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File No. 4-544: National Association of Securities Dealers, Inc., New York Stock Exchange LLC, and NYSE Regulation, Inc.
We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release No. |
Date |
Details |
4-544 |
| 34-56148 |
Jul. 26, 2007 |
Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc., New York Stock Exchange LLC, and NYSE Regulation, Inc. (Corrected to Conform to Federal Register Version)
Comments Due: August 22, 2007
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http://www.sec.gov/rules/sro/17d-2/4-544.shtml
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