SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Proposed Rule:
Transactions of Investment Companies With Portfolio and Subadvisory Affiliates

[Release No. IC-25557, File No. S7-13-02]

  • Comments of Amy B.R. Lancellotta, Senior Counsel, The Investment Company Institute, July 19, 2002 (File name: abrlancellotta1.htm)

  • Comments of Karen L. Barr, General Counsel, Investment Counsel Association of America, July 19, 2002 (File name: klbarr1.htm)

  • Comments of Philip L. Kirstein, General Counsel, Merrill Lynch Investment Managers, L.P., July 19, 2002 (File name: plkirstein1.htm)

  • Comments of Stephen A. Keen, General Counsel, Federated Investors, Inc., July 19, 2002 (File name: sakeen1.txt)

  • Comments of Gary D. Black, Managing Director, President, Goldman Sachs Funds, July 19, 2002 (File name: gdblack1.htm)

  • Comments of Gerald T. Lins, Chair, SIA Investment Company Committee; Paul S. Gottlieb, Chair, SIA Investment Adviser Committee, Securities Industry Association, July 17, 2002 (File name: gtlins1.htm)

http://www.sec.gov/rules/proposed/s71302.shtml


Modified: 10/16/2014