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File No. 4-613: Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc.

We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release No. Date Details

4-613
34-63102 Oct. 14, 2010 Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc.

4-613
34-62935 Sep. 17, 2010 Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc.
Comments due:  October 8, 2010

 

http://www.sec.gov/rules/sro/17d-2/4-613.shtml


Modified: 10/16/2014