traded on the Exchange |
| 34-54979 | Dec 20, 2006 | SR-Amex-2006-77, SR-NYSEArca-2006-32, SR-NFA-2006-05 | NYSE Arca (NYSEARCA), National Futures Association, American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems |
| 34-54961 | Dec 18, 2006 | SR-Amex-2006-101 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust See Also - Rel. No. 34-55117 |
| 34-54943 | Dec 15, 2006 | SR-Amex-2006-90 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index See Also - Appendix A, Rel. No. 34-55248 |