National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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|
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Release Number:34-48872 | SEC Issue Date:Dec 3, 2003 | File Number:SR-Amex-2003-100 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Broker Voting on Stock Option and Equity Compensation Plans |
Release Number:34-48863 | SEC Issue Date:Dec 1, 2003 | File Number:SR-Amex-2003-65 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48706 |
Release Number:34-48818 | SEC Issue Date:Nov 21, 2003 | File Number:SR-Amex-2003-28 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds View Received Comments |
Release Number:34-48706 | SEC Issue Date:Oct 27, 2003 | File Number:SR-Amex-2003-65 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48863 |
Release Number:34-48652 | SEC Issue Date:Oct 17, 2003 | File Number:SR-Amex-2003-81 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Reporting of "At-the-Close" Orders in Nasdaq Securities View Received Comments |
Release Number:34-48610 | SEC Issue Date:Oct 9, 2003 | File Number:SR-Amex-2003-42 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the American Stock Exchange LLC Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements View Received Comments |
Release Number:34-48172 | SEC Issue Date:Jul 14, 2003 | File Number:SR-Amex-2003-34 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC, Relating to Indications, Openings and Re-Openings |
Release Number:34-48053 | SEC Issue Date:Jun 17, 2003 | File Number:SR-Amex-2003-50 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders View Received Comments |
Release Number:34-47842 | SEC Issue Date:May 13, 2003 | File Number:SR-Amex-2003-35 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC, Relating to Legal Fees Incurred by the Exchange View Received Comments |
Release Number:34-47658 | SEC Issue Date:Apr 10, 2003 | File Number:SR-Amex-2003-18 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to "At the Close" Orders in Nasdaq Securities View Received Comments |