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Comments on Proposed Rule:
Customer Identification Programs for Mutual Funds

[Release No. IC-25657; File No. S7-26-02]

  • Comments of William B. Langley, Executive Vice President and Chief Compliance Officer, Wachovia Corporation, July 31, 2003 (File name: wachovia073103.htm)
     
  • Memorandum of Deborah F. Silberman, Office of Regulatory Policy, Division of Investment Management, regarding followup materials sent by representatives from the Investment Company Institute dated October 4, 2002 (File name: ici100402.htm)
     
  • Memorandum of Deborah F. Silberman, Office of Regulatory Policy, Division of Investment Management, regarding a September 27, 2002 meeting with representatives from the Investment Company Institute and certain of its member firms and staff from the U.S. Department of the Treasury and the Commission dated September 27, 2002 (File name: ici092702.htm)
     
  • Comments of Henry H. Hopkins, General Counsel; Laura Chasney, Associate Counsel, T. Rowe Price Associates, Inc., September 6, 2002 (File name: hhhopkins1.htm)
     
  • Comments of Jeff Bank, Vice President, ChoicePoint Inc., September 6, 2002 (File name: jbank1.htm)
     
  • Comments of Craig S. Tyle, General Counsel, Investment Company Institute, September 6, 2002 (File name: cstyle1.htm)
     
  • Comments of Willie J. Miller, Jr., September 6, 2002 (File name: miller1.htm)
     
  • Comments of Steven Turowski, Senior Vice President, Managing Director, Transfer Agency Division, September 6, 2002 (File name: sturowski1.htm)
     

 

http://www.sec.gov/rules/proposed/s72602.shtml


Modified: 10/16/2014