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File No. 4-517: NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release No. Date Details

4-517
34-54136 Jul. 12, 2006 Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

4-517
34-53628 Apr. 10, 2006 Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.
Comments Due: May 8, 2006

 

http://www.sec.gov/rules/sro/17d-2/4-517.shtml


Modified: 10/16/2014