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Comments on Proposed Rule:
Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

[Release No. 34-44455; File No. S7-13-01]

  • Comments of Jean A. Webb, Secretary of the Commission, The Commodity Futures Trading Commission, August 10, 2001 (File name: webb1.htm)

  • Comments of David Vitale, Board of Trade of the City of Chicago, Inc., July 26, 2001 (File name: vitale1.htm)

  • Comments of Wendy L. Gramm, Director and Susan E. Dudley, Senior Research Fellow, The Regulatory Studies Program, Mercatus Center, George Mason University, July 26, 2001 (File name: gramm1.htm)

  • Comments of Daniel Roth, Senior Executive Vice President, National Futures Association, July 26, 2001 (File name: roth1.htm)

  • Comments of John M. Damgard, President, Futures Industry Association, July 26, 2001 (File name: damgard1.htm)

  • Comments of Darlene Marquez, July 6, 2001 (File name: marquez1.htm)

http://www.sec.gov/rules/proposed/s71301.shtml


Modified: 10/16/2014