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Comments on Proposed Rule:
Defining the Term "Qualified Purchaser" under the Securities Act of 1933

[Release No. 33-8041; File No. S7-23-01]

  • Comments of Stephen A. Boyko, President, Global Market Thoughtware, Inc., January 29, 2003 (File name: saboyko1.htm)
     
  • Comments of Stanley Keller, Chair, Committee on Federal Regulation of Securities; Jean E. Harris, Co-Chair, Subcommittee on Small Business Issuers; Gregory C. Yadley, Co-Chair, Subcommittee on Small Business Issuers; Jean L. Batman, Chair, Small Business Committee; Section of Business of the American Bar Association, April 30, 2002 (File name: keller1.htm)
     
  • Comments of Ronald W. Thomas, Director, Division of Securities and Retail Franchising, State Corporation Commission, Commonwealth of Virginia, March 11, 2002 (File name: thomas1.htm)
     
  • Comments of Joseph P. Borg, NASAA President and Director, Alabama Securities Commission on behalf of the North American Securities Administrators Association, Inc., March 4, 2002 (File name: borg1.htm)
     
  • Comments of John G. Gaine, President, Managed Funds Association, February 27, 2002 (File name: gaine1.htm)
     
  • Comments of Earl Hall, Trenton, NJ, February 25, 2002 (File name: hall1.htm)
     
  • Comments of S. Anthony Taggart, Director, Division of Securities, State of Utah, February 25, 2002 (File name: taggart1.htm)
     
  • Comments of The Financial Services Group of Dechert, February 25, 2002 (File name: dechert1.htm)
     
  • Comments of Deborah R. Bortner, Director of Securities, Securities Division of the Washington State Department of Financial Institutions, February 25, 2002 (File name: bortner1.htm)
     
  • Comments of Matthew Nestor, Director, Massachusetts Securities Division, February 25, 2002 (File name: nestor1.htm)
     
  • Comments of Lee R. Petillon and Mark T. Hiraide, Petillon & Hansen, February 24, 2002 (File name: petillon1.htm)
     
  • Comments of Shea Wilson, Ogden Murphy Wallace, Seattle, WA, February 22, 2002 (File name: wilson1.htm)
     
  • Comments of Keith Paul Bishop, Newport Beach, CA, February 22, 2002 (File name: bishop1.htm)
     
  • Comments of Deborah L. Dye Joyce, Commissioner of Securities, Ohio Division of Securities, February 21, 2002 (File name: joyce1.htm)
     
  • Comments of Robert M. Lam, Chairman; John A. Maher, Commissioner; A. Richard Gerber, Commissioner, Pennsylvania Securities Commission, February 19, 2002 (File name: lam1.htm)
     
  • Comments of Tom Stewart-Gordon, Editor, SCOR Report, Dallas, TX, February 12, 2002 (File name: stewartgordon1.htm)
     
  • Comments of Samuel E. Whitley, Schroeder Walthall Neville L.L.P., Houston, Tex., February 1, 2002. (File name: whitley1.htm)
     
  • Comments of Rutheford B Campbell, Jr., Alumni Professor of Law, College of Law, University of Kentucky, January 30, 2002. (File name: campbel1.htm)
     
  • Comments of Steve Quinlivan, January 2, 2002. (File name: quinlivan1.txt)
     

 

http://www.sec.gov/rules/proposed/s72301.shtml


Modified: 10/16/2014