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File No. 4-536: Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc.
We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release No. |
Date |
Details |
4-536 |
| 34-55755 |
May 14, 2007 |
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc.
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4-536 |
| 34-55612 |
Apr. 10, 2007 |
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc.
File No.: 4-536
Comments Due: May 9, 2007
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http://www.sec.gov/rules/sro/17d-2/4-536.shtml
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