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Comments on Rulemaking Petition:
Request for Rulemaking to Amend Rules 15c3-1 and 15c3-3 Concerning Net Capital and Collaterial Treatment of Broker-Dealers' Investment in Shares of Certain Registered Investment Companies

[File No. 4-478]

 

http://www.sec.gov/rules/petitions/4-478.shtml


Modified: 10/03/2013