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Amex Rulemaking Archives: 1998

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Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

Amex File Number List for 1998

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List

Release No. Date Details

SR-Amex-98-32
34-40622 Oct. 30, 1998 Order Granting Approval to Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos. SR-NASD-98-56; SR-NASD-98-67
See also:  Notice: Rel. No. 34-49425

SR-Amex-98-32
34-40426 Sep. 10, 1998 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc.
See also:  Order: Rel. No. 34-40622

SR-Amex-98-19
34-40345 Aug. 19, 1998 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Solicitation of Options Transactions


Amex File Number List for 1998

Release No. Date Details

SR-Amex-98-32
34-40622 Oct. 30, 1998 Order Granting Approval to Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos. SR-NASD-98-56; SR-NASD-98-67
34-40426 Sep. 10, 1998 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc.

SR-Amex-98-19
34-40345 Aug. 19, 1998 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Solicitation of Options Transactions

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive1998.shtml


Modified: 06/11/2008