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File No. 4-529: International Securities Exchange, LLC and the National Association of Securities Dealers, Inc.

We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release No. Date Details

4-529
34-55367 Feb. 27, 2007 Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Dealers, Inc.

4-529
34-55057 Jan. 8, 2007 Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Dealers, Inc.
Comments due:  February 7, 2007

 

http://www.sec.gov/rules/sro/17d-2/4-529.shtml


Modified: 10/16/2014