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Comments on Proposed Rule:
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

[Release No. 34-46745; File No. S7-41-02]

  • Comments of Christine A. Bruenn, President, North American Securities Administrators Association, December 12, 2002 (File name: cabrauenn1.htm)
  • Comments of Jose Arau, CFA, Principal Investment Officer, Corporate Governance Unit, CalPERS, December 12, 2002 (File name: jarau1.txt)
  • Comments of J. Virgil Mattingly, Jr., General Counsel, Board of Governors of the Federal Reserve System; William F. Kroener, III, General Counsel, Federal Deposit Insurance Corporation; Julie L. Williams, First Senior Deputy Comptroller and Chief Counsel, Office of the Comptroller of the Currency, December 10, 2002 (File name: jvmattingly1.htm)
  • Comments of Jeffrey Herbert, President and Chief Executive Officer, New York Clearing House Association L.L.C., December 6, 2002 (File name: jherbert1.htm)
  • Comments of Jeffrey S. Missman, Vice President, Compliance Director, Compliance Department, Commerce Bancshares, Inc., December 5, 2002 (File name: jsmissman1.htm)
  • Comments of Joanne F. Shephard, Chairman, ICBA Regulation Review Committee, Independent Community Bankers of America, December 5, 2002 (File name: jfshephard1.htm)
  • Comments of Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, December 5, 2002 (File name: lruhlick1.htm)
  • Comments of Sarah A. Miller, American Bankers Association and the ABA Securities Association, December 5, 2002 (File name: samiller1.htm)

Modified: 07/07/2003