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Amex Rulemaking Archives: 2005

We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Available Amex Rules include:

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Amex File Number List for 2005

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Fourth Quarter

SR-Amex-2005-122
34-52994 Dec. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges
Comments due:  January 19, 2006

SR-Amex-2005-123
34-52984 Dec. 20, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and to Eliminate Commentary .01 to Amex Rule 935-ANTE
Comments due:  January 17, 2006

SR-Amex-2005-059
34-52940 Dec. 12, 2005 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
Comments due:  January 3, 2006
See also:   Order: Rel. No. 34-53105

SR-Amex-2005-126
34-52925 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds
Comments due:  January 4, 2006

SR-Amex-2005-121
34-52917 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due:  January 5, 2006

SR-Amex-2005-120
34-52912 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  January 5, 2006

SR-Amex-2005-092
34-52904 Dec. 7, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund
Comments due:  January 4, 2006

SR-Amex-2005-067
34-52893 Dec. 5, 2005 Order Approving Proposed Rule Change to Expand its $2.50 Strike Price Interval Program
See also:   Notice: Rel. No. 34-52690

SR-Amex-2005-119
34-52881 Dec. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies
Comments due:  January 3, 2006

SR-Amex-2005-097
34-52874 Dec. 1, 2005 Order Approving Proposed Rule Change Relating to the Amex Listing Agreement
See also:   Notice: Rel. No. 34-52630

SR-Amex-2005-091
34-52870 Dec. 1, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund
Comments due:  December 29, 2005

SR-Amex-2005-064
34-52844 Nov. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Amex Rule 429 Relating to Telemarketing
Comments due:  December 27, 2005
See also:   Order: Rel. No. 34-53085

SR-Amex-2005-056
34-52837 Nov. 25, 2005 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
See also:   Notice: Rel. No. 34-52505

SR-Amex-2005-118
34-52812 Nov. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund
Comments due:  December 22, 2005

SR-Amex-2005-114
34-52804 Nov. 18, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
Comments due:  December 19, 2005
See also:   Order: Rel. No. 34-53050

SR-Amex-2004-74
34-52782 Nov. 16, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS stock"
See also:   Notice: Rel. No. 34-52563

SR-Amex-2005-069
34-52781 Nov. 16, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 , 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards
Comments due:  December 14, 2005

SR-Amex-2005-108
34-52767 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA)
Comments due:  December 9, 2005

SR-Amex-2005-102
34-52765 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide
Comments due:  December 9, 2005
Comments received are available for this notice.

SR-Amex-2005-113
34-52754 Nov. 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders
Comments due:  December 9, 2005

SR-Amex-2005-084
34-52747 Nov. 8, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund
Comments due:  December 6, 2005

SR-Amex-2005-115
34-52741 Nov. 4, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due:  December 6, 2005

SR-Amex-2005-109
34-52740 Nov. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System
Comments due:  December 5, 2005

SR-Amex-2005-111
34-52736 Nov. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  December 5, 2005

SR-Amex-2005-060
34-52718 Nov. 2, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules
Comments due:  November 29, 2005
See also:   Order: Rel. No. 34-54608
Comments received are available for this notice.

SR-Amex-2005-101
34-52701 Oct. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Equity Transaction Charges
Comments due:  November 28, 2005

SR-Amex-2005-067
34-52690 Oct. 27, 2005 Notice of Filing of Proposed Rule Change to Expand Its $2.50 Strike Price Program
Comments due:  November 25, 2005
See also:   Order: Rel. No. 34-52893

SR-Amex-2005-099
34-52686 Oct. 27, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts
Comments due:  November 25, 2005

SR-Amex-2005-047
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
See also:   Notice: Rel. No. 34-52428

SR-Amex-2005-063
34-52649 Oct. 21, 2005 Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
See also:   Notice: Rel. No. 34-52312

SR-Amex-2005-068
34-52646 Oct. 20, 2005 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
See also:   Notice: Rel. No. 34-52334

SR-Amex-2005-093
34-52633 Oct. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Rule 891 Relating to Transfer Agents
Comments due:  November 18, 2005

SR-Amex-2005-097
34-52630 Oct. 18, 2005 Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement
Comments due:  November 15, 2005
See also:   Order: Rel. No. 34-52874

SR-Amex-2005-098
34-52598 Oct. 13, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM)
Comments due:  November 10, 2005

SR-Amex-2005-083
34-52593 Oct. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 8, 2005

SR-Amex-2004-76
34-52592 Oct. 12, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
See also:   Notice: Rel. No. 34-52360

SR-Amex-2004-74
34-52563 Oct. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916
Comments due:  November 2, 2005
See also:   Order: Rel. No. 34-52782

SR-Amex-2004-62
34-52553 Oct. 3, 2005 Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust
See also:   Notice: Rel. No. 34-52197
Third Quarter

SR-Amex-2005-085
34-52533 Sep. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs
Comments due:  October 27, 2005

SR-Amex-2005-052
34-52527 Sep. 29, 2005 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
See also:   Notice: Rel. No. 34-52325

SR-Amex-2005-078
34-52516 Sep. 27, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Suspend Specialist Transaction Charges for the Nasdaq-100 Index Tracking Stock (QQQQ)
See also:   Notice: Rel. No. 34-52273

SR-Amex-2005-094
34-52510 Sep. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain PowerShares ETF Options
Comments due:  October 24, 2005

SR-Amex-2005-056
34-52505 Sep. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
Comments due:  October 21, 2005
See also:   Order: Rel. No. 34-52837

SR-Amex-2005-086
34-52504 Sep. 23, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System
Comments due:  October 24, 2005

SR-Amex-2005-066
34-52503 Sep. 23, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Determination of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
See also:   Notice: Rel. No. 34-52270
Comments received are available for this notice.

SR-Amex-2005-087
34-52493 Sep. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Options Transaction Fees
Comments due:  October 20, 2005

SR-Amex-2005-090
34-52470 Sep. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option
Comments due:  October 17, 2005

SR-Amex-2005-089
34-52469 Sep. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options
Comments due:  October 17, 2005

SR-Amex-2005-088
34-52460 Sep. 16, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Trading Stock® (QQQQ)
Comments due:  October 13, 2005

SR-Amex-2005-047
34-52428 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders through the Linkage
Comments due:  October 11, 2005
See also:   Order: Rel. No. 34-52657

SR-Amex-2005-046
34-52414 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also:   Notice: Rel. No. 34-52172

SR-Amex-2005-024
34-52408 Sep. 12, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
See also:   Notice: Rel. No. 34-52216

SR-Amex-2004-76
34-52360 Aug. 30, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
Comments due:  September 28, 2005
See also:   Order: Rel. No. 34-52592

SR-Amex-2005-048
34-52349 Aug. 26, 2005 Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
See also:   Notice: Rel. No. 34-52067

SR-Amex-2005-068
34-52334 Aug. 25, 2005 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
Comments due:  September 22, 2005
See also:   Order: Rel. No. 34-52646

SR-Amex-2005-052
34-52325 Aug. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
Comments due:  September 20, 2005
See also:   Order: Rel. No. 34-52527

SR-Amex-2005-063
34-52312 Aug. 22, 2005 Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
Comments due:  September 16, 2005
See also:   Order: Rel. No. 34-52649

SR-Amex-2004-47
34-52298 Aug. 18, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto
See also:   Notice: Rel. No. 34-51566

SR-Amex-2005-080
34-52297 Aug. 18, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection with Merger Spreads and Short Stock Interest Spreads
Comments due:  September 14, 2005

SR-Amex-2005-003
34-52275 Aug. 16, 2005 Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
See also:   Notice: Rel. No. 34-51900

SR-Amex-2005-078
34-52273 Aug. 16, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005
See also:   Order: Rel. No. 34-52516

SR-Amex-2005-066
34-52270 Aug. 16, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
Comments due:  September 13, 2005
See also:   Order: Rel. No. 34-52503
Comments received are available for this notice.

SR-Amex-2005-077
34-52268 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005

SR-Amex-2005-081
34-52267 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005

SR-Amex-2005-082
34-52260 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 12, 2005

SR-Amex-2005-026
34-52244 Aug. 11, 2005 Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
See also:   Notice: Rel. No. 34-51834

SR-Amex-2005-024
34-52216 Aug. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
Comments due:  September 1, 2005
See also:   Order: Rel. No. 34-52408

SR-Amex-2004-62
34-52197 Aug. 2, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Listing and Trading of Shares of the xtraShares Trust
Comments due:  August 30, 2005
See also:   Order: Rel. No. 34-52553

SR-Amex-2005-046
34-52172 Jul. 29, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 26, 2005
See also:   Order: Rel. No. 34-52414

SR-Amex-2005-079
34-52150 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

No File Number
34-52130 Jul. 27, 2005 Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended

SR-Amex-2005-048
34-52067 Jul. 20, 2005 Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
Comments due:  August 17, 2005
See also:   Order: Rel. No. 34-52349

SR-Amex-2005-55
34-52061 Jul. 19, 2005 Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
See also:   Notice: Rel. No. 34-51815

SR-Amex-2005-035
34-52014 Jul. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series
Comments due:  August 8, 2005

SR-Amex-2005-043
34-52004 Jul. 8, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis
Comments due:  August 5, 2005

SR-Amex-2005-065
34-51975 Jul. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities
Comments due:  August 3, 2005

SR-Amex-2005-049
34-51966 Jul. 1, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities
Comments due:  August 2, 2005

SR-Amex-2005-070
34-51965 Jul. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System
Comments due:  August 2, 2005
Second Quarter

SR-Amex-2005-057
34-51955 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis
Comments due:  August 1, 2005

SR-Amex-2005-003
34-51900 Jun. 22, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
Comments due:  July 19, 2005
See also:   Order: Rel. No. 34-52275

SR-Amex-2005-28
34-51898 Jun. 21, 2005 Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Sections 1101, 134, and 1003 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements with the Exchange Applicable to Amex Listed Issuers
See also:   Notice: Rel. No. 34-51681

SR-Amex-2005-038
34-51884 Jun. 20, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index
Comments due:  July 18, 2005

SR-Amex-2005-033
34-51873 Jun. 17, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
See also:   Notice: Rel. No. 34-51671

SR-Amex-2005-044
34-51868 Jun. 17, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares
Comments due:  July 15, 2005

SR-Amex-2005-042
34-51840 Jun. 14, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)
Comments due:  July 11, 2005

SR-Amex-2005-026
34-51834 Jun. 13, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
Comments due:  July 11, 2005
See also:   Order: Rel. No. 34-52244

SR-Amex-2005-55
34-51815 Jun. 9, 2005 Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
See also:   Order: Rel. No. 34-52061

SR-Amex-2005-054
34-51812 Jun. 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due:  July 7, 2005

SR-Amex-2005-037
34-51796 Jun. 7, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
See also:   Notice: Rel. No. 34-51621

SR-Amex-2005-040
34-51770 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005

SR-Amex-2005-045
34-51690 May 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due:  June 9, 2005

SR-Amex-2005-039
34-51689 May 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due:  June 9, 2005

SR-Amex-2005-050
34-51685 May 11, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs
Comments due:  June 8, 2005

SR-Amex-2005-28
34-51681 May 11, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Section 1101 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements Applicable to Amex Listed Issuers
Comments due:  June 7, 2005
See also:   Order: Rel. No. 34-51898

SR-Amex-2005-033
34-51671 May 9, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
Comments due:  June 3, 2005
See also:   Order: Rel. No. 34-51873

SR-Amex-2005-041
34-51642 May 2, 2005 Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System
Comments due:  May 27, 2005

SR-Amex-2005-036
34-51634 Apr. 29, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P BuyWrite Index(sm)
Comments due:  May 27, 2005

SR-Amex-2005-037
34-51621 Apr. 27, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
Comments due:  May 24, 2005
See also:   Order: Rel. No. 34-51796

SR-Amex-2005-034
34-51616 Apr. 26, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges
Comments due:  May 24, 2005

SR-Amex-2005-027
34-51591 Apr. 21, 2005 Order Approving Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
See also:   Notice: Rel. No. 34-51367

SR-Amex-2003-66
34-51567 Apr. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer
Comments due:  May 13, 2005

SR-Amex-2004-47
34-51566 Apr. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities
Comments due:  May 13, 2005
See also:   Order: Rel. No. 34-52298

SR-Amex-2005-001
34-51563 Apr. 15, 2005 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
See also:   Notice: Rel. No. 34-51259

SR-Amex-2004-65
34-51503 Apr. 7, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
See also:   Notice: Rel. No. 34-51279

SR-Amex-2005-009
34-51502 Apr. 7, 2005 Order Approving Proposed Rule Change to Require Members to Complete Systems Training and to Include Violations of This Requirement in Its Minor Rule Violation Plan
See also:   Notice: Rel. No. 34-51294

SR-Amex-2005-030
34-51471 Apr. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Liability for Failure to Send a Report to an Order-Providing Member
Comments due:  May 2, 2005
First Quarter

SR-Amex-2005-007
34-51460 Mar. 31, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Require Specialists to Use and Maintain a Back-Up Automatic Quote System in ANTE Classes
See also:   Notice: Rel. No. 34-51209

SR-Amex-2005-032
34-51446 Mar. 29, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due:  April 26, 2005

SR-Amex-2005-022
34-51426 Mar. 23, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due:  April 20, 2005

SR-Amex-2005-020
34-51423 Mar. 23, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges
Comments due:  April 20, 2005

SR-Amex-2005-027
34-51367 Mar. 14, 2005 Notice of Filing of Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
Comments due:  April 11, 2005
See also:   Order: Rel. No. 34-51591

SR-Amex-2004-109
34-51337 Mar. 9, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto Relating to Split Price Priority
Comments due:  April 6, 2005

SR-Amex-2005-029
34-51316 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position Limits and Exercise Limits
Comments due:  April 1, 2005

SR-Amex-2005-013
34-51306 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Revisions to the ANTE Roll-Out Schedule
Comments due:  April 1, 2005

SR-Amex-2005-009
34-51294 Mar. 2, 2005 Notice of Filing of Proposed Rule Change to Require Members to Complete Systems Training
Comments due:  March 29, 2005
See also:   Order: Rel. No. 34-51502

SR-Amex-2005-005
34-51285 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System
Comments due:  March 29, 2005

SR-Amex-2004-65
34-51279 Mar. 1, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
Comments due:  March 29, 2005
See also:   Order: Rel. No. 34-51503

SR-Amex-2005-002
34-51275 Feb. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee
Comments due:  March 25, 2005

SR-Amex-2005-025
34-51269 Feb. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX)
Comments due:  March 25, 2005

SR-Amex-2005-001
34-51258 Feb. 25, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due:  March 25, 2005
See also:   Order: Rel. No. 34-51563

SR-Amex-2005-021
34-51250 Feb. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide to Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide
Comments due:  March 25, 2005

SR-Amex-2004-11
34-51248 Feb. 24, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to an Obvious Error Rule for Trades on the Exchange in Equity Securities
Comments due:  March 24, 2005

SR-Amex-2005-11
34-51246 Feb. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Adopt Obvious Error Rules for Options Transactions
Comments due:  March 24, 2005
Comments received are available for this notice.

SR-Amex-2005-010
34-51227 Feb. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  March 18, 2005

SR-Amex-2005-007
34-51209 Feb. 15, 2005 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Automatic Quote System in ANTE Classes
Comments due:  March 16, 2005
See also:   Order: Rel. No. 34-51460

SR-Amex-2005-019
34-51208 Feb. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Amex Rule 26
Comments due:  March 15, 2005

SR-Amex-2005-18
34-51201 Feb. 14, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Retroactive Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due:  March 11, 2005

SR-Amex-2005-014
34-51185 Feb. 10, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due:  March 9, 2005

SR-Amex-2005-016
34-51152 Feb. 8, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  March 8, 2005

SR-Amex-2005-017
34-51150 Feb. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  March 8, 2005

SR-Amex-2004-101
34-51133 Feb. 3, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due:  March 3, 2005

SR-Amex-2004-72
34-51119 Feb. 1, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Minor Rule Violation Plan
See also:   Notice: Rel. No. 34-50871

SR-Amex-2005-012
34-51109 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program
Comments due:  February 28, 2005

SR-Amex-2005-008
34-51070 Jan. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Transaction Fees in Connection with the Standard & Poor’s Depositary Receipts
Comments due:  February 22, 2005

SR-Amex-00-27
34-51062 Jan. 21, 2005 Order Approving a Proposed Rule Change and Amendments No. 1, 3, 3, 4, 5, and 6 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 7 and 8 Thereto To Require the Immediate Display of Customer Options Limit Orders
See also:   Notice: Rel. No. 34-50188

SR-Amex-2004-38
34-51058 Jan. 19, 2005 Order Granting Approval of Proposed Rule Change and Amendment Nos. 2, 3 and 4 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Listing and Trading of the iShares® COMEX Gold Trust
See also:   Notice: Rel. No. 34-50792

SR-Amex-2004-99
34-51055 Jan. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 thereto Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Russell 2000
Comments due:  February 16, 2005

SR-Amex-2005-006
34-51043 Jan. 14, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due:  February 14, 2005

SR-Amex-2003-90
34-50999 Jan. 7, 2005 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of Exchange Rule 153
See also:   Notice: Rel. No. 34-50866

SR-Amex-2004-97
34-50988 Jan. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reduce Options Transaction Fees For Exchange Specialists and Registered Options Traders
Comments due:  February 3, 2005

SR-Amex-2004-25
34-50972 Jan. 6, 2005 Order Approving a Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 111
See also:   Notice: Rel. No. 34-50552

SR-Amex-2004-111
34-50969 Jan. 6, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  February 2, 2005

SR-Amex-2004-110
34-50970 Jan. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  February 2, 2005


Amex File Number List for 2005

Release No. Date Details

SR-Amex-2005-131
34-53148 Jan. 19, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager
Comments due:  February 16, 2006

SR-Amex-2005-130
34-53263 Feb. 9, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee
Comments due:  March 9, 2006

SR-Amex-2005-128
34-53059 Jan. 5, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust
Comments due:  February 2, 2006

SR-Amex-2005-127
34-53582 Mar. 31, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP
34-53324 Feb. 16, 2006 Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP
Comments due:  March 17, 2006

SR-Amex-2005-126
34-52925 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds
Comments due:  January 4, 2006

SR-Amex-2005-125
34-53778 May 9, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
34-53563 Mar. 29, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
Comments due:  April 25, 2006

SR-Amex-2005-124
34-53430 Mar. 7, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
34-53205 Feb. 1, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
Comments due:  March 1, 2006

SR-Amex-2005-123
34-52984 Dec. 20, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and to Eliminate Commentary .01 to Amex Rule 935-ANTE
Comments due:  January 17, 2006

SR-Amex-2005-122
34-52994 Dec. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges
Comments due:  January 19, 2006

SR-Amex-2005-121
34-52917 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due:  January 5, 2006

SR-Amex-2005-120
34-52912 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  January 5, 2006

SR-Amex-2005-119
34-52881 Dec. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies
Comments due:  January 3, 2006

SR-Amex-2005-118
34-52812 Nov. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund
Comments due:  December 22, 2005

SR-Amex-2005-117
34-53525 Mar. 21, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
34-53264 Feb. 9, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
Comments due:  March 9, 2006

SR-Amex-2005-116
34-53917 June 1, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
34-53708 Apr. 24, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
Comments due:  May 19, 2006

SR-Amex-2005-115
34-52741 Nov. 4, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due:  December 6, 2005

SR-Amex-2005-114
34-53050 Jan. 3, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
34-52804 Nov. 18, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
Comments due:  December 19, 2005

SR-Amex-2005-113
34-52754 Nov. 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders
Comments due:  December 9, 2005

SR-Amex-2005-112
34-53797 May 12, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members
34-53597 Apr. 4, 2006 Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members
Comments due:  May 3, 2006

SR-Amex-2005-111
34-52736 Nov. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  December 5, 2005

SR-Amex-2005-110
34-53386 Feb. 28, 2006 Order Approving a Proposed Rule Change Relating to Specialist Clerks
34-53123 Jan. 13, 2006 Notice of Filing of Proposed Rule Change Relating to Specialist Clerks
Comments due:  February 13, 2006

SR-Amex-2005-109
34-52740 Nov. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System
Comments due:  December 5, 2005

SR-Amex-2005-108
34-52767 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA)
Comments due:  December 9, 2005

SR-Amex-2005-107
34-53666 Apr. 17, 2006 Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
34-53398A Mar. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration [Correction]
Comments due:  April 3, 2006
34-53398 Mar. 2, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 3, 2006

SR-Amex-2005-105
34-54033 Jun. 22, 2006 Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
34-53723 Apr. 25, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
Comments due:  May 24, 2006

SR-Amex-2005-104
34-54552 Sep. 29, 2006 Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI
Comments due:  October 31, 2006
34-54145 Jul. 14, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure
Comments due:  August 11, 2006
See also:   Text of Rule

SR-Amex-2005-103
34-53793 May 11, 2006 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
34-53561 Mar. 29, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
Comments due:  April 25, 2006

SR-Amex-2005-102
34-52765 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide
Comments due:  December 9, 2005
Comments received are available for this notice.

SR-Amex-2005-101
34-52701 Oct. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Equity Transaction Charges
Comments due:  November 28, 2005

SR-Amex-2005-100
34-53652A May 11, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader (Correction)
Comments due:  May 11, 2006
34-53652 Apr. 13, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader
Comments due:  May 11, 2006
34-53220 Feb. 3, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader ("RROT")
Comments due:  March 3, 2006

SR-Amex-2005-099
34-52686 Oct. 27, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts
Comments due:  November 25, 2005

SR-Amex-2005-098
34-52598 Oct. 13, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM)
Comments due:  November 10, 2005

SR-Amex-2005-097
34-52874 Dec. 1, 2005 Order Approving Proposed Rule Change Relating to the Amex Listing Agreement
34-52630 Oct. 18, 2005 Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement
Comments due:  November 15, 2005

SR-Amex-2005-096
34-54206 Jul. 25, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
34-53640 Apr. 12, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
Comments due:  May 11, 2006

SR-Amex-2005-094
34-52510 Sep. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain PowerShares ETF Options
Comments due:  October 24, 2005

SR-Amex-2005-093
34-52633 Oct. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Rule 891 Relating to Transfer Agents
Comments due:  November 18, 2005

SR-Amex-2005-092
34-52904 Dec. 7, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund
Comments due:  January 4, 2006

SR-Amex-2005-091
34-52870 Dec. 1, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund
Comments due:  December 29, 2005

SR-Amex-2005-090
34-52470 Sep. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option
Comments due:  October 17, 2005

SR-Amex-2005-089
34-52469 Sep. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options
Comments due:  21 days after publication in the Federal Register

SR-Amex-2005-088
34-52460 Sep. 16, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Trading Stock® (QQQQ)
Comments due:  October 13, 2005

SR-Amex-2005-087
34-52493 Sep. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Options Transaction Fees
Comments due:  October 20, 2005

SR-Amex-2005-086
34-52504 Sep. 23, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System
Comments due:  October 24, 2005

SR-Amex-2005-085
34-52533 Sep. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs
Comments due:  October 27, 2005

SR-Amex-2005-084
34-52747 Nov. 8, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund
Comments due:  December 6, 2005

SR-Amex-2005-083
34-52593 Oct. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 8, 2005

SR-Amex-2005-082
34-52260 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 12, 2005

SR-Amex-2005-081
34-52267 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005

SR-Amex-2005-080
34-52297 Aug. 18, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection with Merger Spreads and Short Stock Interest Spreads
Comments due:  September 14, 2005

SR-Amex-2005-079
34-52150 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

SR-Amex-2005-078
34-52516 Sep. 27, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Suspend Specialist Transaction Charges for the Nasdaq-100 Index Tracking Stock (QQQQ)
34-52273 Aug. 16, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005

SR-Amex-2005-077
34-52268 Aug. 15,, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due:  September 13, 2005

SR-Amex-2005-075
34-53635A May 11, 2006 Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") (Correction)
34-53635 Apr. 12, 2006 Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
34-53161 Jan. 20, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
Comments due:  February 16, 2006

SR-Amex-2005-072
34-53521 Mar. 20, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
34-53130 Jan. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
Comments due:  February 13, 2006
Comments received are available for this notice.

SR-Amex-2005-070
34-51965 Jul. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System
Comments due:  August 2, 2005

SR-Amex-2005-069
34-52781 Nov. 16, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 , 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards
Comments due:  December 14, 2005

SR-Amex-2005-068
34-52646 Oct. 20, 2005 Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
34-52334 Aug. 25, 2005 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
Comments due:  21 days after publication in the Federal Register

SR-Amex-2005-067
34-52893 Dec. 5, 2005 Order Approving Proposed Rule Change to Expand its $2.50 Strike Price Interval Program
34-52690 Oct. 27, 2005 Notice of Filing of Proposed Rule Change to Expand Its $2.50 Strike Price Program
Comments due:  November 25, 2005

SR-Amex-2005-066
34-52503 Sep. 23, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Determination of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
34-52270 Aug. 16, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
Comments due:  September 13, 2005
Comments received are available for this notice.

SR-Amex-2005-065
34-51975 Jul. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities
Comments due:  August 3, 2005

SR-Amex-2005-064
34-53085 Jan. 9, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing

SR-Amex-2005-064
34-52844 Nov. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Amex Rule 429 Relating to Telemarketing
Comments due:  December 27, 2005

SR-Amex-2005-063
34-52649 Oct. 21, 2005 Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
34-52312 Aug. 22, 2005 Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
Comments due:  September 16, 2005

SR-Amex-2005-061
34-53191 Jan. 30, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments due:  February 27, 2006

SR-Amex-2005-060
34-54608 Oct. 16, 2006 Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules
Comments due:  November 13, 2006
Comments received are available for this notice.
34-52718 Nov. 2, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules
Comments due:  November 29, 2005
Comments received are available for this notice.

SR-Amex-2005-059
34-53105 Jan. 11, 2006 Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
34-52940 Dec. 12, 2005 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
Comments due:  January 3, 2006

SR-Amex-2005-057
34-51955 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis
Comments due:  August 1, 2005

SR-Amex-2005-056
34-52837 Nov. 25, 2005 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
34-52505 Sep. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
Comments due:  October 21, 2005

SR-Amex-2005-55
34-52061 Jul. 19, 2005 Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
34-51815 Jun. 9, 2005 Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due:  July 7, 2005

SR-Amex-2005-054
34-51812 Jun. 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due:  July 7, 2005

SR-Amex-2005-052
34-52527 Sep. 29, 2005 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
34-52325 Aug. 23, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
Comments due:  September 20, 2005

SR-Amex-2005-050
34-51685 May 11, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs
Comments due:  June 8, 2005

SR-Amex-2005-049
34-51966 Jul. 1, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities
Comments due:  August 2, 2005

SR-Amex-2005-048
34-52349 Aug. 26, 2005 Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
34-52067 Jul. 20, 2005 Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
Comments due:  August 17, 2005

SR-Amex-2005-047
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
34-52428 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders through the Linkage
Comments due:  October 11, 2005

SR-Amex-2005-046
34-52414 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
34-52172 Jul. 29, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 26, 2005

SR-Amex-2005-045
34-51690 May 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due:  June 9, 2005

SR-Amex-2005-044
34-51868 Jun. 17, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares
Comments due:  July 15, 2005

SR-Amex-2005-043
34-52004 Jul. 8, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis
Comments due:  August 5, 2005

SR-Amex-2005-042
34-51840 Jun. 14, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)
Comments due:  July 11, 2005

SR-Amex-2005-041
34-51642 May 2, 2005 Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System
Comments due:  May 27, 2005

SR-Amex-2005-040
34-51770 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005

SR-Amex-2005-039
34-51689 May 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due:  June 9, 2005

SR-Amex-2005-038
34-51884 Jun. 20, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index
Comments due:  July 18, 2005

SR-Amex-2005-037
34-51796 Jun. 7, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
34-51621 Apr. 27, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
Comments due:  May 24, 2005

SR-Amex-2005-036
34-51634 Apr. 29, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P BuyWrite Index(sm)
Comments due:  May 27, 2005

SR-Amex-2005-035
34-52014 Jul. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series
Comments due:  August 8, 2005

SR-Amex-2005-034
34-51616 Apr. 26, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges
Comments due:  May 24, 2005

SR-Amex-2005-033
34-51873 Jun. 17, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
34-51671 May 9, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
Comments due:  June 3, 2005

SR-Amex-2005-032
34-51446 Mar. 29, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due:  April 26, 2005

SR-Amex-2005-030
34-51471 Apr. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Liability for Failure to Send a Report to an Order-Providing Member
Comments due:  May 2, 2005

SR-Amex-2005-029
34-51316 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position Limits and Exercise Limits
Comments due:  April 1, 2005

SR-Amex-2005-28
34-51898 Jun. 21, 2005 Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Sections 1101, 134, and 1003 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements with the Exchange Applicable to Amex Listed Issuers
See also:   Notice: Rel. No. 34-51681
34-51681 May 11, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Section 1101 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements Applicable to Amex Listed Issuers
Comments due:  June 7, 2005

SR-Amex-2005-027
34-51591 Apr. 21, 2005 Order Approving Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
34-51367 Mar. 14, 2005 Notice of Filing of Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
Comments due:  April 11, 2005

SR-Amex-2005-026
34-52244 Aug. 11, 2005 Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
34-51834 Jun. 13, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
Comments due:  July 11, 2005

SR-Amex-2005-025
34-51269 Feb. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX)
Comments due:  March 25, 2005

SR-Amex-2005-024
34-52408 Sep. 12, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
34-52216 Aug. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
Comments due:  September 1, 2005

SR-Amex-2005-022
34-51426 Mar. 23, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due:  April 20, 2005

SR-Amex-2005-021
34-51250 Feb. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide to Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide
Comments due:  March 25, 2005

SR-Amex-2005-020
34-51423 Mar. 23, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges
Comments due:  April 20, 2005

SR-Amex-2005-019
34-51208 Feb. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Amex Rule 26
Comments due:  March 15, 2005

SR-Amex-2005-018
34-51201 Feb. 14, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Retroactive Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due:  March 11, 2005

SR-Amex-2005-017
34-51150 Feb. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  March 8, 2005

SR-Amex-2005-016
34-51152 Feb. 8, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  March 8, 2005

SR-Amex-2005-014
34-51185 Feb. 10, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due:  March 9, 2005

SR-Amex-2005-013
34-51306 Mar. 3, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Revisions to the ANTE Roll-Out Schedule
Comments due:  April 1, 2005

SR-Amex-2005-012
34-51109 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program
Comments due:  February 28, 2005

SR-Amex-2005-11
34-51246 Feb. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Adopt Obvious Error Rules for Options Transactions
Comments due:  March 24, 2005

SR-Amex-2005-010
34-51227 Feb. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  March 18, 2005

SR-Amex-2005-009
34-51502 Apr. 7, 2005 Order Approving Proposed Rule Change to Require Members to Complete Systems Training and to Include Violations of This Requirement in Its Minor Rule Violation Plan
34-51294 Mar. 2, 2005 Notice of Filing of Proposed Rule Change to Require Members to Complete Systems Training
Comments due:  March 29, 2005

SR-Amex-2005-008
34-51070 Jan. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Transaction Fees in Connection with the Standard & Poor’s Depositary Receipts
Comments due:  February 22, 2005

SR-Amex-2005-007
34-51460 Mar. 31, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Require Specialists to Use and Maintain a Back-Up Automatic Quote System in ANTE Classes
34-51209 Feb. 15, 2005 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Automatic Quote System in ANTE Classes
Comments due:  March 16, 2005

SR-Amex-2005-006
34-51043 Jan. 14, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due:  February 14, 2005

SR-Amex-2005-005
34-51285 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System
Comments due:  March 29, 2005

SR-Amex-2005-003
34-52275 Aug. 16, 2005 Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
34-51900 Jun. 22, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
Comments due:  July 19, 2005

SR-Amex-2005-002
34-51275 Feb. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee
Comments due:  March 25, 2005

SR-Amex-2005-001
34-51563 Apr. 15, 2005 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
34-51258 Feb. 25, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due:  March 25, 2005

No File Number
34-52130 Jul. 27, 2005 Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2005.shtml


Modified: 05/27/2014