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Comments on Proposed Rule:
Changes of Self-Regulatory Organizations

[Release No. 34-43860; File No. S7-03-01]

  • Comments of James H. Lee, Chairman and President, Eletronic Traders Association, December 4, 2001 (File name: lee1.htm)

  • Comments of Edward J. Joyce, The Chicago Board Options Exchange; April 11, 2001 (File name: joyce1.htm)

  • Comments of Carl Wilkerson, American Council of Life Insurers; April 10, 2001 (File name: wilkers1.htm) Including four (4) exhibits in PDF format: Exhibit 1, Exhibit 2, Exhibit 3, Exhibit 4

  • Comments of Wendy L. Gramm, Director, Regulatory Studies Program, Mercatus Center, George Mason University, April 11, 2001 (File name: gramm1.htm)

  • Comments of Craig Tyle, General Counsel, The Investment Company Institute, April 6, 2001 (File name: tyle1.htm)

  • Comments of Meyer S. Frucher, Philadelphia Stock Exchange, April 6, 2001 (File name: frucher1.htm)

  • Comments of Christopher R. Franke, Chairman, Self-Regulatory & Supervisory Practices Committee; Joseph Polizzotto, Chairman, Federal Regulation Committee; Peter C. Cohan, Chairman, Trading Committee; Michael Stone, President, Compliance and Legal Division; Securities Industry Association, April 6, 2001 (File name: franke1.htm)

  • Comments of James J. Angel, Ph.D., Associate Professor of Finance, McDonough School of Business, Georgetown University, Washington, D.C., April 5, 2001 (File name: angel1.txt)

  • Comments of Kevin M. Foley, Bloomberg Tradebook LLC, April 5, 2001 (File name: foley1.htm)

  • Comments of George Brunelle, April 4, 2001 (File name: brunell1.htm)

Modified: 07/07/2003