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Amex Rulemaking Archives: 2004

We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Amex File Number List for 2004

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Fourth Quarter

SR-Amex-2004-104
34-50953 Dec. 30, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Regulation SHO
Comments due:  January 28, 2005

SR-Amex-2004-102
34-50940 Dec. 28, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in connection with the iShares FTSE/Xinhua China 25 Index Fund
Comments due:  January 26, 2005

SR-Amex-2004-108
34-50934 Dec. 27, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  January 25, 2005

SR-Amex-2004-50
34-50927 Dec. 23, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change Relating to the National Association of Securities Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
See also:   Notice: Rel. No. 34-50057
Additional Materials:
*
*
Amendment No. 4, Exhibit A
*
*
Amendment No. 6, Exhibit 5

SR-Amex-2004-103
34-50902 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C to Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration
Comments due:  January 19, 2005

SR-Amex-2004-93
34-50894 Dec. 20, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  January 18, 2005

SR-Amex-2004-72
34-50871 Dec. 16, 2004 Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due:  January 12, 2005
See also:   Order: Rel. No. 34-51119

SR-Amex-2003-90
34-50866 Dec. 16, 2004 Notice of Filing of Proposed Rule Change Relating to Amendment of Exchange Rule 153
Comments due:  January 6, 2005
See also:   Order: Rel. No. 34-50999

SR-Amex-2004-94
34-50852 Dec. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Exchange’s Options Rules to Reflect the Exemption of Standardized Options from the Securities Act of 1933 and Provisions of the Securities Exchange Act of 1934
Comments due:  January 19, 2005

SR-Amex-2004-87
34-50850 Dec. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Standard and Poor's 500 Composite Stock Price Index
Comments due:  January 11, 2005

SR-Amex-2004-91
34-50843 Dec. 13, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an Inaccurate Paragraph Designation
Comments due:  January 11, 2005

SR-Amex-2004-81
34-50812 Dec. 7, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nasdaq-100 Index
Comments due:  January 4, 2005

SR-Amex-2004-98
34-50811 Dec. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  January 4, 2005

SR-Amex-2004-85
34-50800 Dec. 6, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares FTSE/Xinhua China 25 Index Fund
Comments due:  January 3, 2005

SR-Amex-2004-38
34-50792 Dec. 3, 2004 Notice of Filing of a Proposed Rule Change and Amendment Nos. 2, 3 and 4 Thereto Relating to the Listing and Trading of the iShares® COMEX Gold Trust
Comments due:  December 30, 2004
See also:   Order: Rel. No. 34-51058

SR-Amex-2004-92
34-50726 Nov. 23, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Cross-Reference in Section 220 of the Amex Company Guide
Comments due:  December 22, 2004

SR-Amex-2004-88
34-50716 Nov. 22, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Per-Contract Licensing Fee for Options Transactions in SPDR O-Strips
Comments due:  December 21, 2004

SR-Amex-2004-55
34-50719 Nov. 22, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due:  December 21, 2004

SR-Amex-2004-66
34-50698 Nov. 18, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
See also:   Notice: Rel. No. 34-50498

SR-Amex-2004-89
34-50651 Nov. 10, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 341A Relating to Continuing Education for Registered Persons
Comments due:  December 8, 2004
See also:   Notice: Rel. No. 34-50498

SR-Amex-2004-86
34-50637 Nov. 5, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Fund Shares Pursuant to Unlisted Trading Privileges
Comments due:  December 3, 2004

SR-Amex-2004-63
34-50587 Oct. 25, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 Relating to Minimum Size Guarantees for Linkage Orders
See also:   Notice: Rel. No. 34-50394

SR-Amex-2004-25
34-50552 Oct. 15, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Revisions to Amex Rule 111
Comments due:  November 15, 2004
See also:   Order: Rel. No. 34-50972

SR-Amex-2004-77
34-50525 Oct. 13, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trading of Ratio Orders
Comments due:  November 12, 2004

SR-Amex-2004-83
34-50511 Oct. 8, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revisions to Amex Rules 1000 and 1000A
Comments due:  November 8, 2004

SR-Amex-2004-80
34-50500 Oct. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees in Connection with the SPDR O-Strip
Comments due:  November 5, 2004

SR-Amex-2004-75
34-50499 Oct. 6, 2004 Notice of Withdrawal of a Proposed Rule Change Relating to Revisions to Amex Rule 154
See also:   Notice: Rel. No. 34-50307

SR-Amex-2004-66
34-50498 Oct. 6, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
Comments due:  November 5, 2004
See also:   Order: Rel. No. 34-50698

SR-Amex-2004-73
34-50492 Oct. 5, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due:  November 3, 2005
Third Quarter

SR-Amex-2004-68
34-50414 Sep. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due:  October 19, 2004

SR-Amex-2004-63
34-50394 Sep. 16, 2004 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Handling of Linkage Orders
Comments due:  October 14, 2004
See also:   Order: Rel. No. 34-50587

SR-Amex-2004-23
34-50355 Sep. 13, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
See also:   Notice: Rel. No. 34-49840

SR-Amex-2004-51
34-50326 Sep. 7, 2004 Order Granting Approval to Proposed Rule Change to Apply the Current Member Firm Guarantee in Equity Options to Index Options
See also:   Notice: Rel. No. 34-50081

SR-Amex-2004-59
34-50308 Sep. 2, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees
Comments due:  September 30, 2004

SR-Amex-2004-75
34-50307 Sep. 2, 2004 Notice of Filing of Proposed Rule Change Relating to Revisions to Amex Rule 154
Comments due:  September 30, 2004
See also:   Notice: Rel. No. 34-50499
Comments received are available for this notice.

SR-Amex-2003-82
34-50283 Aug. 27, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Auto-Match
Comments due:  September 24, 2004
Comments received are available for this notice.

SR-Amex-2004-64
34-50278 Aug. 26, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due:  September 23, 2004

SR-Amex-2004-70
34-50270 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due:  September 24, 2004

SR-Amex-2004-60
34-50263 Aug. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listed Company Board of Director Independence Standards
Comments due:  September 23, 2004

SR-Amex-2004-57
34-50241 Aug. 24, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor’s 500 Stock Index
Comments due:  September 21, 2004

SR-Amex-2004-49
34-50214 Aug. 18, 2004 Order Granting Approval of Proposed Rule Change to Allow Amex Hearing Officers to President Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
See also:   Notice: Rel. No. 34-49991

SR-Amex-2004-61
34-50195 Aug. 13, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap
Comments due:  September 10, 2004

SR-Amex-2004-05
34-50189 Aug. 12, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto to List and Trade Certain Vanguard International Equity Index Funds
Comments due:  September 10, 2004

SR-Amex-00-27
34-50188 Aug. 12, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto to Require the Immediate Display of Customer Option Limit Orders
Comments due:  September 9, 2004
See also:   Order: Rel. No. 34-50188

SR-Amex-2004-58
34-50187 Aug. 12, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ETF Transaction Fees For Specialists and Registered Traders and the Cap on ETF Transaction Charges for Specialists
Comments due:  September 8, 2004

SR-Amex-2004-32
34-50122 Jul. 29, 2004 Order Granting Approval to Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
See also:   Notice: Rel. No. 34-49775

SR-Amex-2004-54
34-50116 Jul. 29, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
Comments due:  August 26, 2004

SR-Amex-2004-56
34-50093 Jul. 27, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Alphabetical Designations of Paragraphs in Amex Rule 118
Comments due:  August 23, 2004

SR-Amex-2004-51
34-50081 Jul. 26, 2004 Notice of Filing of Proposed Rule Change to Apply the Current Member Firm Guarantee for Equity Options to Index Options
Comments due:  August 20, 2004
See also:   Order: Rel. No. 34-50326

SR-Amex-2004-50
34-50057 Jul. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the NASD’s Sale of its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due:  August 18, 2004
See also:   Order: Rel. No. 34-50927
Additional Materials: Text of Proposed Exhibits
*
*
Exhibit A: Constitution of the American Stock Exchange LLC
*
*
Exhibit B: Amended & Restated Limited Liability Company Agreement of American Stock Exchange LLC
*
*
Exhibit C: Second Restated Certificate of Incorporation of the Amex Membership Corporation
*
*
Exhibit D: Amended and Restated By Laws ("By Laws") of The Amex Membership Corporation (the "Corporation")

SR-Amex-2004-48
34-50019 Jul. 14, 2004 Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index.
Comments due:  August 11, 2004

SR-Amex-2004-43
34-50016 Jul. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  August 11, 2004

SR-Amex-2004-42
34-49999 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  August 9, 2004

SR-Amex-2004-49
34-49991 Jul. 9, 2004 Notice of Filing of Proposed Rule Change to Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
Comments due:  August 5, 2004
See also:   Order: Rel. No. 34-50214

SR-Amex-2004-37
34-49986 Jul. 8, 2004 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet Trades and Spread Trades
See also:   Notice: Rel. No. 34-49800

SR-Amex-2004-40
34-49983 Jul. 8, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131
Comments due:  August 4, 2004

SR-Amex-2004-33
34-49963 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004
Second Quarter

SR-Amex-2003-39
34-49941 Jun. 29, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change to Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities

SR-Amex-2004-04
34-49921 Jun. 25, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
See also:   Notice: Rel. No. 34-49449

SR-Amex-2004-46
34-49892 Jun. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds
Comments due:  July 19, 2004

SR-Amex-2004-34
34-49889 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Handling of Principal Acting as Agent Orders
Comments due:  July 19, 2004

SR-Amex-2004-36
34-49868 Jun. 15, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan
Comments due:  July 15, 2004

SR-Amex-2004-30
34-49855 Jun. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Extend on a Six-Month Pilot Basis the Exchange’s Odd-Lot Execution Procedures Applicable to Trading in Nasdaq Securities
Comments due:  July 15, 2004

SR-Amex-2004-23
34-49840 Jun. 9, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due:  July 8, 2004
See also:   Order: Rel. No. 34-50355

SR-Amex-2004-45
34-49813A Jun. 9, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
See also:   Notice: Rel. No. 34-49813

SR-Amex-2004-45
34-49813 Jun. 4, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 6, 2004
See also:   Notice: Rel. No. 34-49813A

SR-Amex-2004-37
34-49800 Jun. 3, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet and Spread Trades
Comments due:  July 1, 2004
See also:   Order: Rel. No. 34-49986

SR-Amex-2004-41
34-49797 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Quote Assist Feature in Options on a Pilot Program Basis
Comments due:  July 1, 2004

SR-Amex-2004-32
34-49775 May 26, 2004 Notice of Filing of Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
Comments due:  June 24, 2004
See also:   Order: Rel. No. 34-49775

SR-Amex-2004-35
34-49759 May 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of Procedures for the Transfer of Options Positions
Comments due:  June 18, 2004

SR-Amex-2004-28
34-49763 May 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to a Reduction in Options Transaction Fees
Comments due:  June 22, 2004

SR-Amex-2003-89
34-49747 May 20, 2004

Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 7 to the Proposed Rule Change to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
See also:   Notice: Rel. No. 34-49465


SR-Amex-2004-29
34-49722 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in ETF Transaction Fees for Specialists and Registered Options Traders
Comments due:  June 14, 2004

SR-Amex-2004-16
34-49719 May 17, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Funds of the Vanguard Stock Index Funds
Comments due:  June 14, 2004

SR-Amex-2004-12
34-49700 May 13, 2004 Order Granting Approval of a Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
See also:   Notice: Rel. No. 34-49371

SR-Amex-2004-21
34-49668 May 7, 2004 Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding Trust Certificates Linked to a Basket of Investment Grade Fixed Income Securities
Comments due:  June 4, 2004

SR-Amex-2004-19
34-49621 Apr. 26, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Global Titans Index
Comments due:  May 24, 2004

SR-Amex-2001-46
34-49617 Apr. 26, 2004 Order Granting Approval to Proposed Rule Change Relating to the Adoption of a Facilitation Rule and Member Firm Guarantee for Index Shares

SR-Amex-2004-22
34-49613 Apr. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 24, 2004

SR-Amex-2003-110
34-49574 Apr. 16, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto lating to Procedures Applicable to Continued Listing Evaluation and Follow-Up

SR-Amex-2004-02
34-49548 Apr. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index

SR-Amex-2003-105
34-49531 Apr. 6, 2004 Order Granting Approval of Proposed Rule Change Relating to the Exceptions to the Exchange's Quote Rule
First Quarter

SR-Amex-2004-18
34-49488 Mar. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change Relating to an Extension of the Marketing Fee Voting Procedures Pilot Program
Comments due:  April 23, 2004

SR-Amex-2003-89
34-49465 Mar. 24, 2004

Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5 and 6 Thereto to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
(Text of proposed rules also available)
Comments due:  April 21, 2004
See also:   Order: Rel. No. 34-49747


SR-Amex-2004-13
34-49453 Mar. 19, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due:  April 16, 2004

SR-Amex-2004-04
34-49449 Mar. 19, 2004 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
Comments due:  April 15, 2004
See also:   Order: Rel. No. 34-49921

SR-Amex-2003-44
34-49441 Mar. 17, 2004 Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders

SR-Amex-2004-07
34-49440 Mar. 17, 2004

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ITS Trade-Throughs and Locked Markets
Comments Due: April 14, 2004


SR-Amex-2003-78
34-49438 Mar. 17, 2004 Order Approving a Proposed Rule Change Relating to Resolving Uncompared Options Transactions

SR-Amex-2004-12
34-49371 Mar. 5, 2004 Notice of Filing of Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
See also:   Order: Rel. No. 34-49700
Comments received are available for this notice.

SR-Amex-2003-93
34-49017 Jan. 2, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Annual Performance of the Standard & Poor’s 500 Stock Index
Comments received are available for this notice.


Amex File Number List for 2004
Release No. Date Details

SR-Amex-2004-111
34-50969 Jan. 6, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  February 2, 2005

SR-Amex-2004-110
34-50970 Jan. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  February 2, 2005

SR-Amex-2004-109
34-51337 Mar. 9, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto Relating to Split Price Priority
Comments due:  April 6, 2005

SR-Amex-2004-108
34-50934 Dec. 27, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due:  January 25, 2005

SR-Amex-2004-104
34-50953 Dec. 30, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Regulation SHO
Comments due:  January 28, 2005

SR-Amex-2004-103
34-50902 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C to Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration
Comments due:  January 19, 2005

SR-Amex-2004-102
34-50940 Dec. 28, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in connection with the iShares FTSE/Xinhua China 25 Index Fund
Comments due:  January 26, 2005

SR-Amex-2004-101
34-51133 Feb. 3, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due:  March 3, 2005

SR-Amex-2004-98
34-50811 Dec. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  January 4, 2005

SR-Amex-2004-97
34-50988 Jan. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reduce Options Transaction Fees For Exchange Specialists and Registered Options Traders
Comments due:  February 3, 2005

SR-Amex-2004-94
34-50852 Dec. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Exchange’s Options Rules to Reflect the Exemption of Standardized Options from the Securities Act of 1933 and Provisions of the Securities Exchange Act of 1934
Comments due:  January 19, 2005

SR-Amex-2004-93
34-50894 Dec. 20, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due:  January 18, 2004

SR-Amex-2004-92
34-50726 Nov. 23, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Cross-Reference in Section 220 of the Amex Company Guide
Comments due:  December 22, 2004

SR-Amex-2004-91
34-50843 Dec. 13, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an Inaccurate Paragraph Designation
Comments due:  January 11, 2005

SR-Amex-2004-89
34-50651 Nov. 10, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 341A Relating to Continuing Education for Registered Persons
Comments due:  December 8, 2004

SR-Amex-2004-88
34-50716 Nov. 22, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Per-Contract Licensing Fee for Options Transactions in SPDR O-Strips
Comments due:  December 21, 2004

SR-Amex-2004-87
34-50850 Dec. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Standard and Poor's 500 Composite Stock Price Index
Comments due:  January 11, 2005

SR-Amex-2004-86
34-50637 Nov. 5, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Fund Shares Pursuant to Unlisted Trading Privileges
Comments due:  December 3, 2004

SR-Amex-2004-85
34-50800 Dec. 6, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares FTSE/Xinhua China 25 Index Fund
Comments due:  January 3, 2005

SR-Amex-2004-83
34-50511 Oct. 8, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revisions to Amex Rules 1000 and 1000A
Comments due:  November 8, 2004

SR-Amex-2004-81
34-50812 Dec. 7, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nasdaq-100 Index
Comments due:  January 4, 2005

SR-Amex-2004-80
34-50500 Oct. 7, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees in Connection with the SPDR O-Strip
Comments due:  November 5, 2004

SR-Amex-2004-77
34-50525 Oct. 13, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trading of Ratio Orders
Comments due:  November 12, 2004

SR-Amex-2004-75
34-50499 Oct. 6, 2004 Notice of Withdrawal of a Proposed Rule Change Relating to Revisions to Amex Rule 154
34-50307 Sep. 2, 2004 Notice of Filing of Proposed Rule Change Relating to Revisions to Amex Rule 154
Comments due:  September 30, 2004
Comments received are available for this notice.

SR-Amex-2004-76
34-52592 Oct. 12, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
34-52360 Aug. 30, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
Comments due:  September 28, 2005

SR-Amex-2004-74
34-52782 Nov. 16, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS stock"
34-52563 Oct. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916
Comments due:  November 2, 2005

SR-Amex-2004-73
34-50492 Oct. 5, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to the Maturity of FLEX Index Options
Comments due:  November 3, 2004

SR-Amex-2004-72
34-51119 Feb. 1, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Minor Rule Violation Plan
34-50871 Dec. 16, 2004 Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due:  January 12, 2005

SR-Amex-2004-70
34-50270 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due:  September 24, 2004

SR-Amex-2004-68
34-50414 Sep. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due:  October 19, 2004

SR-Amex-2004-66
34-50698 Nov. 18, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
34-50498 Oct. 6, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
Comments due:  November 5, 2004

SR-Amex-2004-65
34-51503 Apr. 7, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
34-51279 Mar. 1, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
Comments due:  March 29, 2005

SR-Amex-2004-64
34-50278 Aug. 26, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due:  September 23, 2004

SR-Amex-2004-63
34-50587 Oct. 25, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 Relating to Minimum Size Guarantees for Linkage Orders
34-50394 Sept. 16, 2004 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Handling of Linkage Orders
Comments due:  October 14, 2004

SR-Amex-2004-62
34-52553 Oct. 3, 2005 Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust
34-52197 Aug. 2, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Listing and Trading of Shares of the xtraShares Trust
Comments due:  August 30, 2005

SR-Amex-2004-61
34-50195 Aug. 13, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap
Comments due:  September 10, 2004

SR-Amex-2004-60
34-50263 Aug. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listed Company Board of Director Independence Standards
Comments due:  September 23, 2004

SR-Amex-2004-59
34-50308 Sep. 2, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees
Comments due:  September 30, 2004

SR-Amex-2004-58
34-50187 Aug. 12, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ETF Transaction Fees For Specialists and Registered Traders and the Cap on ETF Transaction Charges for Specialists
Comments due:  September 8, 2004

SR-Amex-2004-57
34-50241 Aug. 24, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor’s 500 Stock Index
Comments due:  September 21, 2004

SR-Amex-2004-56
34-50093 Jul. 27, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Alphabetical Designations of Paragraphs in Amex Rule 118
Comments due:  August 23, 2004

SR-Amex-2004-55
34-50719 Nov. 22, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due:  December 21, 2004

SR-Amex-2004-54
34-50116 Jul. 29, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
Comments due:  August 26, 2004

SR-Amex-2004-51
34-50326 Sep. 7, 2004 Order Granting Approval to Proposed Rule Change to Apply the Current Member Firm Guarantee in Equity Options to Index Options
34-50081 Jul. 26, 2004 Notice of Filing of Proposed Rule Change to Apply the Current Member Firm Guarantee for Equity Options to Index Options
Comments due:  August 20, 2004

SR-Amex-2004-50
34-50927 Dec. 23, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change Relating to the National Association of Security Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due:  January 20, 2005
Additional Materials:
*
*
Amendment No. 4, Exhibit A
*
*
Amendment No. 6, Exhibit 5
34-50057 Jul. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the NASD’s Sale of its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due:  August 18, 2004
Additional Materials: Text of Proposed Exhibits
*
*
Exhibit A: Constitution of the American Stock Exchange LLC
*
*
Exhibit B: Amended & Restated Limited Liability Company Agreement of American Stock Exchange LLC
*
*
Exhibit C: Second Restated Certificate of Incorporation of the Amex Membership Corporation
*
*
Exhibit D: Amended and Restated By Laws ("By Laws") of The Amex Membership Corporation (the "Corporation")

SR-Amex-2004-49
34-50214 Aug. 18, 2004 Order Granting Approval of Proposed Rule Change to Allow Amex Hearing Officers to President Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
34-49991 Jul. 9, 2004 Notice of Filing of Proposed Rule Change to Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
Comments due:  August 5, 2004

SR-Amex-2004-48
34-50019 Jul. 14, 2004 Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index.
Comments due:  August 11, 2004

SR-Amex-2004-47
34-52298 Aug. 18, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto
34-51566 Apr. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities
Comments due:  May 13, 2005

SR-Amex-2004-46
34-49892 Jun. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds
Comments due:  July 19, 2004

SR-Amex-2004-45
34-49813A Jun. 9, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
34-49813 Jun. 4, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 6, 2004

SR-Amex-2004-43
34-50016 Jul. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  August 11, 2004

SR-Amex-2004-42
34-49999 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index
Comments due:  August 9, 2004

SR-Amex-2004-41
34-49797 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Quote Assist Feature in Options on a Pilot Program Basis
Comments due:  July 1, 2004

SR-Amex-2004-40
34-49983 Jul. 8, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131
Comments due:  August 4, 2004

SR-Amex-2004-38
34-51058 Jan. 19, 2005 Order Granting Approval of Proposed Rule Change and Amendment Nos. 2, 3 and 4 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Listing and Trading of the iShares® COMEX Gold Trust
34-50792 Dec. 3, 2004 Notice of Filing of a Proposed Rule Change and Amendment Nos. 2, 3 and 4 Thereto Relating to the Listing and Trading of the iShares® COMEX Gold Trust
Comments due:  December 30, 2004

SR-Amex-2004-37
34-49986 Jul. 8, 2004 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet Trades and Spread Trades
34-49800 Jun. 3, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet and Spread Trades
Comments due:  July 1, 2004

SR-Amex-2004-36
34-49868 Jun. 15, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan
Comments due:  July 15, 2004

SR-Amex-2004-35
34-49759 May 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of Procedures for the Transfer of Options Positions
Comments due:  June 18, 2004

SR-Amex-2004-34
34-49889 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Handling of Principal Acting as Agent Orders
Comments due:  July 19, 2004

SR-Amex-2004-33
34-49963 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004

SR-Amex-2004-32
34-50122 Jul. 29, 2004 Order Granting Approval to Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
34-49775 May 26, 2004 Notice of Filing of Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
Comments due:  June 24, 2004

SR-Amex-2004-30
34-49855 Jun. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Extend on a Six-Month Pilot Basis the Exchange’s Odd-Lot Execution Procedures Applicable to Trading in Nasdaq Securities
Comments due:  July 15, 2004

SR-Amex-2004-29
34-49722 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in ETF Transaction Fees for Specialists and Registered Options Traders
Comments due:  June 14, 2004

SR-Amex-2004-28
34-49763 May 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to a Reduction in Options Transaction Fees
Comments due:  June 22, 2004

SR-Amex-2004-27
34-56251 Aug. 14, 2007 Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options
Comments due:  September 10, 2007
34-55843 Jun. 1, 2007 Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options
Comments due:  June 28, 2007

SR-Amex-2004-25
34-50972 Jan. 6, 2005 Order Approving a Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 111
34-50552 Oct. 15, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Revisions to Amex Rule 111
Comments due:  November 15, 2004

SR-Amex-2004-23
34-50355 Sep. 13, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due:  October 12, 2004
34-49840 Jun. 9, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due:  July 8, 2004

SR-Amex-2004-22
34-49613 Apr. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due:  May 24, 2004

SR-Amex-2004-21
34-49668 May 7, 2004 Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding Trust Certificates Linked to a Basket of Investment Grade Fixed Income Securities
Comments due:  June 4, 2004

SR-Amex-2004-19
34-49621 Apr. 26, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Global Titans Index
Comments due:  May 24, 2004

SR-Amex-2004-18
34-49488 Mar. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change Relating to an Extension of the Marketing Fee Voting Procedures Pilot Program
Comments due:  April 23, 2004

SR-Amex-2004-16
34-49719 May 17, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Funds of the Vanguard Stock Index Funds
Comments due:  June 14, 2004

SR-Amex-2004-13
34-49453 Mar. 19, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due:  April 16, 2004

SR-Amex-2004-12
34-49700 May 13, 2004 Order Granting Approval of a Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
34-49371 Mar. 5, 2004 Notice of Filing of Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
Comments received are available for this notice.

SR-Amex-2004-11
34-51248 Feb. 24, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to an Obvious Error Rule for Trades on the Exchange in Equity Securities
Comments due:  March 24, 2005

SR-Amex-2004-07
34-49440 Mar. 17, 2004

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ITS Trade-Throughs and Locked Markets
Comments Due: April 14, 2004


SR-Amex-2004-05
34-50189 Aug. 12, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto to List and Trade Certain Vanguard International Equity Index Funds
Comments due:  September 10, 2004

SR-Amex-2004-04
34-49921 Jun. 25, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
34-49449 Mar. 19, 2004 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
Comments due:  April 15, 2004

SR-Amex-2004-02
34-49548 Apr. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2004.shtml


Modified: 05/27/2014