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Comments on Proposed Rule:
Mutual Fund Redemption Fees

[Release No. IC-27255; File No. S7-06-06]


Jul. 26, 2006 Memorandum from the Office of Regulatory Policy, Division of Investment Management, regarding a July 26, 2006 meeting with representatives of the Swiss Bankers Association
Jul. 6, 2006 William M. Tartikoff, Calvert Group, Ltd., Bethesda, Maryland
Jul. 2, 2006 Steven G. Stelmachowski, Milwaukee, Wisconsin
May 25, 2006 Memorandum from the Office of Regulatory Policy, Division of Investment Management, regarding a May 24, 2006 meeting with representatives of The SPARK Institute, Inc., the ING Group, T. Rowe Price, and Citistreet LLC
May 1, 2006 Robert G. Wuelfing, President, and Larry H. Goldbrum, General Counsel, the SPARK Institute, Inc.
Apr. 21, 2006 Memorandum from the Executive Staff regarding a April 20, 2006 meeting with representatives of NewRiver Inc. and Pickard & Djinis LLP
Apr. 21, 2006 David L. Wray, President, Profit Sharing/401(k) Council of America (PSCA)
Apr. 17, 2006 Heidi Stam, General Counsel, The Vanguard Group, Inc., Valley Forge, Pennsylvania
Apr. 14, 2006 Memorandum from the Executive Staff regarding a April 12, 2006 meeting with representatives of the Investment Company Institute
Apr. 14, 2006 Sarah A. Miller, Director & Chief Regulatory Counsel, Center for Securities, Trust and Investments, American Bankers Association
Apr. 13, 2006 Della M. Labate, M.S., Ed., Teacher of American History, Phoenix, Arizona
Apr. 12, 2006 Mark N. Polebaum, General Counsel, MFS Investment Management, Boston, Massachusetts
Apr. 10, 2006 Martin G. Byrne, Chairman, Securities Industry Association
Apr. 10, 2006 Stephen E. Roth, Frederick R. Bellamy, and W. Thomas Conner, Sutherland Asbill & Brennan LLP
Apr. 10, 2006 Elizabeth Krentzman, General Counsel, Investment Company Institute
Apr. 10, 2006 Henry H. Hopkins, Chief Legal Counsel, and Laura H. Chasney, Associate Legal Counsel, T. Rowe Price Associates, Inc.
Apr. 10, 2006 Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Apr. 10, 2006 Cynthia Dash, General Counsel, MG Colorado Holdings, Inc., MSCS and MSCS Financial Services, LLC
Apr. 10, 2006 James S. Viola, Assistant Vice President and Counsel, Massachusetts Mutual Life Insurance Company
Apr. 10, 2006 Carl B. Wilkerson, Vice President and Chief Counsel, American Council of Life Insurers
Apr. 10, 2006 Michael H. Koonce, Sr. Vice President and General Counsel, Evergreen Investments, Boston, Massachusetts
Apr. 10, 2006 Deborah A. Lamb, EVP, Chief Compliance Officer, STI Classic Funds
Apr. 10, 2006 Kimberly J. Smith, Deputy General Counsel, ING Americas U.S. Legal Services
Apr. 10, 2006 David J. Lekich, V.P. and Senior Corporate Counsel, Charles Schwab Co., Inc., San Francisco, California
Apr. 10, 2006 Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company, San Antonio, Texas
Apr. 10, 2006 Brian H. Graff, Esq., APM, Executive Director/CEO, American Society of Pension Professionals & Actuaries (ASPPA)
Apr. 10, 2006 Robert G. Wuelfing, President, and Larry H. Goldbrum, General Counsel, SPARK Institute, Inc.
Apr. 10, 2006 Jan M. Jacobson, Director, Retirement Policy, American Benefits Council
Apr. 10, 2006 Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc.
Apr. 10, 2006 Carol A. Jameson, Esq., Vice President and Senior Counsel, National Securities Clearing Corporation, New York, New York
Apr. 7, 2006 Michael P. DeGeorge, General Counsel, National Association for Variable Annuities
Apr. 7, 2006 William M. Tartikoff, General Counsel, and Andrew Niebler, Assistant General Counsel, The Calvert Group, Ltd., Bethesda, Maryland
Apr. 6, 2006 Jay S. Neuman, ReedSmith LLP
Mar. 20, 2006 Chris Jackson, AFIM, Assistant Vice President & Portfolio Manager, Orrstown Financial Advisors

 

http://www.sec.gov/rules/proposed/s70606.shtml


Modified: 10/16/2014