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File No. 4-597: EDGA Exchange, Inc. and the Financial Industry Regulatory Authority, Inc.

We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release No. Date Details

4-597
34-62078 May 11, 2010 Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and EDGA Exchange, Inc.

4-597
34-61860 Apr. 7, 2010 Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between EDGA Exchange, Inc. and the Financial Industry Regulatory Authority, Inc.
Comments due:  April 28, 2010

 

http://www.sec.gov/rules/sro/17d-2/4-597.shtml


Modified: 10/16/2014