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Amex Rulemaking Archives: 2006

We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Available Amex Rules include:

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Amex File Number List for 2006

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Fourth Quarter

SR-Amex-2006-76
34-55029 Dec. 29, 2006 Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due:  January 29, 2007
See also:   Notice: Rel. No. 34-54770

SR-Amex-2006-109
34-55018 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares
Comments due:  January 30, 2007

SR-Amex-2006-98
34-55008 Dec. 22, 2006 Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
See also:   Notice: Rel. No. 34-54618
Comments received are available for this notice.

SR-Amex-2006-57
34-55006 Dec. 22, 2006 Order Approving Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
See also:   Notice: Rel. No. 34-54584

SR-Amex-2006-77
34-54995 Dec. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
Comments due:  January 19, 2007
See also:   Order: Rel. No. 34-55272

SR-Amex-2006-87
34-54983 Dec. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange
Comments due:  January 19, 2007

SR-Amex-2006-101
34-54961 Dec. 18, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
Comments due:  January 11, 2007
See also:   Order: Rel. No. 34-55117

SR-Amex-2006-90
34-54943 Dec. 15, 2006 Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index
Comments due:  January 10, 2007
Additional Materials:   Appendix A
See also:   Order: Rel. No. 34-55248

SR-Amex-2006-105
34-54885 Dec. 6, 2006 Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage
Comments due:  January 3, 2007

SR-Amex-2006-80
34-54882 Dec. 6, 2006 Order Approving Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
See also:   Notice: Rel. No. 34-54442

SR-Amex-2006-111
34-54866 Dec. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot
Comments due:  January 2, 2007

SR-Amex-2006-48
34-54851 Nov. 30, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards
Comments due:  December 29, 2006

SR-Amex-2006-88
34-54844 Nov. 30, 2006 Order Approving Proposed Rule Change to Extend the Term of Index-Linked Securities
See also:   Notice: Rel. No. 34-54629

SR-Amex-2006-82
34-54839 Nov. 29, 2006 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares
Comments due:  December 27, 2006
See also:   Notice: Rel. No. 34-54658

SR-Amex-2006-19
34-54813 Nov. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
Comments due:  December 21, 2006
See also:   Order: Rel. No. 34-55182

SR-Amex-2006-01
34-54790 Nov. 20, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index
Comments due:  December 18, 2006

SR-Amex-2006-89
34-54777 Nov. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees For the Receipt and Use of Proprietary Market Data Disseminated by the Exchange
Comments due:  December 18, 2006
Comments received are available for this notice.

SR-Amex-2006-76
34-54770 Nov. 16, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due:  December 11, 2006
See also:   Order: Rel. No. 34-55029

SR-Amex-2006-106
34-54741 Nov. 9, 2006 Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program
Comments due:  December 11, 2006
See also:   Order: Rel. No. 34-55162
Comments received are available for this notice.

SR-Amex-2006-78
34-54739 Nov. 9, 2006 Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on International or Global Indexes
Comments due:  December 8, 2006
See also:   Notice: Rel. No. 34-54595
Comments received are available for this notice.

SR-Amex-2006-72
34-54709 Nov. 3, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due:  November 30, 2006
See also:   Notice: Rel. No. 34-54413
Comments received are available for this notice.

SR-Amex-2006-104
34-54698 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees
Comments due:  November 30, 2006

SR-Amex-2006-93
34-54696 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule
Comments due:  November 30, 2006

SR-Amex-2006-103
34-54691 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE
Comments due:  November 30, 2006

SR-Amex-2006-82
34-54658 Oct. 26, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MACRO Tradeable Shares
Comments due:  November 17, 2006
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-54839

SR-Amex-2006-88
34-54629 Oct. 19, 2006 Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due:  November 17, 2006
See also:   Order: Rel. No. 34-54844

SR-Amex-2006-95
34-54625 Oct. 18, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due:  November 15, 2006

SR-Amex-2006-98
34-54618 Oct. 18, 2006 Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
Comments due:  November 15, 2006
See also:   Notice: Rel. No. 34-55008
Comments received are available for this notice.

SR-Amex-2005-060
34-54608 Oct. 16, 2006 Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules
Comments due:  November 13, 2006
See also:   Notice: Rel. No. 34-52718
Comments received are available for this notice.

SR-Amex-2006-78
34-54595 Oct. 12, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Series Of Portfolio Depositary Receipts And Index Fund Shares Based On International Or Global Indexes
Comments due:  November 3, 2006
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-54739
Comments received are available for this notice.

SR-Amex-2006-97
34-54593 Oct. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Electronic Access Fee
Comments due:  November 9, 2006

SR-Amex-2006-57
34-54584 Oct. 6, 2006 Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
Comments due:  November 7, 2006
See also:   Order: Rel. No. 34-55006

SR-Amex-2006-84
34-54565 Oct. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  November 2, 2006
Third Quarter

SR-Amex-2006-91
34-54553 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  October 31, 2006

SR-Amex-2005-104
34-54552 Sep. 29, 2006 Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI
Comments due:  October 31, 2006
See also:   Notice: Rel. No. 34-54145

SR-Amex-2006-92
34-54543 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 27, 2006

SR-Amex-2006-85
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-Amex-2006-70
34-54509 Sep. 26, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
See also:   Notice: Rel. No. 34-54317

SR-Amex-2006-79
34-54486 Sep. 22, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment to the Payment for Order Flow Plan to Include Supplemental Registered Options Traders
Comments due:  October 19, 2006

SR-Amex-2006-44
34-54450 Sep. 14, 2006 Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
See also:   Notice: Rel. No. 34-54351

SR-Amex-2006-80
34-54442 Sep. 14, 2006 Notice of Filing of Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
Comments due:  October 12, 2006
See also:   Order: Rel. No. 34-54882

SR-Amex-2006-72
34-54413 Sep. 7, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due:  October 5, 2006
See also:   Order: Rel. No. 34-54709
Comments received are available for this notice.

SR-Amex-2006-64
34-54412 Sep. 7, 2006 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
See also:   Notice: Rel. No. 34-54262

SR-Amex-2006-75
34-54386 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 28, 2006

SR-Amex-2006-73
34-54354 Aug. 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market
Comments due:  September 19, 2006

SR-Amex-2006-44
34-54351 Aug. 23, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
Comments due:  September 13, 2006
See also:   Order: Rel. No. 34-54450

SR-Amex-2006-47
34-54327 Aug. 16, 2006 Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
See also:   Notice: Rel. No. 34-54104

SR-Amex-2006-63
34-54324 Aug. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders
Comments due:  September 14, 2006

SR-Amex-2006-70
34-54317 Aug. 15, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
Comments due:  September 11, 2006
See also:   Order: Rel. No. 34-54509

SR-Amex-2006-27
34-54314 Aug. 14, 2006 Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
See also:   Notice: Rel. No. 34-54109

SR-Amex-2006-71
34-54310 Aug. 11, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals
Comments due:  September 8, 2006

SR-Amex-2006-40
34-54290 Aug. 8, 2006 Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
See also:   Notice: Rel. No. 34-53911

SR-Amex-2006-58
34-54266 Aug. 2, 2006 Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
See also:   Notice: Rel. No. 34-54039

SR-Amex-2006-64
34-54262 Aug. 1, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  August 29, 2006
See also:   Order: Rel. No. 34-54412

SR-Amex-2006-69
34-54261 Aug. 1, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades
Comments due:  August 29, 2006

SR-Amex-2006-65
34-54227 Jul. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  August 24, 2006

SR-Amex-2005-096
34-54206 Jul. 25, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
See also:   Notice: Rel. No. 34-53640

SR-Amex-2006-68
34-54183 Jul. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4) – ANTE to Supplemental Registered Options Traders
Comments due:  August 17, 2006

SR-Amex-2006-61
34-54181 Jul. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options
Comments due:  August 17, 2006

SR-Amex-2006-62
34-54161 Jul. 17, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 15, 2006

SR-Amex-2005-104
34-54145 Jul. 14, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure
Comments due:  August 11, 2006
See also:   Order: Rel. No. 34-54552

SR-Amex-2006-67
34-54137 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 10, 2006

SR-Amex-2006-66
34-54131 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 8, 2006

SR-Amex-2006-27
34-54109 Jul. 6, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
Comments due:  August 3, 2006
See also:   Order: Rel. No. 34-54314

SR-Amex-2006-47
34-54104 Jul. 5, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
Comments due:  August 2, 2006
See also:   Order: Rel. No. 34-54327

SR-Amex-2006-42
34-54094 Jul. 3, 2006 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
See also:   Notice: Rel. No. 34-53871
Second Quarter

SR-Amex-2006-60
34-54081 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  July 31, 2006

SR-Amex-2006-59
34-54042 Jun. 26, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program
Comments due:  July 21, 2006

SR-Amex-2006-41
34-54040 Jun. 23, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due:  July 21, 2006
See also:   Notice: Rel. No. 34-53784

SR-Amex-2006-58
34-54039 Jun. 23, 2006 Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
Comments due:  July 21, 2006
See also:   Order: Rel. No. 34-54266

SR-Amex-2005-105
34-54033 Jun. 22, 2006 Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
See also:   Notice: Rel. No. 34-53723

SR-Amex-2006-34
34-53973 Jun. 12, 2006 Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
See also:   Notice: Rel. No. 34-53749

SR-Amex-2006-56
34-53968 Jun. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection with Certain Russell Indexes
Comments due:  July 7, 2006

SR-Amex-2006-55
34-53956 Jun. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  July 6, 2006

SR-Amex-2006-54
34-53950 Jun. 6, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Pilot Program for the Quote Assist Feature in the ANTE System
Comments due:  July 5, 2006

SR-Amex-2006-20
34-53945 Jun. 6, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
See also:   Notice: Rel. No. 34-53735

SR-Amex-2006-38
34-53942 Jun. 5, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets
Comments due:  July 5, 2006

SR-Amex-2005-116
34-53917 June 1, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
See also:   Notice: Rel. No. 34-53708

SR-Amex-2006-40
34-53911 May 31, 2006 Notice of Filing of Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
Comments due:  June 28, 2006
See also:   Order: Rel. No. 34-54290
Comments received are available for this notice.

SR-Amex-2006-51
34-53880 May 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund
Comments due:  June 26, 2006

SR-Amex-2006-52
34-53873 May 25, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935 – ANTE
Comments due:  June 23, 2006

SR-Amex-2006-42
34-53871 May 25, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  June 22, 2006
See also:   Order: Rel. No. 34-54094

SR-Amex-2006-50
34-53867 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due:  June 22, 2006

SR-Amex-2006-53
34-53858 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund
Comments due:  June 22, 2006

SR-Amex-2006-46
34-53853 May 23, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders
Comments due:  June 21, 2006

SR-Amex-2006-49
34-53843 May 19, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 16, 2006

SR-Amex-2006-45
34-53842 May 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders
Comments due:  June 15, 2006

SR-Amex-2006-43
34-53824 May 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List for Trading Options on the iShares MSCI Emerging Markets Index Fund
Comments due:  June 14, 2006

SR-Amex-2006-25
34-53798 May 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts are Allocated
Comments due:  June 9, 2006

SR-Amex-2005-112
34-53797 May 12, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members
See also:   Notice: Rel. No. 34-53597

SR-Amex-2005-103
34-53793 May 11, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
See also:   Notice: Rel. No. 34-53561

SR-Amex-2006-39
34-53786 May 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs
Comments due:  June 7, 2006

SR-Amex-2005-100
34-53652A May 11, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader(Correction)
Comments due:  May 11, 2006
See also:   Order: Rel. No. 34-53652; Notice: Rel. No. 34-53220

SR-Amex-2005-075
34-53635A May 11, 2006 Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") (Correction)
See also:   Order: Rel. No. 34-53635; Notice: Rel. No. 34-53161

SR-Amex-2006-41
34-53784 May 10, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due:  June 7, 2006
See also:   Order: Rel. No. 34-54040

SR-Amex-2005-125
34-53778 May 9, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
See also:   Notice: Rel. No. 34-53563

SR-Amex-2006-33
34-53750 May 2, 2006 Notice of Filing and Immediate Effectivenes of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide
Comments due:  June 1, 2006

SR-Amex-2006-34
34-53749 May 2, 2006 Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
Comments due:  May 31, 2006
See also:   Order: Rel. No. 34-53973

SR-Amex-2006-20
34-53735 Apr. 27, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
Comments due:  May 26, 2006
See also:   Order: Rel. No. 34-53945

SR-Amex-2005-105
34-53723 Apr. 25, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
Comments due:  May 24, 2006
See also:   Order: Rel. No. 34-54033

SR-Amex-2005-116
34-53708 Apr. 24, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
Comments due:  May 19, 2006
See also:   Order: Rel. No. 34-53917

SR-Amex-2006-37
34-53704 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Floor Participant Technology Fee
Comments due:  May 19, 2006

SR-Amex-2006-30
34-53701 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  May 19, 2006

SR-Amex-2006-36
34-53678 Apr. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares
Comments due:  May 16, 2006

SR-Amex-2005-107
34-53666 Apr. 17, 2006 Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
See also:   Notices: Rel. Nos. 34-53398A, and 34-53398

SR-Amex-2006-32
34-53657 Apr. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958—ANTE
Comments due:  May 15, 2006

SR-Amex-2006-04
34-53656 Apr. 14, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
See also:   Notice: Rel. No. 34-53403

SR-Amex-2005-100
34-53652 Apr. 13, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader
Comments due:  May 11, 2006
See also:   Order: Rel. No. 34-53652A; Notice: Rel. No. 34-53220

SR-Amex-2006-29
34-53649 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 11, 2006

SR-Amex-2005-096
34-53640 Apr. 12, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
Comments due:  May 11, 2006
See also:   Order: Rel. No. 34-54206

SR-Amex-2005-075
34-53635 Apr. 12, 2006 Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
See also:   Order: Rel. No. 34-53635A; Notice: Rel. No. 34-53161

SR-Amex-2005-112
34-53597 Apr. 4, 2006 Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members
Comments due:  May 3, 2006
See also:   Order: Rel. No. 34-53797

SR-Amex-2006-28
34-53588 Apr. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures
Comments due:  May 1, 2006
First Quarter

SR-Amex-2005-127
34-53582 Mar. 31, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP
See also:   Notice: Rel. No. 34-53324

SR-Amex-2005-125
34-53563 Mar. 29, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
Comments due:  April 25, 2006
See also:   Order: Rel. No. 34-53778

SR-Amex-2005-103
34-53561 Mar. 29, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
Comments due:  April 25, 2006
See also:   Order: Rel. No. 34-53793

SR-Amex-2006-14
34-53540 Mar. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions with Public Customers
Comments due:  April 19, 2006

SR-Amex-2005-117
34-53525 Mar. 21, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
See also:   Notice: Rel. No. 34-53264

SR-Amex-2005-072
34-53521 Mar. 20, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
See also:   Notice: Rel. No. 34-53130

SR-Amex-2006-26
34-53519 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due:  April 17, 2006

SR-Amex-2006-24
34-53510 Mar. 17, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares
Comments due:  April 13, 2006

SR-Amex-2005-107
34-53398A Mar. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration [Correction]
Comments due:  April 3, 2006
See also:   Order: Rel. No. 34-53666; Notice: Rel. No. 34-53398

SR-Amex-2006-21
34-53478 Mar. 14, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee
Comments due:  April 11, 2006

SR-Amex-2006-23
34-53451 Mar. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds
Comments due:  April 4, 2006

SR-Amex-2005-124
34-53430 Mar. 7, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
See also:   Notice: Rel. No. 34-53205

SR-Amex-2006-10
34-53415 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades
Comments due:  April 3, 2006

SR-Amex-2006-04
34-53403 Mar. 2, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
Comments due:  April 3, 2006
See also:   Order: Rel. No. 34-53656

SR-Amex-2005-107
34-53398 Mar. 2, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 3, 2006
See also:   Order; Rel. No. 34-53666; Correction: Rel. No. 34-53398A

SR-Amex-2005-110
34-53386 Feb. 28, 2006 Order Approving a Proposed Rule Change Relating to Specialist Clerks
See also:   Notice: Rel. No. 34-53123

SR-Amex-2006-18
34-53363 Feb. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio
Comments due:  March 24, 2006

SR-Amex-2006-07
34-53349 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 22, 2006

SR-Amex-2006-15
34-53341 Feb. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options
Comments due:  March 21, 2006

SR-Amex-2006-16
34-53332 Feb. 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule 903 to Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading
Comments due:  March 20, 2006

SR-Amex-2006-11
34-53328 Feb. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs
Comments due:  March 17, 2006

SR-Amex-2005-127
34-53324 Feb. 16, 2006 Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP
Comments due:  March 17, 2006
See also:   Order: Rel. No. 34-53582

SR-Amex-2006-13
34-53319 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementation of the ANTE System
Comments due:  March 16, 2006

SR-Amex-2006-12
34-53318 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems
Comments due:  March 16, 2006

SR-Amex-2005-117
34-53264 Feb. 9, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
Comments due:  March 9, 2006
See also:   Order: Rel. No. 34-53525

SR-Amex-2005-130
34-53263 Feb. 9, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee
Comments due:  March 9, 2006

SR-Amex-2006-003
34-53244 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options
Comments due:  March 8, 2006

SR-Amex-2006-009
34-53234 Feb. 6, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "All or None" Orders
Comments due:  March 7, 2006
Comments received are available for this notice.

SR-Amex-2006-008
34-53232 Feb. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee
Comments due:  March 3, 2006

SR-Amex-2005-100
34-53220 Feb. 3, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader ("RROT")
Comments due:  March 3, 2006
See also:   Orders: Rel. Nos. 34-53652A, and 34-53652

SR-Amex-2005-124
34-53205 Feb. 1, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
Comments due:  March 1, 2006
See also:   Order: Rel. No. 34-53430

SR-Amex-2005-061
34-53191 Jan. 30, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments due:  February 27, 2006

SR-Amex-2005-075
34-53161 Jan. 20, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
Comments due:  February 16, 2006
See also:   Orders: Rel. Nos. 34-53635A and 34-53635

SR-Amex-2005-131
34-53148 Jan. 19, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager
Comments due:  February 16, 2006

SR-Amex-2005-072
34-53130 Jan. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
Comments due:  February 13, 2006
See also:   Order: Rel. No. 34-53521
Comments received are available for this notice.

SR-Amex-2005-110
34-53123 Jan. 13, 2006 Notice of Filing of Proposed Rule Change Relating to Specialist Clerks
Comments due:  February 13, 2006
See also:   Order: Rel. No. 34-53386

SR-Amex-2006-002
34-53116 Jan. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  February 13, 2006

SR-Amex-2005-059
34-53105 Jan. 11, 2006 Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
See also:   Notice: Rel. No. 34-52940

SR-Amex-2005-064
34-53085 Jan. 9, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing
See also:   Notice: Rel. No. 34-52844

SR-Amex-2005-128
34-53059 Jan. 5, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust
Comments due:  February 2, 2006

SR-Amex-2005-114
34-53050 Jan. 3, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
See also:   Notice: Rel. No. 34-52804


Amex File Number List for 2006

Release No. Date Details

SR-Amex-2006-119
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:   SR-BSE-2006-55; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
34-55048 Jan. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due:  February 6, 2007

SR-Amex-2006-118
34-55437 Mar. 9, 2007 Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes and Accelerated Approval of Proposed Rule Change as Amended
Comments due:  April 5, 2007
34-55213 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes
Comments due:  February 22, 2007

SR-Amex-2006-117
34-55195 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs
Comments due:  February 27, 2007
Comments received are available for this notice.

SR-Amex-2006-116
34-55122 Jan. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees
Comments due:  February 15, 2007
34-55048 Jan. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due:  21 days after publication in the Federal Register

SR-Amex-2006-114
34-55675 Apr. 26, 2007 Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due:  21 days after publication in the Federal Register
34-55479 Mar. 15, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due:  April 12, 2007

SR-Amex-2006-112
34-55632 Apr. 13, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
34-55372 Feb. 28, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
Comments due:  March 21, 2007

SR-Amex-2006-111
34-54866 Dec. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot
Comments due:  January 2, 2007

SR-Amex-2006-110
34-55547 Mar. 28, 2007 Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
34-55187 Jan. 29, 2007 Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
Comments due:  February 27, 2007

SR-Amex-2006-109
34-55018 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares
Comments due:  January 30, 2007

SR-Amex-2006-107
34-56804 Nov. 16, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists’ Agency Responsibilities and Establish Amex Book Clerks
34-55583 Apr. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks
Comments due:  May 4, 2007

SR-Amex-2006-106
34-55162 Jan. 24, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program
Comments received are available for this notice.
34-54741 Nov. 9, 2006 Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program
Comments due:  December 11, 2006
Comments received are available for this notice.

SR-Amex-2006-105
34-54885 Dec. 6, 2006 Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage
Comments due:  January 3, 2007

SR-Amex-2006-104
34-54698 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees
Comments due:  November 30, 2006

SR-Amex-2006-103
34-54691 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE
Comments due:  November 30, 2006

SR-Amex-2006-101
34-55117 Jan. 17, 2007 Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
34-54961 Dec. 18, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
Comments due:  January 11, 2007

SR-Amex-2006-99
34-55837 May 31, 2007 Order Granting Approval to Proposed Rule Change and Amendment No. 1 thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations
34-55477 Mar. 15, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers
Comments due:  April 12, 2007

SR-Amex-2006-98
34-55008 Dec. 22, 2006 Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
34-54618 Oct. 18, 2006 Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
Comments due:  November 15, 2006
Comments received are available for this notice.

SR-Amex-2006-97
34-54593 Oct. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Electronic Access Fee
Comments due:  November 9, 2006

SR-Amex-2006-96
34-56880 Dec. 3, 2007 Order Approving Proposed Rule Change, as Modified by Amendment Nos.1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund
34-56465 Sep. 19, 2007 Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund
Comments due:  October 16, 2007
Comments received are available for this notice.

SR-Amex-2006-95
34-54625 Oct. 18, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due:  November 15, 2006

SR-Amex-2006-93
34-54696 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule
Comments due:  November 30, 2006

SR-Amex-2006-92
34-54543 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 27, 2006

SR-Amex-2006-91
34-54553 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  October 31, 2006

SR-Amex-2006-90
34-55248 Feb. 6, 2007 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index
34-54943 Dec. 15, 2006 Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index
Comments due:  January 10, 2007
Additional Materials:   Appendix A

SR-Amex-2006-89
34-54777 Nov. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees For the Receipt and Use of Proprietary Market Data Disseminated by the Exchange
Comments due:  December 18, 2006
Comments received are available for this notice.

SR-Amex-2006-88
34-54844 Nov. 30, 2006 Order Approving Proposed Rule Change to Extend the Term of Index-Linked Securities
34-54629 Oct. 19, 2006 Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due:  November 17, 2006

SR-Amex-2006-87
34-54983 Dec. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange
Comments due:  January 19, 2007

SR-Amex-2006-86
34-55292 Feb. 14, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
34-55110 Jan. 16, 2007 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
Comments due:  February 8, 2007

SR-Amex-2006-85
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-Amex-2006-84
34-54565 Oct. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  November 2, 2006

SR-Amex-2006-82
34-54839 Nov. 29, 2006 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares
Comments due:  December 27, 2006
34-54658 Oct. 26, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MACRO Tradeable Shares
Comments due:  November 17, 2006
Additional Materials:   Exhibit 5

SR-Amex-2006-80
34-54882 Dec. 6, 2006 Order Approving Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
34-54442 Sep. 14, 2006 Notice of Filing of Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
Comments due:  October 12, 2006

SR-Amex-2006-79
34-54486 Sep. 22, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment to the Payment for Order Flow Plan to Include Supplemental Registered Options Traders
Comments due:  October 19, 2006

SR-Amex-2006-78
34-54739 Nov. 9, 2006 Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on International or Global Indexes
Comments due:  December 8, 2006
Comments received are available for this notice.
34-54595 Oct. 12, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Series Of Portfolio Depositary Receipts And Index Fund Shares Based On International Or Global Indexes
Comments due:  November 13, 2006
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Amex-2006-77
34-55272 Feb. 12, 2007 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
34-54995 Dec. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
Comments due:  January 19, 2007

SR-Amex-2006-76
34-55029 Dec. 29, 2006 Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due:  January 29, 2007
34-54770 Nov. 16, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due:  December 11, 2006

SR-Amex-2006-75
34-54386 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 28, 2006

SR-Amex-2006-73
34-54354 Aug. 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market
Comments due:  September 19, 2006

SR-Amex-2006-72
34-54709 Nov. 3, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due:  November 30, 2006
34-54413 Sep. 7, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due:  October 5, 2006
Comments received are available for this notice.

SR-Amex-2006-71
34-54310 Aug. 11, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals
Comments due:  September 8, 2006

SR-Amex-2006-70
34-54509 Sep. 26, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
34-54317 Aug. 15, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
Comments due:  September 11, 2006

SR-Amex-2006-69
34-54261 Aug. 1, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades
Comments due:  August 29, 2006

SR-Amex-2006-68
34-54183 Jul. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4) – ANTE to Supplemental Registered Options Traders
Comments due:  August 17, 2006

SR-Amex-2006-67
34-54137 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 10, 2006

SR-Amex-2006-66
34-54131 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 8, 2006

SR-Amex-2006-65
34-54227 Jul. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  August 24, 2006

SR-Amex-2006-64
34-54412 Sep. 7, 2006 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
34-54262 Aug. 1, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  August 29, 2006

SR-Amex-2006-63
34-54324 Aug. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders
Comments due:  September 14, 2006

SR-Amex-2006-62
34-54161 Jul. 17, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 15, 2006

SR-Amex-2006-61
34-54181 Jul. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options
Comments due:  August 17, 2006

SR-Amex-2006-60
34-54081 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due:  July 30, 2006

SR-Amex-2006-59
34-54042 Jun. 26, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program
Comments due:  July 21, 2006

SR-Amex-2006-58
34-54266 Aug. 2, 2006 Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
34-54039 Jun. 23, 2006 Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
Comments due:  July 21, 2006

SR-Amex-2006-57
34-55006 Dec. 22, 2006 Order Approving Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
34-54584 Oct. 6, 2006 Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
Comments due:  November 7, 2006

SR-Amex-2006-56
34-53968 Jun. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection with Certain Russell Indexes
Comments due:  July 6, 2006

SR-Amex-2006-55
34-53956 Jun. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  July 6, 2006

SR-Amex-2006-54
34-53950 Jun. 6, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Pilot Program for the Quote Assist Feature in the ANTE System
Comments due:  July 5, 2006

SR-Amex-2006-53
34-53858 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund
Comments due:  June 22, 2006

SR-Amex-2006-52
34-53873 May 25, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935 – ANTE
Comments due:  June 23, 2006

SR-Amex-2006-51
34-53880 May 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund
Comments due:  June 26, 2006

SR-Amex-2006-50
34-53867 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due:  June 22, 2006

SR-Amex-2006-49
34-53843 May 19, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 16, 2006

SR-Amex-2006-48
34-54851 Nov. 30, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards
Comments due:  December 29, 2006

SR-Amex-2006-47
34-54327 Aug. 16, 2006 Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
34-54104 Jul. 5, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
Comments due:  August 2, 2006

SR-Amex-2006-46
34-53853 May 23, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders
Comments due:  June 21, 2006

SR-Amex-2006-45
34-53842 May 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders
Comments due:  June 15, 2006

SR-Amex-2006-44
34-54450 Sep. 14, 2006 Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
34-54351 Aug. 23, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
Comments due:  September 13, 2006

SR-Amex-2006-43
34-53824 May 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List for Trading Options on the iShares MSCI Emerging Markets Index Fund
Comments due:  June 14, 2006

SR-Amex-2006-42
34-54094 Jul. 3, 2006 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
34-53871 May 25, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  June 22, 2006

SR-Amex-2006-41
34-54040 Jun. 23, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due:  July 21, 2006
34-53784 May 10, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due:  June 7, 2006

SR-Amex-2006-40
34-54290 Aug. 8, 2006 Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
34-53911 May 31, 2006 Notice of Filing of Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
Comments due:  June 28, 2006
Comments received are available for this notice.

SR-Amex-2006-39
34-53786 May 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs
Comments due:  June 7, 2006

SR-Amex-2006-38
34-53942 Jun. 5, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets
Comments due:  July 5, 2006

SR-Amex-2006-37
34-53704 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Floor Participant Technology Fee
Comments due:  May 19, 2006

SR-Amex-2006-36
34-53678 Apr. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares
Comments due:  May 16, 2006

SR-Amex-2006-34
34-53973 Jun. 12, 2006 Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
34-53749 May 2, 2006 Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
Comments due:  May 31, 2006

SR-Amex-2006-33
34-53750 May 2, 2006 Notice of Filing and Immediate Effectivenes of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide
Comments due:  June 1, 2006

SR-Amex-2006-32
34-53657 Apr. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958—ANTE
Comments due:  May 15, 2006

SR-Amex-2006-31
34-57268 Feb. 4, 2008 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements
34-57016 Dec. 20, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements
Comments due:  January 18, 2008

SR-Amex-2006-30
34-53701 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due:  May 19, 2006

SR-Amex-2006-29
34-53649 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 11, 2006

SR-Amex-2006-28
34-53588 Apr. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures
Comments due:  May 1, 2006`

SR-Amex-2006-27
34-54314 Aug. 14, 2006 Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
34-54109 Jul. 6, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
Comments due:  August 3, 2006

SR-Amex-2006-26
34-53519 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due:  April 17, 2006

SR-Amex-2006-25
34-53798 May 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts are Allocated
Comments due:  June 9, 2006

SR-Amex-2006-24
34-53510 Mar. 17, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares
Comments due:  April 13, 2006

SR-Amex-2006-23
34-53451 Mar. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds
Comments due:  April 4, 2006

SR-Amex-2006-21
34-53478 Mar. 14, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee
Comments due:  April 11, 2006

SR-Amex-2006-20
34-53945 Jun. 6, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
34-53735 Apr. 27, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
Comments due:  May 26, 2006

SR-Amex-2006-19
34-55182 Jan. 26, 2007 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
34-54813 Nov. 22, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
Comments due:  December 21, 2006

SR-Amex-2006-18
34-53363 Feb. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio
Comments due:  March 24, 2006

SR-Amex-2006-17
34-55875 Jun. 7, 2007 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions
34-55719 May 7, 2007 Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions
Comments due:  May 29, 2007
34-55068 Jan. 9, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions
Comments due:  February 7, 2007

SR-Amex-2006-16
34-53332 Feb. 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule 903 to Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading
Comments due:  March 20, 2006

SR-Amex-2006-15
34-53341 Feb. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options
Comments due:  March 21, 2006

SR-Amex-2006-14
34-53540 Mar. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions with Public Customers
Comments due:  April 19, 2006

SR-Amex-2006-13
34-53319 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementation of the ANTE System
Comments due:  March 16, 2006

SR-Amex-2006-12
34-53318 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems
Comments due:  March 16, 2006

SR-Amex-2006-11
34-53328 Feb. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs
Comments due:  March 17, 2006

SR-Amex-2006-10
34-53415 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades
Comments due:  April 3, 2006

SR-Amex-2006-009
34-53234 Feb. 6, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "All or None" Orders
Comments due:  March 7, 2006
Comments received are available for this notice.

SR-Amex-2006-008
34-53232 Feb. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee
Comments due:  March 3, 2006

SR-Amex-2006-07
34-53349 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 22, 2006

SR-Amex-2006-04
34-53656 Apr. 14, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
34-53403 Mar. 2, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
Comments due:  April 3, 2006

SR-Amex-2006-003
34-53244 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options
Comments due:  March 8, 2006

SR-Amex-2006-002
34-53116 Jan. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  February 13, 2006

SR-Amex-2006-01
34-54790 Nov. 20, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index
Comments due:  December 18, 2006

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2006.shtml


Modified: 05/27/2014