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Comments on Proposed Rule:
Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products

Release No. 34-46492; File No. S7-34-02]

  • Additional comments of William H. Navin, Executive Vice President and General Counsel, The Options Clearing Corporation, January 21, 2003 (File name: whnavin2.htm)
  • Memorandum from Matthew B. Comstock regarding meeting with The Options Clearing Corporation, January 15, 2003 (File name: occ011503.htm)
  • Comments of Jonathan Barton, Chairman, Steering Committee on Security Futures, Futures Industry Association / Securities Industry Association, December 10, 2002 (File name: jbarton1.htm)
  • Comments of John M. Damgard, President, Futures Industry Association, November 4, 2002 (File name: jmdamgard1.htm)
  • Comments of William H. Navin, Executive Vice President and General Counsel, The Options Clearing Corporation, Chicago, IL, October 23, 2002 (File name: whnavin1.htm)
  • Comments of James J. McNulty, President and Chief Executive Officer, Chicago Mercantile Exchange Inc., October 22, 2002 (File name: jjmcnulty1.htm)

 

http://www.sec.gov/rules/proposed/s73402.shtml


Modified: 10/16/2014